United Kingdom: Capital Adequacy/BASEL

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

The UK's Banking Regulator Sets Out Its Supervisory Expectations

In Supervisory Statement SS31/15, the UK's Prudential Regulation Authority ("PRA") updates banks and the large investment firms it supervises on its expectations for their Internal Capital Adequacy Assessment Process ("ICAAP") and Supervisory Review and Evaluation Process ("SREP").

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Global implementation of Basel 3.1 capital proposals has been fraught with continuous delays and set-backs – but are we now nearing the endgame?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

On 28 October 2025, the Prudential Regulation Authority (PRA) released near-final policy statement PS19/25, setting out how Capital Requirements Regulation (CRR) rules will be restated for UK banks and building societies...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

In this edition, we discuss latest developments in the UK and EU banking and investment regulation.

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

United Kingdom Technology

TS

Travers Smith LLP

FinTech Global FS Regulatory Round-up - W/e 12 September 2025

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 8: Changes To Certain STS Requirements

European Union Finance

JD

Jones Day

In The Know: UK-EU Banking And Investment Regulation - September 2025

United Kingdom Finance

AG

Addleshaw Goddard

PRA Consults On Implementation Of Basel 3.1 And Adjustments To Market Risk Framework

United Kingdom Finance

AG

Addleshaw Goddard

FinTech Global FS Regulatory Round-up - W/e 22 August 2025

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

The Space: Mental Health And Wellbeing - Episode Four (Podcast)

United Kingdom Employment

GW

Gowling WLG

Legal Consideration For Hotels: Planning (Video)

United Kingdom Media & IT

GW

Gowling WLG

(Mis)Conduct, Money & Reputation | Woodford, The FCA And The Staley Effect (Podcast)

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

AI In The Workplace Masterclass: A Practical Overview Of What Employers Need To Know (Video)

United Kingdom Technology

BP

Burness Paull

Navigating FX Hedging In 2025: Strategies For A Turbulent Market

United Kingdom Finance

A

AlixPartners

European Supervisory Authorities Make Recommendations For The EU Securitisation Market

Article 44 of the EU's Securitisation Regulation (SECR) requires the Joint Committee of the European Supervisory Authorities (ESAs) to produce a report...

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

Chancellor Rachel Reeves has delivered her second Mansion House speech as part of a package of measures - dubbed the "Leeds Reforms" - that are designed to "rewire the financial system".

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

May – June 2025 Regulatory Round-Up

HM Treasury (HMT) and the Financial Conduct Authority (FCA) have launched consultations proposing a streamlined regulatory framework for UK AIFMs.

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Private Credit's Quiet Consolidation Of Power

Once a niche corner of alternative lending, private credit has shown, not only its resilience, but also its ability and willingness to collaborate with various stakeholders.

United Kingdom Finance

TS

Travers Smith LLP

PRA Consults On Phase 1 Of Pillar 2A Review

United Kingdom Finance

AG

Addleshaw Goddard

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

European Union Finance

ML

Milbank LLP

Guernsey Funds: Innovation With Alternative Strategies

United Kingdom Finance

CO

Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

United Kingdom Finance

JD

Jones Day

PRA Business Plan For 2025/26

United Kingdom Finance

AG

Addleshaw Goddard

UK Regulatory Capital Reforms: A Boost For Start-Up Founders And Venture Capital Investors?

United Kingdom Finance

GP

Goodwin Procter LLP

PRA Consults On Changing The Retail Deposits Leverage Ratio Threshold

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

European Union Finance

AG

Addleshaw Goddard

PRA Delays UK Implementation Of Basel 3.1

United Kingdom Finance

AG

Addleshaw Goddard

UK Regulatory Capital Reforms: A Boost For Start-Up Founders And Venture Capital Investors?

In its recent consultation [CP25/10: Definition of capital for FCA investment firms] (Consultation), the Financial Conduct Authority (FCA) has stated that it wants to amend its capital rules for investment firms...

United Kingdom Finance

GP

Goodwin Procter LLP

PRA Consults On Changing The Retail Deposits Leverage Ratio Threshold

On 5 March 2025 the Prudential Regulation Authority (PRA) published a consultation paper on its proposals to raise the retail deposits leverage ratio threshold, increasing it to £70 billion...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

In this edition, we discuss the recent announcement from the Prudential Regulation Authority (PRA) on the delay of the UK implementation of Basel 3.1.

European Union Finance

AG

Addleshaw Goddard

PRA Delays UK Implementation Of Basel 3.1

On 17 January 2025, the Prudential Regulation Authority (PRA) published a press release announcing that, in consultation with HM Treasury...

United Kingdom Finance

AG

Addleshaw Goddard

Fasten Your Seatbelts For 2025 | 4 Key Shifts In European Finance

European Union Finance

A|

AGPLAW | A.G. Paphitis & Co. LLC

The UK's PRA Publishes Near-Final Basel 3.1 Rules

On 12 September 2024, the UK's banking regulator, the Prudential Regulation Authority ("PRA") published its second policy statement on implementation of the Basel 3.1 standards in the form of near-final rules (PS9/24).

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

What's Happening In Pensions - Issue 111 (Podcast)

Regulations made in 2023 require schemes that provide DC benefits (other than just from additional voluntary contributions) to disclose and explain their policy on illiquid investments...

United Kingdom Employment

TS

Travers Smith LLP

Basel 3.1 – Fuel To Further Accelerate The Growth Of Private Credit?

Basel 3.1 introduces stricter methods for calculating risk-weighted assets, requiring banks to increase capital or offload loans. This shift presents opportunities for non-bank lenders in private credit markets.

United Kingdom Finance

M

Macfarlanes LLP

Case Study – FCA Authorisation Application

Only authorized firms can carry out regulated activities in the UK. Obtaining FCA or PRA authorization may take 6-12 months.

United Kingdom Finance

HC

Herrington Carmichael

Life Ring No Longer Needed

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

United Kingdom Commercial

NR

Norton Rose Fulbright Hong Kong

Is Bronze The New Gold?

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

Russian Trustee Partially Succeeds In A Strike Out Application (Kireeva (As Trustee And Bankruptcy Manager Of Bedzhamov) V Zolotova And Basel Properties Limited)

United Kingdom Insolvency

GC

Gatehouse Chambers

Regulation Tomorrow Plus: FCA CP23/24 On Capital Deduction For Redress For Personal Investment Firms (Podcast)

United Kingdom Employment

NR

Norton Rose Fulbright Hong Kong

CRD VI And Its Impact On Lending Into Europe

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Government Consults On New Rules To Recapitalise Small Banks In Resolution – What Does This Mean For Potential Buyers Of Distressed UK Banks?

United Kingdom Finance

MB

Mayer Brown

Travers Smith's Alternative Insights: Subscription Line Financing

United Kingdom Finance

TS

Travers Smith LLP

Inclusion Of Insurance Within Capital Frameworks: Navigating The Possibilities

United Kingdom Finance

W

WTW

Regulation Round Up

European Union Finance

PR

Proskauer Rose LLP

Key Areas Of Focus While Conducting Financial Due Diligence For Search Funds And Self-Funded Search Clients

United Kingdom Finance

GE

Gerald Edelman

The Growth Of Real Estate Debt

United Kingdom Finance

M

Macfarlanes LLP

Rated Subscription Lines: An Emerging Solution To The Liquidity Crunch?

United Kingdom Finance

TS

Travers Smith LLP

Lessons To Be Learned From 2023's Bank Failures

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Hot Topics For 2024

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

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