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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Take Two: FINRA Revisits Proposal To Align Rule 2210 With The SEC Marketing Rule

On February 10, 2026, FINRA re-proposed amendments to Rule 2210 to permit performance targets and projections in broker-dealer communications, subject to certain conditions.

United States Finance

D

Dechert

Credit Union-Sponsored Securitizations: Market Developments And Legal Considerations

The arrival of credit unions as active participants has been a noteworthy development in the asset-backed securitization market over the past few years, and appears poised for significant growth in the immediate future.

United States Finance

D

Dechert

Banking Litigation Podcast EP58: Monthly Update – January/February 2026

In this edition of our banking litigation podcast, we consider some recent cases that will be most relevant to in-house lawyers at banks and financial institutions.

United States Finance

KL

Herbert Smith Freehills Kramer LLP

UK Crypto Regulation Moves Forward: Admissions & Disclosures And Market Abuse For Cryptoassets – Key Takeaways From FCA CP25/41

The close of 2025 highlighted the continuing momentum for the digital asset industry, with regulatory developments accelerating rather than slowing. In December, the UK Government and the Financial Conduct Authority (FCA)...

United States Finance

WS

Winston & Strawn LLP

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

United States Finance

JD

Jones Day

Former New Jersey Attorney General Matt Platkin Launches Law Firm To Continue Fighting For The Public Good

United States Finance

BS

Ballard Spahr LLP

Baltimore Sues Fintech Company Dave Over ExtraCash Overdraft Product

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

SEC Issues Guidance On Tokenized Securities

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Investment Management Regulatory & Compliance Calendar And Guidebook 2026

United States Finance

WS

Winston & Strawn LLP

IOSCO Reports On Pre-Hedging And Financial Asset Tokenization

United States Finance

W

WilmerHale

OFSI Announces Major Reforms To Enforcement Process Following Consultation

United States Finance

KG

K&L Gates LLP

Federal Court Issues Mixed Decision On Illinois Interchange Fee Law

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

National Credit Union Takes First Step To Implement GENIUS Act

United States Finance

SJ

Steptoe LLP

CFPB Signals Sharp Reduction In Oversight Amid Shift To Virtual Exams

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

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Webinars

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Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Banking Regulation

Project Finance

Debt Capital Markets

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

Both the Financial Industry Regulatory Authority ("FINRA") and the National Futures Association ("NFA") have implemented rules prohibiting the practice of "frontrunning."

United States Finance

JD

Jones Day

2026 FFA Annual Conference Recap

Loeb sent its largest team yet to the 2026 Fund Finance Association's (FFA's) annual conference, and we weren't alone, as the 3000+ attendees set a new record in the conference's 15th edition.

United States Finance

LL

Loeb & Loeb LLP

Today's Podcast Episode: Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America

On this episode of the Ballard Spahr Consumer Finance Monitor Podcast, we examine consumer debt and bankruptcy through the lens of Debt's Grip: Risk and Consumer Bankruptcy (University of California Press, 2025)...

United States Finance

BS

Ballard Spahr LLP

Cooperation Agreements 101: A Quick Primer On Material Terms And Trends

United States Insolvency

ABA Business Law Section

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

United States Insolvency

BS

Ballard Spahr LLP

Liability Management Exercises: Bandage Or Bridge To Recovery?

United States Insolvency

AC

Ankura Consulting Group LLC

Finance Teams That Harness AI Will Lead The Next Wave Of Business Collaboration

United States Technology

R

Riveron

SEC And CFTC Announce Joint 'Project Crypto' Initiative At Historic Harmonization Event

United States Finance

KM

Katten Muchin Rosenman LLP

Revitalizing U.S. Capital Markets: The Case For State-Led Reform

United States Commercial

FL

Foley & Lardner

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Acquisition Finance/LBOs/MBOs

How To Buyout A Business Partner (Part 3)

Closing the deal is only the beginning. In this final installment of our series "How to Buyout a Business Partner," we focus on what happens after the papers are signed.

United States Commercial

AC

Amini & Conant

How To Buyout A Business Partner (Part 1)

Buying out a business partner is like a divorce of sorts: the split can be emotional, complicated, and pivotal for your future.

