Canada: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Bill 92: New Omnibus Legislation Is Changing The Regulatory Framework Of Québec's Financial Sector

On June 8, 2025, Québec's Finance Minister tabled Bill 92, An Act to amend various provisions mainly with respect to the financial sector, in the Québec National Assembly to modernize...

F

Fasken

Autorité des marchés Financiers Proposes Changes To Fee Structure Applicable To Firms Registered Or Relying On Exemptions In Québec

On June 26, 2025, Québec's Autorité des marchés financiers (the AMF) published draft amendments to recalibrate the fees payable under securities and derivatives regulations...

TL

Torys LLP

Expanded Enforcement Powers: Is CIRO Now Exercising 'Statutory' Powers?

Since its formation on January 1, 2023, the Canadian Investment Regulatory Organization (CIRO), Canada's only truly national capital markets regulator...

OH

Osler, Hoskin & Harcourt LLP

OSC Adopts New Framework To Distribute Funds From Disgorgement Orders To Harmed Investors

On June 12, 2025, the Ontario Securities Commission (OSC) published final rules to facilitate the implementation of a new statutory framework for distributing amounts collected by the OSC under disgorgement orders to harmed investors.

Canada Litigation

OH

Osler, Hoskin & Harcourt LLP

Québec Amendments Affecting Financial Sector Aim To Harmonize With Other Canadian Jurisdictions

OH

Osler, Hoskin & Harcourt LLP

A Fair Share: OSC Finalizes Framework To Return Disgorged Funds To Harmed Investors

C

Cassels

Overview And Analysis Of The CLARITY Act

ML

McMillan LLP

La CVMO met la touche finale aux règles sur la distribution de fonds récupérés aux investisseurs lésés

BC

Blake, Cassels & Graydon LLP

Synchronizing Through Registration Delegation To CIRO

BL

Borden Ladner Gervais LLP

Next Wave Of CIRO Proficiency Requirements

Canada Consumer

BL

Borden Ladner Gervais LLP

TSX Venture Exchange Updates Escrow Policy For New Listings

Canada Commercial

BJ

Bennett Jones LLP

As The "Es" Crow Flies: TSX Venture Exchange Simplifies Listing Process With Amendments To Policy 5.4

Canada Commercial

D

Dentons

A Tale Of Two Regimes: The U.S. GENIUS Act And Canada's Divergent Approach To Stablecoin Regulation

Worldwide Technology

OH

Osler, Hoskin & Harcourt LLP

Derivatives Laws And Regulations Canada 2025

MT

Miller Thomson LLP

Investment Opportunities In Canada: The Best Businesses To Start And Invest In.

Canada Immigration

S

Sobirovs Law Firm

What Happens If An Employee's Work Permit Expires?

Canada Employment

TM

Taylor McCaffrey

Webinar: AI Regulation: Navigating Innovation And Privacy In A Shifting Regulatory Landscape

Worldwide Technology

IC

In-House Counsel Worldwide

La CSC annule les plafonds liés aux dépenses de publicité politique faite par des tiers en période préélectorale en Ontario

Canada Media & IT

BC

Blake, Cassels & Graydon LLP

BC Hydro Doubles Down: 2025 Call For Power Continues Clean Energy Push

ML

McMillan LLP

SEC Requests Comment On Foreign Private Issuer Definition: Considerations For Canadian Issuers

On June 4, 2025, the U.S. Securities and Exchange Commission (SEC) issued a concept release seeking public comment on whether the definition of "foreign private issuer" (FPI) under U.S.

Canada Commercial

GL

Goodmans LLP

Geographical Deviation Does Not Defeat The One Year Time Bar In The Hague-Visby Rules

In ETG Commodities Inc. v. Hapag-Lloyd (Canada) Inc., 2025 FC 474, the Federal Court of Canada had to consider two issues:

Canada Litigation

GR

Gardiner Roberts LLP

Impact Of New Rules On Complaint Handling On Dealers And Advisers

All securities or derivatives dealers and advisers registered in Québec with the Autorité des marchés financiers (AMF), including members of the Canadian...

BL

Borden Ladner Gervais LLP

CSA Makes Prudent Decision To Increase Limits Of The Listed Issuer Financing Exemption

Capital market conditions in Canada during the first half of 2025 have been characterized by very high levels of market-price volatility. U.S. tariff strategies, valuation concerns in certain...

MT

Miller Thomson LLP

CSA Finalizes Amendments To Public Crypto Asset Fund Rules

Canada Technology

BL

Borden Ladner Gervais LLP

Codifying Crypto: Changes To National Instrument 81-102 Regarding Investments In Crypto Assets

Canada Technology

ML

McMillan LLP

Developments In Class Action Law: Highlights From Q1 2025

Canada Litigation

AB

Aird & Berlis LLP

Canadian Government Financing For Large Enterprises Impacted By US Tariffs And Canadian Countermeasures

BJ

Bennett Jones LLP

Ontario Court Of Appeal Affirms Application Of Securities Laws To Crypto Asset Trading Platforms

Canada Technology

CM

Crawley MacKewn Brush LLP

Synopsis Of New U.S. And Canadian Metals And Minerals Tariff Treatment

Worldwide International

MT

McCarthy Tétrault LLP

TSX Proposes Amendments To Listing Requirements

BJ

Bennett Jones LLP

As Trade Tensions Rise, Canadian Lawmakers Should Better Protect Investors In Canadian Public Companies

Worldwide Commercial

F

Fasken

Court Of Appeal Summaries (March 17 – 21, 2025)

Canada Litigation

BM

Blaney McMurtry LLP

Canadian Crypto Outlook: Progress Or Standstill?

