European Union: Securities

Subscribe
Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.
Article
Calling For An Open And Competitive European Crypto Market: WH Partners Responds To The MiCA Review
WH Partners responds to the European Commission's targeted consultation on the Markets in Crypto-Assets Regulation (MiCA), advocating for proportionate rules that protect customers while supporting competition and innovation. The submission addresses critical issues including fair access for smaller firms, national supervision frameworks, stablecoin regulation, and the boundaries between blockchain technology and financial services regulation.
Malta Finance
FM
Finance Malta
Article
MFSA Circular On Commission Delegated Regulations | Implementing Amendments To The Market Abuse Regulation Under The EU Listing Act
The Malta Financial Services Authority has issued new guidance on two Commission Delegated Regulations that significantly expand and refine the operational framework of the Market Abuse Regulation. These amendments introduce broader trading permissions for persons discharging managerial responsibilities, enhanced indicators for detecting market manipulation, and clearer protocols for disclosing inside information during protracted processes.
Malta Finance
MT
Mamo TCV Advocates
Article
Publication Of Commission Delegated Regulation Implementing Key Prospectus Reforms Under The EU Listing Act
The European Commission has published new delegated regulations amending the EU prospectus disclosure regime, introducing streamlined content requirements and standardized formats for various categories of prospectuses. These reforms, part of the broader EU Listing Act package, aim to reduce regulatory burdens for issuers while maintaining investor protection, with key changes including reduced historical financial information requirements and simplified disclosure obligations.
European Union Finance
GA
Ganado Advocates
Article
Can A Forex Broker Give Trading Advice Under An Execution-Only Agreement?
When a Forex or CFD broker's written agreement states "execution-only" service, but account managers regularly recommend specific trades, position sizes, and additional deposits, does the contractual label reflect reality? This analysis examines the critical distinction between genuine execution-only services and situations where firms may be providing investment advice without proper regulatory safeguards, and why the actual communications between broker and client can matter more than the written terms.
Cyprus Finance
CP
Christos Paraskevas LLC
See more

Latest Videos

See more