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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FinTech Global FS Regulatory Round-up - W/e 27 March 2026

In this edition we round up FinTech-related financial services regulatory developments for the week ending 27 March 2026.

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

FinReg Monthly Update

Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK, EU and U.S. financial services regulation.

Worldwide Finance

PR

Proskauer Rose LLP

How Much Notice Do You Really Need To Give?

In our last post, we explored whether “forever” really means forever in contract law. This time, we’re dealing with another classic contract conundrum: what does “reasonable notice” mean?

United Kingdom Commercial

AO

A&O Shearman

January 2026 – February 2026: EU/UK Regulatory Round-Up

This Regulatory Round‑Up highlights a selection of significant Financial Conduct Authority (FCA) regulatory developments during January and February 2026 that are most relevant to asset managers...

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

SFDR 2.0 In Focus: Key Industry Pressure Points And Early Signals From Council And European Parliament

European Union Finance

KL

Herbert Smith Freehills Kramer LLP

At A Glance: What Will The Revised EMIR Clearing Thresholds Mean For You?

United Kingdom Finance

TS

Travers Smith LLP

Bonds – When and why are they reportable under MiFIR and EMIR?

United Kingdom Finance

TRAction

Capital Markets And Private Capital – LSE Publishes Rules To Launch Its Private Securities Market

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Key Takeaways From The Bessemer Society City Dinner

United Kingdom Commercial

HL

Hunters

The UK FCA Consults On Changes To The UK Short Selling Regime

United Kingdom Finance

SR

McDermott Will & Schulte

Court Of Appeal Partially Dismisses Judicial Review Challenge To FOS Decision Relating To Client Classification

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Interest Rate Derivative Trade Reporting

United Kingdom Finance

TRAction

Out Of Sight, Not Out Of Scope: UK FCA Fines And Bans Individual For Insider Dealing

United Kingdom Finance

AO

A&O Shearman

Prospectus Regime Change In The UK—a Debt Capital Markets Update

United Kingdom Finance

AO

A&O Shearman

Stacked: The New Shape Of The Supplement Industry

United Kingdom Healthcare

A

AlixPartners

Tech 10 – NRF Reflections: The Future Of Retail Technology (Video)

United Kingdom Technology

A

AlixPartners

The IP Driven Start-up Podcast | From Lab To Market - The Real Story Of Commercialising University Research

United Kingdom IP

MC

Marks & Clerk

Stopping Counterfeiters In Their Tracks For Equip Outdoor Technologies UK Ltd (Video)

United Kingdom IP

GW

Gowling WLG

The Business Behind Sport: What Makes Sports Sponsorship (Podcast)

United Kingdom Commercial

AC

Ankura Consulting Group LLC

Managing "Internal" Investment Funds And Conflicts Of Interest: Recent UK FCA Action

The UK Financial Conduct Authority (FCA) has recently censured BlueCrest Capital Management (UK) LLP (BlueCrest) and secured a voluntary USD101m redress scheme for investors in a fund it managed.

United Kingdom Finance

AO

A&O Shearman

Capital Markets – New UK Prospectus Regime In Force From 19 January

The UK's new prospectus regime comes into force on 19 January 2026. This is the biggest shake-up of the UK prospectus regime since 2005.

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

When Do Validations Kick In For Certain EMIR Refit Fields?

Reconciliation Phase II (Phase II) is to go live in April 2026 for EU EMIR and September 2026 for UK EMIR.

United Kingdom Finance

TRAction

High Court Finds UK Broker Did Not Breach Contract By Refusing To Return Funds To Client Subject To US Sanctions

The High Court has dismissed a claim brought against a UK derivatives broker following its refusal to return funds to a UAE client who was designated by the US as a specially designated...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Lessons From Tricolor And First Brands

Worldwide Finance

AG

Addleshaw Goddard

Are Crypto ETNs MiFIR reportable?

United Kingdom Finance

TRAction

Important Guidance On Restructuring Credit Event Triggers Under ISDA Definitions

United Kingdom Finance

JD

Jones Day

Do Non-Bank Financial Institutions Pose A Systemic Risk?

United Kingdom Finance

GT

Greenberg Traurig, LLP

Beyond The Buzz: What Is Driving Stablecoin Adoption? (Podcast)

United Kingdom Technology

AO

A&O Shearman

Finding The Perfect Formula For Workplace Culture

United Kingdom Employment

AO

A&O Shearman

Horizon Scan: Improvements To The UK Transaction Reporting Regime?