Canada Technology

MT

McCarthy Tétrault LLP

TSX Proposes Amendments To Listing Requirements

The Toronto Stock Exchange (TSX) has published for comment proposed amendments to the TSX Company Manual (the Manual)

BJ

Bennett Jones LLP

As Trade Tensions Rise, Canadian Lawmakers Should Better Protect Investors In Canadian Public Companies

The unfolding trade tensions initiated by the new U.S. administration have galvanized the Canadian public to address various overdue internal housekeeping matters to prepare for a future...

Worldwide Commercial

F

Fasken

Court Of Appeal Summaries (March 17 – 21, 2025)

Lochan v Biance Holdings Limited was an appeal from the certification of a class action brought on behalf of investors who purchased cryptocurrency derivative products through an asset trading platform operated...

Canada Litigation

BM

Blaney McMurtry LLP

Canadian Crypto Outlook: Progress Or Standstill?

We are pleased to share our 2025 Canadian Crypto Outlook article with our Fintech clients and TechLex blog readers. This article was published as a chapter in McCarthy Tetrault Technology Perspectives Outlook 2025.

Canada Technology

MT

McCarthy Tétrault LLP

Preparing For Amendments To Derivatives Trade Reporting Rules

OH

Osler, Hoskin & Harcourt LLP

A Review Of Shareholder Activism In Canada For 2024: Key Decisions And Trends To Watch For In 2025

Despite a strong start to the year, activist activity in Canada in 2024 tapered to prepandemic levels. This reversion to more historic annual totals follows...

Canada Commercial

DW

Davies Ward Phillips & Vineberg

Alert For Advisers: What Registered Advisers Need To Know About "National Instrument 93-101 – Derivatives: Business Conduct"

National Instrument 93-101 – Derivatives: Business Conduct (the "Instrument") came into force on September 28, 2024, establishing a comprehensive framework for the conduct of dealers and advisers in the over-the-counter ("OTC") derivatives market.

ML

McMillan LLP

Year-End Tax Planning For Tax-Free Savings Accounts: Top TFSA Moves You Should Make Before The End Of 2024

The 2024 taxation year is almost done, and it's time to take advantage of year-end tax-planning strategies that allow you to maximize the tax benefits of your Tax-Free Savings Account (TFSA).

RS

Rotfleisch & Samulovitch P.C.

Canadian Securities Regulators Publish Temporary Exemptions For Derivatives Data Reporting Requirements

On October 31, 2024, the Canadian Securities Administrators (CSA) introduced temporary relief from certain derivative data reporting requirements under the Trade Reporting Rules identified below.

GL

Goodmans LLP

Investing In The Long Game

BL

Borden Ladner Gervais LLP

The Apple Orchard Edition

BL

Borden Ladner Gervais LLP

Not "Trusting" Average Canadians: Exceptions Added To New Trust Reporting Rules

BL

Borden Ladner Gervais LLP

Canada's First Derivatives Business Conduct Rule Coming Into Force

TL

Torys LLP

CSA Publishes FAQ On Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

2024 Diversity Disclosure Practices - Our Methodology

Canada Commercial

OH

Osler, Hoskin & Harcourt LLP

Derivatives Business Conduct Rule Coming Into Force This Month; CSA Publishes FAQs

GL

Goodmans LLP

Important September 28 Filing Deadline Coming Soon For Foreign Derivatives Advisers And Derivatives Dealers

MT

McCarthy Tétrault LLP

Reminder: New Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

Publication par les ACVM des modifications finales aux règles de déclaration des opérations sur dérivés de gré à gré

BC

Blake, Cassels & Graydon LLP

Time To Get Tough! CARR Provides Guidance For CDOR Tough Legacy Contracts

ML

McMillan LLP

CSA Propose Amendments Related To The CSE Senior Tier

WD

Wildeboer Dellelce LLP

National Instrument 43-101: What Issuers Need To Know About Metal Pricing

C

Cassels

Final Amendments To Canada's OTC Derivatives Trade Reporting Rules Released

BC

Blake, Cassels & Graydon LLP

La Dernière Frontière : La Commission Des Valeurs Mobilières De La Colombie-Britannique Annonce L'adoption Du Règlement Sur La Conduite Commerciale En Dérivés

Canada Commercial

MT

McCarthy Tétrault LLP

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Latest Videos

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News And Insights From Osler's Market-Leading Financial Services Group – November 2023 (Video)

OH

Osler, Hoskin & Harcourt LLP

The HealthLease Story - Part 2: Growing On The TSX (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 1: Going Public (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 3: Going Private And Mainstreet Returns (Video Content)

GL

Goodmans LLP

Bennett Jones Spring 2015 Economic Outlook (Video Content)

BJ

Bennett Jones LLP

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