United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Client Categorisation Reform: Top Ten Things You Need To Know

The FCA has issued consultation paper CP25/36 on changes to the client categorisation regime. Reform of the regime was one of the items included as part of a plethora of measures...

United Kingdom Finance

M

Macfarlanes LLP

Client Categorisation: A Reset, Not A Relaxation

The FCA's proposals to overhaul the elective professional client regime represent one of the most significant changes to UK conduct regulation since Brexit.

United Kingdom Finance

BP

Burness Paull

Do Non-Bank Financial Institutions Pose A Systemic Risk?

This is the fourth in our series of GT Alerts reporting on the House of Lords Financial Services Regulatory Committee (the Committee) inquiry into the non-bank financial institutions (NBFI) sector.

United Kingdom Finance

GT

Greenberg Traurig, LLP

Travers Smith's Alternative Insights: The Commission's SFDR Proposal Fails To Deliver Clarity

Long-awaited SFDR reform: The Commission's proposed overhaul delivers formal ESG product categories but leaves critical details unclear, perpetuating industry and investor uncertainty.

United Kingdom Finance

TS

Travers Smith LLP

FCA Consults On Client Categorisation And Conflicts Of Interest Regimes

United Kingdom Finance

PR

Proskauer Rose LLP

Europe: UK Reform Of Short Selling Regime–FCA Consultation

United Kingdom Finance

KG

K&L Gates LLP

Episode 22: "Houston, We Have A JV…" (Video)

European Union Finance

AG

Addleshaw Goddard

US Dollar Licks Wounds Following Bruising Week

United Kingdom Finance

IG

IR Global

Banking Litigation Podcast Episode 57: Monthly Update - November/December 2025 Festive Special (Podcast)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

The Digital Pound: Progress, Hurdles, And The Road Ahead

United Kingdom Finance

AG

Addleshaw Goddard

UK Regulated Liability Network (RLN) - The Opportunity, But What's Left To Do?

United Kingdom Finance

AG

Addleshaw Goddard

Financial Regulation - In The Know: Payments – December 2025

United Kingdom Finance

AG

Addleshaw Goddard

Proposed Regulatory Regime For Sterling-denominated Systemic Stablecoins

United Kingdom Finance

AG

Addleshaw Goddard

Banking Litigation Yearbook And Broader Disputes Yearbook For 2025

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Renters' Rights Act 2025: What You Need To Know (Video)

United Kingdom Real Estate

GW

Gowling WLG

AI In The Workplace Masterclass: A Practical Overview Of What Employers Need To Know (Video)

United Kingdom Technology

BP

Burness Paull

Podcast: Failure To Prevent Fraud

United Kingdom Criminal

AO

A&O Shearman

Episode 20: "Trick Or Treat?" Will The Activists Be Out This Hallowe'en?... (Podcast)

United Kingdom Commercial

AG

Addleshaw Goddard

Travers Smith's Alternative Insights: Does The UK Have A Coherent Strategy For Private Capital? (Podcast)

United Kingdom Tax

TS

Travers Smith LLP

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Related Country Guides

Project Finance

Alternative Investment Funds

Secured Lending

Banking Regulation

Capital Adequacy/BASEL

The UK's Banking Regulator Sets Out Its Supervisory Expectations

In Supervisory Statement SS31/15, the UK's Prudential Regulation Authority ("PRA") updates banks and the large investment firms it supervises on its expectations for their Internal Capital Adequacy Assessment Process ("ICAAP") and Supervisory Review and Evaluation Process ("SREP").

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Global implementation of Basel 3.1 capital proposals has been fraught with continuous delays and set-backs – but are we now nearing the endgame?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

On 28 October 2025, the Prudential Regulation Authority (PRA) released near-final policy statement PS19/25, setting out how Capital Requirements Regulation (CRR) rules will be restated for UK banks and building societies...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

United Kingdom Technology

TS

Travers Smith LLP

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Debt Capital Markets

UK Regulated Liability Network (RLN) - The Opportunity, But What's Left To Do?

The UK is advancing the regulation of digital money via multiple distinct workstreams led by the Government, industry and regulators.

United Kingdom Finance

AG

Addleshaw Goddard

Financial Regulation - In The Know: Payments – December 2025

The UK is progressing digital money regulation through several workstreams led by the Government, industry, and regulators.

