Canada: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Expanded Enforcement Powers: Is CIRO Now Exercising 'Statutory' Powers?

Since its formation on January 1, 2023, the Canadian Investment Regulatory Organization (CIRO), Canada's only truly national capital markets regulator...

OH

Osler, Hoskin & Harcourt LLP

OSC Adopts New Framework To Distribute Funds From Disgorgement Orders To Harmed Investors

On June 12, 2025, the Ontario Securities Commission (OSC) published final rules to facilitate the implementation of a new statutory framework for distributing amounts collected by the OSC under disgorgement orders to harmed investors.

Canada Litigation

OH

Osler, Hoskin & Harcourt LLP

Québec Amendments Affecting Financial Sector Aim To Harmonize With Other Canadian Jurisdictions

As of June 4, 2025, several provisions of the Act amending various provisions primarily in the financial sector (the Act) have come into force, notably amending the Securities Act...

OH

Osler, Hoskin & Harcourt LLP

A Fair Share: OSC Finalizes Framework To Return Disgorged Funds To Harmed Investors

On June 12, 2025, the Ontario Securities Commission (OSC) adopted final Rule 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs...

C

Cassels

Overview And Analysis Of The CLARITY Act

ML

McMillan LLP

La CVMO met la touche finale aux règles sur la distribution de fonds récupérés aux investisseurs lésés

BC

Blake, Cassels & Graydon LLP

Synchronizing Through Registration Delegation To CIRO

BL

Borden Ladner Gervais LLP

Next Wave Of CIRO Proficiency Requirements

Canada Consumer

BL

Borden Ladner Gervais LLP

TSX Venture Exchange Updates Escrow Policy For New Listings

Canada Commercial

BJ

Bennett Jones LLP

As The "Es" Crow Flies: TSX Venture Exchange Simplifies Listing Process With Amendments To Policy 5.4

Canada Commercial

D

Dentons

A Tale Of Two Regimes: The U.S. GENIUS Act And Canada's Divergent Approach To Stablecoin Regulation

Worldwide Technology

OH

Osler, Hoskin & Harcourt LLP

Derivatives Laws And Regulations Canada 2025

MT

Miller Thomson LLP

SEC Requests Comment On Foreign Private Issuer Definition: Considerations For Canadian Issuers

Canada Commercial

GL

Goodmans LLP

Geographical Deviation Does Not Defeat The One Year Time Bar In The Hague-Visby Rules

Canada Litigation

GR

Gardiner Roberts LLP

Wagg Motions: Reforms Needed To Stop Delays And Unnecessary Costs When Accessing Criminal Records For Civil Sexual Assault Proceedings

Canada Litigation

LL

Lerners LLP

Stablecorp Raises $2.5 Million For QCAD Stablecoin

Canada Technology

GL

Goodmans LLP

How CRA Conducts Net Worth Audits And Enforces Gross Negligence Penalties Against Canadian Taxpayers: Lessons From Mann v. The King And Other Cases

RS

Rotfleisch & Samulovitch P.C.

A Canadian Tax Lawyer's Update On Voluntary Disclosure: Créations Guimel Inc. v. Canada (National Revenue), 2025 FC 814 – Reviewing CRA's Duty Of Procedural Fairness In VDP In Applications

RS

Rotfleisch & Samulovitch P.C.

A Canadian Tax Lawyer's Guide To S.51 Rollovers: What And How Shareholders Can Convert Equity Into New Shares Without Capital Gains

RS

Rotfleisch & Samulovitch P.C.

Impact Of New Rules On Complaint Handling On Dealers And Advisers

All securities or derivatives dealers and advisers registered in Québec with the Autorité des marchés financiers (AMF), including members of the Canadian...

BL

Borden Ladner Gervais LLP

CSA Makes Prudent Decision To Increase Limits Of The Listed Issuer Financing Exemption

Capital market conditions in Canada during the first half of 2025 have been characterized by very high levels of market-price volatility. U.S. tariff strategies, valuation concerns in certain...

MT

Miller Thomson LLP

CSA Finalizes Amendments To Public Crypto Asset Fund Rules

On April 17, 2025, the Canadian Securities Administrators (CSA) published final amendments (the Amendments) to National Instrument 81-102 Investment Funds (NI 81-102) and the Companion Policy...

Canada Technology

BL

Borden Ladner Gervais LLP

Codifying Crypto: Changes To National Instrument 81-102 Regarding Investments In Crypto Assets

On April 17, 2025, the Canadian Securities Administrators ("CSA") announced the adoption of amendments to National Instrument 81-102 – Investment Funds ("NI 81-102") and related changes...

Canada Technology

ML

McMillan LLP

Developments In Class Action Law: Highlights From Q1 2025

Canada Litigation

AB

Aird & Berlis LLP

Canadian Government Financing For Large Enterprises Impacted By US Tariffs And Canadian Countermeasures

BJ

Bennett Jones LLP

Ontario Court Of Appeal Affirms Application Of Securities Laws To Crypto Asset Trading Platforms

Canada Technology

CM

Crawley MacKewn Brush LLP

Synopsis Of New U.S. And Canadian Metals And Minerals Tariff Treatment

Worldwide International

MT

McCarthy Tétrault LLP

TSX Proposes Amendments To Listing Requirements

BJ

Bennett Jones LLP

As Trade Tensions Rise, Canadian Lawmakers Should Better Protect Investors In Canadian Public Companies

Worldwide Commercial

F

Fasken

Court Of Appeal Summaries (March 17 – 21, 2025)

Canada Litigation

BM

Blaney McMurtry LLP

Canadian Crypto Outlook: Progress Or Standstill?

