United Kingdom: Capital Adequacy/BASEL

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Consolidation Of Lloyd’s Rules

Lloyd’s of London adds a certain mystique to the UK insurance market. Tracing its history to a 17th century coffee house, Lloyd’s has since developed into the world’s most prominent...

United Kingdom Finance

PR

Proskauer Rose LLP

How Fund Structures Evolved To Shape Today's Private Credit Markets: Part 1 Of 3

Following the 2008–2009 Global Financial Crisis, reforms such as the Dodd-Frank Act, the Volcker Rule and Basel III constrained traditional bank lending and accelerated the growth of non-bank credit.

United Kingdom Finance

D

Dechert

Bank Of England Published Financial Stability Report And Assessment Of Bank Capital Requirements

On 2 December 2025, the Bank of England's Financial Policy Committee (the FPC) published its December Financial Stability Report, as well as a report entitled ‘Financial Stability in Focus...

United Kingdom Finance

AG

Addleshaw Goddard

FCA Paper Published On Market Risk Capital Requirements For Investment Firms

On 16 December 2025, the Financial Conduct Authority (FCA) published an engagement paper on ‘Market risk capital requirements for FCA investment firms'.

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

United Kingdom Finance

AG

Addleshaw Goddard

The UK's Banking Regulator Sets Out Its Supervisory Expectations

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

United Kingdom Technology

TS

Travers Smith LLP

Tech Predictions For 2026: The Year Ahead Promises To Be Anything But Predictable

United Kingdom Technology

LS

Lewis Silkin

Divorce And Privacy: How Can I Protect My Personal Information? (Video)

United Kingdom Privacy

WL

Withers LLP

Government Signals Retrospective Extension Of ILR Route To Ten Years

United Kingdom Immigration

WB

WestBridge Business Immigration

Pensions Playbook: Investing In The UK (Podcast)

United Kingdom Employment

MB

Mayer Brown

The Business Behind Sport: What Makes Sports Sponsorship (Podcast)

United Kingdom Commercial

AC

Ankura Consulting Group LLC

FinTech Global FS Regulatory Round-up - W/e 12 September 2025

As the basis for Open Finance in the EU moves along the legislative pathway, we assess what implementation may require. Our FiDA Checklist provides a helpful introduction to FiDA...

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 8: Changes To Certain STS Requirements

On 17 June 2025, the European Commission (the "Commission") published its proposed measures to revive the securitisation framework in the European Union ("EU")...

European Union Finance

JD

Jones Day

In The Know: UK-EU Banking And Investment Regulation - September 2025

In this edition, we discuss latest developments in the UK and EU banking and investment regulation.

United Kingdom Finance

AG

Addleshaw Goddard

PRA Consults On Implementation Of Basel 3.1 And Adjustments To Market Risk Framework

On 15 July 2025, the Prudential Regulation Authority (PRA) published a consultation paper (CP17/25) on ‘Basel 3.1: adjustments to the market risk framework'.

United Kingdom Finance

AG

Addleshaw Goddard

FinTech Global FS Regulatory Round-up - W/e 22 August 2025

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

European Supervisory Authorities Make Recommendations For The EU Securitisation Market

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

May – June 2025 Regulatory Round-Up

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Private Credit's Quiet Consolidation Of Power

United Kingdom Finance

TS

Travers Smith LLP

PRA Consults On Phase 1 Of Pillar 2A Review

United Kingdom Finance

AG

Addleshaw Goddard

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

European Union Finance

ML

Milbank LLP

Guernsey Funds: Innovation With Alternative Strategies

United Kingdom Finance

CO

Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

United Kingdom Finance

JD

Jones Day

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

On 16 June 2025, the European Banking Authority (EBA) published two final reports on draft technical standards relating to operational risk under the Capital Requirements Regulation (575/2013) (CRR).

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

On 17 June 2025, the European Commission (the "Commission") published a significant proposal to amend Regulation (EU) 2017/2402 (the "EU Securitisation Regulation")...

European Union Finance

ML

Milbank LLP

Guernsey Funds: Innovation With Alternative Strategies

Guernsey has long been recognised as an attractive international funds jurisdiction, known for its expertise, stability...

United Kingdom Finance

CO

Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

The report contains 58 recommendations, which would require legislation and new court rules if they are to be enacted.

United Kingdom Finance

JD

Jones Day

PRA Business Plan For 2025/26

United Kingdom Finance

AG

Addleshaw Goddard

Fasten Your Seatbelts For 2025 | 4 Key Shifts In European Finance

As we enter 2025, the European financial sector faces a pivotal year marked by major regulatory developments aimed at encouraging stability, resilience, and compliance.

European Union Finance

A|

AGPLAW | A.G. Paphitis & Co. LLC

UK Banking And Insurance Regulation Update

The UK's Prudential Regulation Authority ("PRA") has recently published various statements regarding its current approach to its regulation of banking...

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

This article discusses the MiFIR framework, examples of missing or absent ISINs from FIRDS and regulators' responses.

United Kingdom Finance

TRAction

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

MiFIR reportability has stayed the same for UK firms but has narrowed in scope for EU firms.

United Kingdom Finance

TRAction

Guide To The New UK Securitisation Rules

United Kingdom Finance

ML

Milbank LLP

The UK's PRA Publishes Near-Final Basel 3.1 Rules

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

What's Happening In Pensions - Issue 111 (Podcast)

United Kingdom Employment

TS

Travers Smith LLP

Basel 3.1 – Fuel To Further Accelerate The Growth Of Private Credit?

United Kingdom Finance

M

Macfarlanes LLP

Case Study – FCA Authorisation Application

United Kingdom Finance

HC

Herrington Carmichael

Life Ring No Longer Needed

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

United Kingdom Commercial

NR

Norton Rose Fulbright Hong Kong

Is Bronze The New Gold?

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

Russian Trustee Partially Succeeds In A Strike Out Application (Kireeva (As Trustee And Bankruptcy Manager Of Bedzhamov) V Zolotova And Basel Properties Limited)

United Kingdom Insolvency

GC

Gatehouse Chambers

Regulation Tomorrow Plus: FCA CP23/24 On Capital Deduction For Redress For Personal Investment Firms (Podcast)

United Kingdom Employment

NR

Norton Rose Fulbright Hong Kong

CRD VI And Its Impact On Lending Into Europe

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Government Consults On New Rules To Recapitalise Small Banks In Resolution – What Does This Mean For Potential Buyers Of Distressed UK Banks?

United Kingdom Finance

MB

Mayer Brown

Travers Smith's Alternative Insights: Subscription Line Financing

United Kingdom Finance

TS

Travers Smith LLP

Inclusion Of Insurance Within Capital Frameworks: Navigating The Possibilities

United Kingdom Finance

W

WTW

Regulation Round Up

European Union Finance

PR

Proskauer Rose LLP

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