United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Decoding CFTC's Emerging Framework For Leveraged Retail Spot Crypto Trading In The United States

In September 2025, the SEC and CFTC issued a coordinated joint staff statement clarifying that certain spot crypto asset products may be listed on SEC-registered national securities exchanges...

Worldwide Finance

TLP Advisors

The GENIUS Act In Action: The OCC Proposes Stablecoin Regulations

On March 2, 2026, the Office of the Comptroller of the Currency (the "OCC") released a notice of proposed rulemaking ("NPRM") for regulations aimed at implementing the Guiding and Establishing...

United States Finance

JD

Jones Day

Vice Chair Bowman Talks Tailoring

Vice Chair Bowman tied together three threads that have appeared across her prior speeches — tailoring, transparency, and pragmatism — and translated them into near-term supervisory and capital priorities.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

California Court Grants Summary Judgment To OppFi, Rejects DFPI "True Lender" Theory

In a very significant and potentially precedent-setting February 24, 2026 decision, the Los Angeles County Superior Court (Hon. Gary D. Roberts)...

United States Finance

BS

Ballard Spahr LLP

New York Publishes Buy Now, Pay Later Rules

United States Finance

BS

Ballard Spahr LLP

Regulatory Monitoring: EU Version

European Union Finance

AO

A&O Shearman

Fed Requests Comment On Plan To Remove Reputation Risk From Supervision Of Banks

United States Finance

BS

Ballard Spahr LLP

Reimagining Securities Arbitration: FINRA Launches Broad Review Of Arbitration Rules And Requests Comment On Modernization Initiative

United States Finance

KM

Katten Muchin Rosenman LLP

UK Financial Insights From Katten | Issue 30

United States Finance

KM

Katten Muchin Rosenman LLP

Dele-Great!: CFTC Staff Allows CPO Delegation Structures To Remain Intact

United States Finance

KG

K&L Gates LLP

OCC Unveils First Comprehensive Federal Rulemaking For Stablecoin Issuers

United States Finance

ST

Simpson Thacher & Bartlett

SEC Calls Attention To Private Market Valuation

United States Finance

D

Dechert

OCC Proposes GENIUS Act Implementing Rules

United States Finance

SJ

Steptoe LLP

A National Strategy To Prevent Scams - "United We Stand" (Podcast)

United States Finance

BS

Ballard Spahr LLP

Littler Lounge: Just Cause For A Chat About Corrective Actions (Podcast)

United States Employment

LM

Littler Mendelson

Food Venture Financing News – Weekly Issue No. 264

United States Commercial

DW

Davis Wright Tremaine

Colorado "Opt-Out" Litigation – Petition For Rehearing En Banc And Amicus Briefs In Support

United States Finance

BS

Ballard Spahr LLP

Federal Circuit: Priority Document That 'Broadly Outlines' Possible Structures Fails To Provide Adequate Written Description Support For Subgenus Of Linkers In Antibody-Drug Conjugate

United States IP

AG

Akin Gump Strauss Hauer & Feld LLP

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

United States Insolvency

BS

Ballard Spahr LLP

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Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Vice Chair Bowman Talks Tailoring

Vice Chair Bowman tied together three threads that have appeared across her prior speeches — tailoring, transparency, and pragmatism — and translated them into near-term supervisory and capital priorities.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Regulatory Monitoring: EU Version

The ESRB published a report on financial stability risks from linkages between banks and the non-bank financial intermediation (NBFI) sector.

European Union Finance

AO

A&O Shearman

OCC Unveils First Comprehensive Federal Rulemaking For Stablecoin Issuers

On February 25, 2026, the Office of the Comptroller of the Currency issued a proposal to implement significant portions of the Guiding and Establishing National Innovation for U.S. Stablecoins Act, known as the GENIUS Act, which was signed into law in July 2025.

United States Finance

ST

Simpson Thacher & Bartlett

OCC Proposes Implementing Regulations For Payment Stablecoin Issuers Under The GENIUS Act

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Land Development And Site Improvement Financing: Project Execution And Capital Coordination To Drive Activity In 2026

United States Finance

BS

Ballard Spahr LLP

Trends In Ship Finance

United States Transport

HK

Holland & Knight

NCUA Issues 2026 Supervisory Priorities Letter Emphasizing Safety, Soundness, And Risk-Focused Examinations

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Prudential Regulation In 2026: Priorities In Capital, Ring-fencing, Recovery And Resolution, And Operational Resilience Requirements

Worldwide Finance

AO

A&O Shearman

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

United States Consumer

AO

A&O Shearman

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Debt Capital Markets

Preferred Equity: Another Option In The Private Capital Liquidity Toolkit

Preferred equity has become an increasingly common component of private capital structures across a wide range of transaction types. Although often described as "hybrid capital,"...

