China: Securities

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Article
Mainland Courts Confirm Jurisdiction Over Securities Fraud Claims Against An Offshore-incorporated Listed Company
For the first time, PRC courts have asserted jurisdiction over securities fraud claims brought by Mainland investors against offshore-incorporated, Hong Kong-listed companies. The Beijing Financial Court's landmark ruling establishes that harm to domestic investors alone can trigger extraterritorial application of PRC Securities Law, even when securities transactions occur outside Mainland China.
China International
SM
Slaughter & May
Article
证券虚假陈述责任纠纷重大性认定中价格影响标准的类型化适用
2022年最高人民法院《关于审理证券市场虚假陈述侵权民事赔偿案件的若干规定》（法释〔2022〕2号，以下简称“《虚假陈述若干规定》”）第10条确立了价格影响标准（即《虚假陈述若干规定》第10条所称“交易价格或者交易量”是否受到影响的判断标准，本文简称价格影响标准），为被告提供了推
China Finance
AB
AnJie Broad Law Firm
Article
境外机构对境内投资者展业的历史遗留问题处理与未来合规边界
China's securities regulator has launched a comprehensive crackdown on illegal cross-border securities activities, raising critical questions about the legal boundaries between legitimate offshore brokerage services and prohibited domestic operations. When mainland Chinese investors voluntarily travel to Hong Kong to open securities accounts with licensed brokers, does this constitute illegal domestic business activity, and how do courts determine the validity of resulting margin financing agreements?
China Finance
JT
Beijing Jincheng Tongda & Neal
Article
《金诚同达金融专刊》第13期发布
China's central bank signals a strategic shift toward structural monetary policy tools over broad interest rate cuts, while the securities and insurance sectors navigate intensive regulatory reforms. The People's Bank of China's Q1 2026 report reveals targeted credit expansion through specialized lending facilities, as securities firms post robust earnings amid trading rule optimizations and insurance regulators tighten product compliance standards.
China Finance
JT
Beijing Jincheng Tongda & Neal
Article
Highlights Of The Information Disclosure Implementation Rules From A Private Securities Fund Perspective
To implement the Measures for the Supervision and Administration of Information Disclosure of Private Investment Funds issued by the China Securities Regulatory Commission, and to further specify the information disclosure requirements for private investment funds, the Asset Management Association of China has drafted the Implementation Rules for Information Disclosure of Private Investment Funds and the Templates for Key Information Disclosure Content of Private Investment Funds.
China Finance
LO
Llinks Law Offices
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