United Kingdom Finance

TS

Travers Smith LLP

AIM – LSE Publishes Feedback On Proposed Changes To The AIM Rules

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Briefing Note: Key Takeaways From The London Stock Exchange's Discussion Paper Feedback Statement On Shaping The Future Of AIM

United Kingdom Commercial

TS

Travers Smith LLP

SFDR 2.0 Overhaul: Impact Of The New Categories And Disclosures On Funds And Asset Managers

European Union Finance

AO

A&O Shearman

Horizon Scan: Improvements To The UK Transaction Reporting Regime?

The FCA is consulting on improvements to the UK transaction reporting regime under UK MiFIR, inviting feedback from market participants by 20 February 2026.

United Kingdom Finance

TS

Travers Smith LLP

AIM – LSE Publishes Feedback On Proposed Changes To The AIM Rules

The London Stock Exchange (LSE) has issued a Feedback Statement following its Discussion Paper on the future of AIM published earlier this year (read more on our blog here).

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Briefing Note: Key Takeaways From The London Stock Exchange's Discussion Paper Feedback Statement On Shaping The Future Of AIM

The London Stock Exchange's (LSE) November 2025 Feedback Statement signals a new phase for AIM, focusing on proportionality, flexibility, cost reduction, and reaffirming AIM's risk/reward profile, as well as efforts to reposition AIM for the future as a distinct founder- and growth-focused market that can be competitive with private equity.

United Kingdom Commercial

TS

Travers Smith LLP

SFDR 2.0 Overhaul: Impact Of The New Categories And Disclosures On Funds And Asset Managers

On November 20, 2025, the European Commission (Commission) unveiled its long-awaited proposal to overhaul the Sustainable Finance Disclosure Regulation (SFDR).

European Union Finance

AO

A&O Shearman

UK Financial Insights From Katten | Issue 28

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Tokenised Collateral: Token Gesture Or Market Revolution?

Industry momentum is gaining for the wider adoption of tokenised collateral. Tokenisation promises to revolutionise how collateral is mobilised, settled and managed, offering real-time efficiency, transparency.

United Kingdom Finance

AG

Addleshaw Goddard

Reducing The Regulatory Burden – EU Commission De-Prioritizes Non-Essential Regulation In Securities And Derivative Markets

The EU has a comprehensive legal framework, in which many of the rules are regulatory and implementing standards (RTS and ITS, Level 2) that supplement or specify the EU Regulations and Directives (Level 1).

United Kingdom Finance

MB

Mayer Brown

FCA Consultation On Motor Finance Redress Scheme

Shortly after the London markets closed on October 7, the Financial Conduct Authority published a consultation (CP25/27) incorporating its proposed market‑wide consumer redress...

United Kingdom Finance

AO

A&O Shearman

FCA's updates on UK EMIR reporting – Market Watch 84

FCA's Market Watch 84 highlights data quality, reporting & vendor management issues following UK EMIR Refit, urging firms to strengthen controls & govern.

United Kingdom Finance

TRAction

EMIR refit: One year on

United Kingdom Finance

TRAction

Listing Regime – LSE 2026 Dividend Procedure Timetable Published

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 13 - 26 September 2025

United Kingdom Commercial

M

Macfarlanes LLP

FX Weekly Forecast: US Dollar To Strengthen On Rising US Inflation?

United Kingdom Finance

IG

IR Global

The Tokenised Future: Unlocking Real-World Assets On The Blockchain

United Kingdom Technology

BL

Barnes Law

APAC Monthly Private Wealth Legal Developments – August 2025

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

FinTech Global FS Regulatory Round-up - W/e 29 August 2025

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 16 - 29 August 2025

United Kingdom Commercial

M

Macfarlanes LLP

Financial Conduct Authority Grants Pisces Approval To London Stock Exchange

United Kingdom Finance

SW

Spencer West

UK Financial Insights From Katten | Issue 25

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Energy, Mining And Agriculture Regulatory Update: UK Consults On Licencing Exemptions For Commodity Derivatives

United Kingdom Finance

MB

Mayer Brown

Bank Of England Consults On Regulatory Framework For CCPs

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

FCA Opens Retail Access To Crypto ETNs

United Kingdom Finance

LS

Lewis Silkin

Recent Developments To UK EMIR Reporting Requirements

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

What Happens To Cryptocurrency In A Divorce? An Emerging Asset Class

United Kingdom Family

HC

Herrington Carmichael

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Latest Videos

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Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Ukraine Crisis: Ten Key Questions On ... Derivatives (Video)

MB

Mayer Brown

Mining The Markets: Canadian Mining Companies Exploring The London Stock Exchange

GW

Gowling WLG

2014 ISDA Credit Derivatives Definitions In Detail - Part One

MB

Mayer Brown

2014 ISDA Credit Derivatives Definitions

MB

Mayer Brown

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