United States Commercial

AC

Amini & Conant

How To Buyout A Business Partner (Part 2)

In Part One of our Buying Out a Business Partner series, we covered the signs it's time for a buyout, how to prepare for negotiations, and key terms to address. In this second installment, we dive deep into the mechanics of the transaction itself.

United States Commercial

AC

Amini & Conant

U.S. Private Equity Market Recap - September 2025

United States Commercial

RG

Ropes & Gray LLP

The Little Buy-Sell That Could

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

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Commodities/Derivatives/Stock Exchanges

Federal Agencies Signal Renewed Focus On Prediction Markets

The Chairman of the Commodity Futures Trading Commission (CFTC) and the United States Attorney for the Southern District of New York (SDNY) in recent days signaled they are increasingly focused on prediction markets.

United States Criminal

AG

Akin Gump Strauss Hauer & Feld LLP

CFTC And SEC Regulatory Harmonization: Delivering US Financial Leadership In Crypto Markets And Beyond

What Can Market Participants Expect as the CFTC and SEC Continue to Advance Regulatory Harmonization Efforts in the Digital Asset Space?

United States Technology

AM

Alvarez & Marsal

Trump Tariff Tracker – February 13, 2026

President Trump signed an Executive Order on February 6, 2026, authorizing an additional ad valorem tariff on goods imported into the United States that are products of any country that has been found to be directly...

United States International

BB

Baker Botts LLP

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

United States Finance

JD

Jones Day

Public Company Advisory News Roundup: SEC Chairman Atkins Testifies Before Congressional Oversight Committees

United States Commercial

GP

Goodwin Procter LLP

Investment Management Regulatory & Compliance Calendar And Guidebook 2026

United States Finance

WS

Winston & Strawn LLP

IOSCO Reports On Pre-Hedging And Financial Asset Tokenization

United States Finance

W

WilmerHale

"Why Can't We Be Friends?" CFTC Announces Next Steps To Harmonize With SEC On "Project Crypto," Expresses Renewed Interest In Guiding Prediction Markets

United States Finance

SJ

Steptoe LLP

FDIC Board Approves Final Rule To Amend Official Signs And Advertising Requirements

United States Finance

GP

Goodwin Procter LLP

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Securitization & Structured Finance

Credit Union-Sponsored Securitizations: Market Developments And Legal Considerations

The arrival of credit unions as active participants has been a noteworthy development in the asset-backed securitization market over the past few years, and appears poised for significant growth in the immediate future.

United States Finance

D

Dechert

2026 FFA Annual Conference Recap

Loeb sent its largest team yet to the 2026 Fund Finance Association's (FFA's) annual conference, and we weren't alone, as the 3000+ attendees set a new record in the conference's 15th edition.

United States Finance

LL

Loeb & Loeb LLP

SRTs In The Resolution Of Failed Banks

Christopher B. Horn, Jed Miller, Daniel Meade, Ivan Loncar, Kathryn Borgeson, Chris Van Heerden and Christina Mille have authored a new Cadwalader memorandum examining the treatment of significant risk transfers (SRTs) in the resolution of failed banks.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Digital Mortgage Assets: A Closer Look

United States Finance

MB

Mayer Brown

Tapping Into Securitization: Oil & Gas Companies Digging For New Funding Sources

United States Finance

MT

Miller Thomson LLP

Sustainable Energy & Infrastructure Client Feature — January 2026

United States Wealth Mgt

M

Mintz

FCA Publishes Final Rules On Systematic Internaliser Regime For Bonds And Derivatives And Matched Principal Trading By MTF Operators

United States Finance

KM

Katten Muchin Rosenman LLP

Risk Transfer Market Receives CPO Registration Relief From CFTC

United States Finance

MB

Mayer Brown

Key Takeaways - 2025 Cadwalader Finance Forum

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Upcoming Events

Capital Markets Know-How Series - CRD VI: New Rules for M&A Transactions and Restructurings in the Banking Sector in Germany

MB

Mayer Brown

PLI’s ERISA Plan Investments In The Financial Markets 2026: The Fundamentals

SR

McDermott Will & Schulte

The Future Of Banking — An In-Person Financial Services Summit

AP

Arnold & Porter

IAA’s 2026 Investment Adviser Compliance Conference

W

WilmerHale

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