United States Commercial

MB

Mayer Brown

Dele-Great!: CFTC Staff Allows CPO Delegation Structures To Remain Intact

As previously discussed in our client alert, the industry celebrated the no-action relief from registration as a commodity pool operator (CPO) (the Relief).

United States Finance

KG

K&L Gates LLP

What 2026 Will Demand From Finance Leaders

As finance leaders look to the year ahead, the tone from regulators continues to evolve and emphasize pragmatism, fundamentals...

United States Accounting

R

Riveron

Why New York City's Consumer Regulator Belongs On National Compliance Radar

United States Consumer

GA

Global Advertising Lawyers Alliance (GALA)

FinCEN Issues Exceptive Relief Order On Beneficial Ownership Verification Requirements

United States Finance

GP

Goodwin Procter LLP

2025 Market Review: Credit, Capital And Change

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

United States Finance

JD

Jones Day

2026 FFA Annual Conference Recap

United States Finance

LL

Loeb & Loeb LLP

Today's Podcast Episode: Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America

United States Finance

BS

Ballard Spahr LLP

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Charges, Mortgages, Indemnities

Unveiling The Homebuyers Privacy Protection Act: Safeguarding Consumer Data In Mortgage Transactions

New Homebuyers Privacy Protection Act ending abusive use of mortgage credit trigger leads takes effect March 4, 2026

United States Privacy

LB

Lewis Brisbois Bisgaard & Smith LLP

Vice Chair Bowman Talks Tailoring

Vice Chair Bowman tied together three threads that have appeared across her prior speeches — tailoring, transparency, and pragmatism — and translated them into near-term supervisory and capital priorities.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Commonhold Reform: What The Draft Bill Tells Us

The Government's Commonhold and Leasehold Reform Bill has now been published in draft, following the Commonhold White Paper...

United States Real Estate

WB

Womble Bond Dickinson

Florida District Court Upholds CFPB's Residential PACE Rule

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

FINRA Triples Long-Standing Annual Gift Limit

United States Finance

HK

Holland & Knight

NAIC Working Group Discusses Potential Changes To Life Risk-Based Capital Factors For Certain Asset Classes

United States Insurance

MB

Mayer Brown

Court Of Appeal Confirms Transferee Lender May Maintain Inherited SVR And Clarifies Limits Of CCA Unfair Relationship Remedies For Regulated Mortgages

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Supreme Court Of Ohio Concludes That Mortgage Borrowers Do Not Need To Suffer Actual Harm To Recover Monetary Damages If Lender Fails To Timely Record Mortgage Release

United States Litigation

CH

Calfee Halter & Griswold

Mortgage Banking Update - February 19, 2026

United States Finance

BS

Ballard Spahr LLP

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Financial Services

Energy And Commodity Trading: A Comparison Of Conduct And Compliance Across The EU, UK And US

Following Russia's aggression against Ukraine and consequent far-reaching bans on Russian oil and gas, there is increased reliance by the European Union ("EU") and United Kingdom ("UK")...

Worldwide Energy

B

Bracewell

Unveiling The Homebuyers Privacy Protection Act: Safeguarding Consumer Data In Mortgage Transactions

New Homebuyers Privacy Protection Act ending abusive use of mortgage credit trigger leads takes effect March 4, 2026

United States Privacy

LB

Lewis Brisbois Bisgaard & Smith LLP

Decoding CFTC's Emerging Framework For Leveraged Retail Spot Crypto Trading In The United States

In September 2025, the SEC and CFTC issued a coordinated joint staff statement clarifying that certain spot crypto asset products may be listed on SEC-registered national securities exchanges...

Worldwide Finance

TLP Advisors

Trump Administration Considers Requiring Banks To Collect Citizenship Information From Their Customers

United States Criminal

WS

Winston & Strawn LLP

The GENIUS Act In Action: The OCC Proposes Stablecoin Regulations

United States Finance

JD

Jones Day

New York's Proposed Regulations For Buy Now, Pay Later Consumer Finance Services

United States Consumer

BC

Bryan Cave Leighton Paisner

Vice Chair Bowman Talks Tailoring

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Alberts Discusses Stablecoins And M&A Trends In Financial Services

United States Technology

PC

Pryor Cashman LLP

California Court Grants Summary Judgment To OppFi, Rejects DFPI "True Lender" Theory

United States Finance

BS

Ballard Spahr LLP

See more

Latest Videos

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Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

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