United Kingdom: Capital Adequacy/BASEL

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Incoming EEA Restrictions On Non-EEA Banks – One Month To Go

Although we are seven months away from the application of the new requirements for non-EEA banks and large broker-dealers (together non-EEA banks)...

United Kingdom Finance

AO

A&O Shearman

Enhancing Financial Services Bill Announced In King's Speech

The UK government has unveiled plans to modernize financial services regulation through a new bill announced in the King's Speech, aiming to reduce regulatory complexity while maintaining high standards.

United Kingdom Finance

LS

Lewis Silkin

Why Compliance Data Should Be Treated As A Product

The relationship between financial services firms and their regulators has always been shaped by data, but for decades data was treated as something that firms produced when needed...

United Kingdom Finance

FR

Forensic Risk Alliance

What Is An NFC-?

Understanding the classification of Non-Financial Counterparties under EMIR regulations is crucial for determining compliance obligations.

United Kingdom Finance

TRAction

EEA Banking Customers Beware. If You Don't Ask, You Don't Get

United Kingdom Finance

AO

A&O Shearman

FinReg Monthly Update

Worldwide Finance

PR

Proskauer Rose LLP

PRA Proposes Funded Reinsurance Reform

United Kingdom Insurance

SA

Skadden Arps Slate Meagher & Flom

Private Credit Valuations: Navigating Volatility, Regulatory Risk And An Evolving Market

United Kingdom Finance

M

Macfarlanes LLP

Consolidation Of Lloyd’s Rules

United Kingdom Finance

PR

Proskauer Rose LLP

How Fund Structures Evolved To Shape Today's Private Credit Markets: Part 1 Of 3

United Kingdom Finance

D

Dechert

The UK Consults On Significant Changes To Its Securitisation Framework

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Bank Of England Published Financial Stability Report And Assessment Of Bank Capital Requirements

United Kingdom Finance

AG

Addleshaw Goddard

FCA Paper Published On Market Risk Capital Requirements For Investment Firms

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

United Kingdom Finance

AG

Addleshaw Goddard

Home-grown AI? What You Need To Know About The Sovereignty Agenda

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Property Newsletter: June 2026 (Podcast)

United Kingdom Real Estate

GC

Gatehouse Chambers

Captives, Data And Emerging Risks: Rethinking Insurance (Podcast)

United Kingdom Insurance

G

Guernsey Finance

Travers Smith's Sustainability Insights: Reporting Requirements Still Shifting

United Kingdom Commercial

TS

Travers Smith LLP

UKREiiF 2026 Recap: Where The Smart Money Is Moving For Living 2026 (Video)

United Kingdom Real Estate

WB

Womble Bond Dickinson

The UK's Banking Regulator Sets Out Its Supervisory Expectations

In Supervisory Statement SS31/15, the UK's Prudential Regulation Authority ("PRA") updates banks and the large investment firms it supervises on its expectations for their Internal Capital Adequacy Assessment Process ("ICAAP") and Supervisory Review and Evaluation Process ("SREP").

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Global implementation of Basel 3.1 capital proposals has been fraught with continuous delays and set-backs – but are we now nearing the endgame?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

On 28 October 2025, the Prudential Regulation Authority (PRA) released near-final policy statement PS19/25, setting out how Capital Requirements Regulation (CRR) rules will be restated for UK banks and building societies...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

In this edition, we discuss latest developments in the UK and EU banking and investment regulation.

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

United Kingdom Technology

TS

Travers Smith LLP

FinTech Global FS Regulatory Round-up - W/e 12 September 2025

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 8: Changes To Certain STS Requirements

European Union Finance

JD

Jones Day

In The Know: UK-EU Banking And Investment Regulation - September 2025

United Kingdom Finance

AG

Addleshaw Goddard

PRA Consults On Implementation Of Basel 3.1 And Adjustments To Market Risk Framework

United Kingdom Finance

AG

Addleshaw Goddard

FinTech Global FS Regulatory Round-up - W/e 22 August 2025

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 8: Changes To Certain STS Requirements

On 17 June 2025, the European Commission (the "Commission") published its proposed measures to revive the securitisation framework in the European Union ("EU")...

European Union Finance

JD

Jones Day

In The Know: UK-EU Banking And Investment Regulation - September 2025

In this edition, we discuss latest developments in the UK and EU banking and investment regulation.

United Kingdom Finance

AG

Addleshaw Goddard

PRA Consults On Implementation Of Basel 3.1 And Adjustments To Market Risk Framework

On 15 July 2025, the Prudential Regulation Authority (PRA) published a consultation paper (CP17/25) on ‘Basel 3.1: adjustments to the market risk framework'.

United Kingdom Finance

AG

Addleshaw Goddard

FinTech Global FS Regulatory Round-up - W/e 22 August 2025

In this edition we round up FinTech-related financial services regulatory developments for the week ending 22 August 2025.

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

European Supervisory Authorities Make Recommendations For The EU Securitisation Market

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

On 16 June 2025, the European Banking Authority (EBA) published two final reports on draft technical standards relating to operational risk under the Capital Requirements Regulation (575/2013) (CRR).

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

On 17 June 2025, the European Commission (the "Commission") published a significant proposal to amend Regulation (EU) 2017/2402 (the "EU Securitisation Regulation")...

European Union Finance

ML

Milbank LLP

Guernsey Funds: Innovation With Alternative Strategies

Guernsey has long been recognised as an attractive international funds jurisdiction, known for its expertise, stability...

United Kingdom Finance

CO

Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

The report contains 58 recommendations, which would require legislation and new court rules if they are to be enacted.

United Kingdom Finance

JD

Jones Day

PRA Business Plan For 2025/26

United Kingdom Finance

AG

Addleshaw Goddard

UK Regulatory Capital Reforms: A Boost For Start-Up Founders And Venture Capital Investors?

United Kingdom Finance

GP

Goodwin Procter LLP

PRA Consults On Changing The Retail Deposits Leverage Ratio Threshold

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

European Union Finance

AG

Addleshaw Goddard

PRA Delays UK Implementation Of Basel 3.1

United Kingdom Finance

AG

Addleshaw Goddard

Fasten Your Seatbelts For 2025 | 4 Key Shifts In European Finance

European Union Finance

A|

AGPLAW | A.G. Paphitis & Co. LLC

UK Banking And Insurance Regulation Update

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

United Kingdom Finance

TRAction

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

United Kingdom Finance

TRAction

Guide To The New UK Securitisation Rules

United Kingdom Finance

ML

Milbank LLP

The UK's PRA Publishes Near-Final Basel 3.1 Rules

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

What's Happening In Pensions - Issue 111 (Podcast)

United Kingdom Employment

TS

Travers Smith LLP

Basel 3.1 – Fuel To Further Accelerate The Growth Of Private Credit?

United Kingdom Finance

M

Macfarlanes LLP

Case Study – FCA Authorisation Application

United Kingdom Finance

HC

Herrington Carmichael

Life Ring No Longer Needed

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

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