United Kingdom Finance

AG

Addleshaw Goddard

Proposed Regulatory Regime For Sterling-denominated Systemic Stablecoins

On 10 November 2025, the Bank of England (BoE) published a consultation paper setting out its proposed regulatory framework for systemic stablecoins.

United Kingdom Finance

AG

Addleshaw Goddard

Enhancing Banks' And Insurers' Approaches To Managing Climate-Related Risks

United Kingdom Finance

BC

Bryan Cave Leighton Paisner

Non-Bank Lending In The Spotlight: Does The UK's Approach To Calculating Bank Regulatory Capital Require Revisiting?

United Kingdom Finance

GT

Greenberg Traurig, LLP

The Long-awaited SFDR 2.0

United Kingdom Finance

M

Macfarlanes LLP

Funding The Future: Using Third Party Capital Solutions To Finance The Growth Of Professional Service Firms

United Kingdom Finance

M

Macfarlanes LLP

Non-Bank Lending In The Spotlight – Does The System Of Calculating Regulatory Capital Require Revisiting?

United Kingdom Finance

GT

Greenberg Traurig, LLP

Budget 2025 – ISA Update

United Kingdom Finance

HL

Hunters

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Charges, Mortgages, Indemnities

Non-Bank Lending In The Spotlight: Does The UK's Approach To Calculating Bank Regulatory Capital Require Revisiting?

In this GT Alert, we provide an overview of how the amount of regulatory capital that a UK bank is required to hold is quantified and whether there is a case for reconsidering the current approach.

United Kingdom Finance

GT

Greenberg Traurig, LLP

Non-Bank Lending In The Spotlight – Does The System Of Calculating Regulatory Capital Require Revisiting?

In October's GT Alert on non-bank lending, we focussed on whether there was a justification in banks being subject to regulatory capital requirements when non-bank financial institutions (NBFIs) were not.

United Kingdom Finance

GT

Greenberg Traurig, LLP

UK PRA PS 19/25—Securitisation Prudential Reforms

This briefing, which is relevant to the prudential treatment of securitisations in general (traditional and synthetic) by UK PRA regulated banks, covers the securitisation-related content...

United Kingdom Finance

AO

A&O Shearman

Financial Regulation - In The Know: October 2025

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

United Kingdom Finance

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

County Court Considers Bank's Possession Rights In Context Of A Mortgage That Is Securitised Or Subject To Covered Bond

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Leeds, Leeds, Leeds: Marching On Together In Financial Services

United Kingdom Finance

AG

Addleshaw Goddard

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Financial Services

Client Categorisation Reform: Top Ten Things You Need To Know

The FCA has issued consultation paper CP25/36 on changes to the client categorisation regime. Reform of the regime was one of the items included as part of a plethora of measures...

United Kingdom Finance

M

Macfarlanes LLP

Client Categorisation: A Reset, Not A Relaxation

The FCA's proposals to overhaul the elective professional client regime represent one of the most significant changes to UK conduct regulation since Brexit.

United Kingdom Finance

BP

Burness Paull

Do Non-Bank Financial Institutions Pose A Systemic Risk?

This is the fourth in our series of GT Alerts reporting on the House of Lords Financial Services Regulatory Committee (the Committee) inquiry into the non-bank financial institutions (NBFI) sector.

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Management Update - December 2025

United Kingdom Strategy

M

Macfarlanes LLP

Beyond The Buzz: What Is Driving Stablecoin Adoption? (Podcast)

United Kingdom Technology

AO

A&O Shearman

Travers Smith's Alternative Insights: The Commission's SFDR Proposal Fails To Deliver Clarity

United Kingdom Finance

TS

Travers Smith LLP

FCA Consults On Client Categorisation And Conflicts Of Interest Regimes

United Kingdom Finance

PR

Proskauer Rose LLP

Europe: UK Reform Of Short Selling Regime–FCA Consultation

United Kingdom Finance

KG

K&L Gates LLP

Episode 22: "Houston, We Have A JV…" (Video)

European Union Finance

AG

Addleshaw Goddard

See more

Latest Videos

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Episode 15: Budget Special & 2026 Predictions (Video)

AM

Alvarez & Marsal

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

TS

Travers Smith LLP

Empowering Next Gen Wealth Creators Through Behavioural Finance (Podcast)

G

Guernsey Finance

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

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