- within Finance and Banking topic(s)
- with readers working within the Metals & Mining industries
Principal David Kaleda will be presenting at Practising Law Institute's program Fiduciary Investment Advice 2020. The program will take place on Wednesday, February 5, 2020 in New York, New York.
The program will cover a range of topics, including the legal framework applying to fiduciary investment advice, practical implementation issues related to the SEC's Regulation Best Interest Rule, the impact of the State Securities Fiduciary Initiatives, regulatory expectations with respect to establishing a conflicts of interest program, current litigation and enforcement, and more.
For more information or to register, please click here.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
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