Canada Technology

MT

McCarthy Tétrault LLP

Preparing For Amendments To Derivatives Trade Reporting Rules

OH

Osler, Hoskin & Harcourt LLP

Nouvelles normes de conduite commerciale en dérivés pour les sociétés non canadiennes

FF

Fasken (French)

Court Of Appeal Summaries (March 17 – 21, 2025)

Lochan v Biance Holdings Limited was an appeal from the certification of a class action brought on behalf of investors who purchased cryptocurrency derivative products through an asset trading platform operated...

Canada Litigation

BM

Blaney McMurtry LLP

Canadian Crypto Outlook: Progress Or Standstill?

We are pleased to share our 2025 Canadian Crypto Outlook article with our Fintech clients and TechLex blog readers. This article was published as a chapter in McCarthy Tetrault Technology Perspectives Outlook 2025.

Canada Technology

MT

McCarthy Tétrault LLP

Preparing For Amendments To Derivatives Trade Reporting Rules

On July 25, 2025, amendments to trade reporting rules for derivatives transactions will come into force.

OH

Osler, Hoskin & Harcourt LLP

Nouvelles normes de conduite commerciale en dérivés pour les sociétés non canadiennes

Les Autorités canadiennes en valeurs mobilières (les « ACVM »)...

FF

Fasken (French)

New Derivatives Business Conduct Standards For Non-Canadian Firms

F

Fasken

Year-End Tax Planning For Tax-Free Savings Accounts: Top TFSA Moves You Should Make Before The End Of 2024

The 2024 taxation year is almost done, and it's time to take advantage of year-end tax-planning strategies that allow you to maximize the tax benefits of your Tax-Free Savings Account (TFSA).

RS

Rotfleisch & Samulovitch P.C.

Canadian Securities Regulators Publish Temporary Exemptions For Derivatives Data Reporting Requirements

On October 31, 2024, the Canadian Securities Administrators (CSA) introduced temporary relief from certain derivative data reporting requirements under the Trade Reporting Rules identified below.

GL

Goodmans LLP

Investing In The Long Game

On October 10, 2024, the Ontario Securities Commission (OSC) released Consultation Paper 81-737 (the Proposal), to enhance retail investors' access to long-term illiquid assets (Long-Term Assets).

BL

Borden Ladner Gervais LLP

The Apple Orchard Edition

As the air takes on a decidedly chillier quality, apple orchards in Canada are reaching their peak season. Canada produces an impressive 1 billion pounds of apples each year...

BL

Borden Ladner Gervais LLP

Not "Trusting" Average Canadians: Exceptions Added To New Trust Reporting Rules

BL

Borden Ladner Gervais LLP

Canada's First Derivatives Business Conduct Rule Coming Into Force

TL

Torys LLP

CSA Publishes FAQ On Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

2024 Diversity Disclosure Practices - Our Methodology

Canada Commercial

OH

Osler, Hoskin & Harcourt LLP

Derivatives Business Conduct Rule Coming Into Force This Month; CSA Publishes FAQs

GL

Goodmans LLP

Important September 28 Filing Deadline Coming Soon For Foreign Derivatives Advisers And Derivatives Dealers

MT

McCarthy Tétrault LLP

Reminder: New Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

Publication par les ACVM des modifications finales aux règles de déclaration des opérations sur dérivés de gré à gré

BC

Blake, Cassels & Graydon LLP

Time To Get Tough! CARR Provides Guidance For CDOR Tough Legacy Contracts

ML

McMillan LLP

CSA Propose Amendments Related To The CSE Senior Tier

WD

Wildeboer Dellelce LLP

National Instrument 43-101: What Issuers Need To Know About Metal Pricing

C

Cassels

Final Amendments To Canada's OTC Derivatives Trade Reporting Rules Released

BC

Blake, Cassels & Graydon LLP

La Dernière Frontière : La Commission Des Valeurs Mobilières De La Colombie-Britannique Annonce L'adoption Du Règlement Sur La Conduite Commerciale En Dérivés

Canada Commercial

MT

McCarthy Tétrault LLP

Exemptions From Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

Canadian Securities Regulators Announce Temporary Exemptions For Derivatives Dealers And Advisers

GL

Goodmans LLP

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Latest Videos

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News And Insights From Osler's Market-Leading Financial Services Group – November 2023 (Video)

OH

Osler, Hoskin & Harcourt LLP

The HealthLease Story - Part 2: Growing On The TSX (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 3: Going Private And Mainstreet Returns (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 1: Going Public (Video Content)

GL

Goodmans LLP

Bennett Jones Spring 2015 Economic Outlook (Video Content)

BJ

Bennett Jones LLP

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