Article
05 May 2026
UK Financial Insights From Katten | Issue 31
RANKINGS
This author falls within the Top 20% for their listed topics and industry categories. Based on Mondaq users readership, this author is ranked as VERY POPULAR in United States
AUTHORS CONTENT
Article
20 Mar 2026
UK-Based AIFM Regulatory Hosting SEC Compliance Requirements For Serving US Clients
Article
02 Jan 2026
CFTC No-Action Reinstates Broad Registration Exemption For Institutional CPOs, Pending Further Action
Article
11 Sep 2025
SEC Releases Spring 2025 Regulatory Agenda: A Re-Set For Investment Management And Heavy Emphasis On Crypto Assets
Article
29 Aug 2025
Just Over Two Weeks To Complete EDGAR Next Enrollment
Article
03 Feb 2025
Foreign Listed Stock Index Futures And Options Approvals January 2025
Article
03 Jan 2025
The CFTC Approves A Final Rule Regarding Investment Of Customer Funds
Article
20 Dec 2024
Financial Markets And Funds Quick Take | Issue 33
Article
10 Dec 2024
Not-So-New News Flash? Change In Administration Ushers Back A Deregulatory Agenda – Implications For Investment Advisers
Article
12 Nov 2024
Foreign Listed Stock Index Futures And Options Approvals November 2024
Article
29 Aug 2024
Judge Dismisses Case Against Seeking Alpha: Implications For Publishers Of Financial Information
Article
27 Aug 2024
Selection Of Gov. Walz As VP Harris's Running Mate Triggers Federal Pay-to-Play Restrictions On Investment Advisers And Other Financial Industry Professionals
Article
21 May 2024
Private Fund Adviser Rule Q&A: Spotlight On Preferential Treatment
Article
11 Apr 2024
Private Fund Adviser Rule Q&A: Spotlight On Restricted Activities
Article
29 Dec 2023
Foreign Listed Stock Index Futures And Options Approvals December 2023
Article
25 Oct 2023
Significant Changes Proposed To CFTC Rule 4.7 'Registration Lite'
Article
23 Oct 2023
Significant Changes To Proposed CFTC Rule 4.7 'Registration Lite'
Article
18 Oct 2023
CFTC Resuscitates Version Of MLB's Former 'Neighborhood Play' To Sue Principal Of Defunct Crypto-Asset Entity Voyager As A Commodity Pool Operator
Article
29 Aug 2023
SEC Adopts Controversial And Sweeping Changes To Private Fund Rules; Requires Documentation Of Annual Compliance
Article
15 Jun 2023
Katten Financial Markets And Funds Quick Take | Issue 15