Australia: Fund Management/ REITs

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Funds Update - 10 October 2025

In welcome news, ASIC has announced that it no longer intends to proceed with publication of firm level data on reportable situations.

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Backloading Collateral & Valuation Information under EMIR Rules

Backloading of collateral and valuation information.

Australia Finance

TRAction

Private Credit – Public Interest?

In February this year, ASIC released a discussion paper seeking industry engagement on actionable ideas to enhance the operation of both public and private markets.

Australia Finance

KG

K&L Gates LLP

Funds Update - 26 September 2025

On 18 September 2025 ASIC issued interim stop orders in relation to three credit fund products and on 19 September 2025...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

AML/CTF FAQs for current Reporting Entities

Australia Finance

HN

Holley Nethercote

Private Equity Value Creation Report: Australia 2025

Australia Commercial

AM

Alvarez & Marsal

Australia Financial Lines Insurance Symposium Report 2025

Australia Finance

K

Kennedys

FCA Makes the ‘Execution Agent' Field Conditional under EMIR

Australia Finance

TRAction

APAC Monthly Private Wealth Legal Developments – July 2025

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

APAC Monthly Private Wealth Legal Developments – June 2025

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

The Regulatory Developments For FY25 That Fund Managers Can't Afford To Ignore

Australia Finance

KG

K&L Gates LLP

The big issue with issuing – Can it be done without holding an AFSL?

Australia Finance

HN

Holley Nethercote

Embracing Arbitration For Australian Financial Services Disputes

Australia Finance

CC

Corrs Chambers Westgarth

Are you breaching the anti-hawking provisions?

Australia Finance

SG

Sophie Grace Pty Ltd

Michael Byrnes appeared on Breakfast with Tim Webster on 2SM on 23 July 2025 to discuss workplace relationships and that Coldplay concert

Australia Employment

S

Swaab

Navigating The Implications Of The Supermarkets Ruling: A Guide For Employers

Australia Employment

HR

Holding Redlich

Blockchain Bites: NASDAQ Bets On Blockchain With Tokenised Stocks And ETFs; ASIC Mints Regulatory Relief For AFSL Licensed Stablecoins; Binance Nears Agreement To End US Monitorship

Australia Technology

PA

Piper Alderman

Employing Work And Holiday Makers Beyond Six Months | Staying Compliant

Australia Immigration

IL

Interstaff Immigration Agency

Immigration And Australian Federal Election Campaign Promises

Australia Immigration

IL

Interstaff Immigration Agency

ASIC Issues Warning over Dodgy Cold Calling Operators and Online Baiting Tactics

ASIC has issued periodic reminders and warnings to AFS licensees and Australian Credit Licensees.

Australia Finance

SG

Sophie Grace Pty Ltd

The Regulation Of Private Markets In Australia—Where To Next?

The Australian Securities & Investments Commission ("ASIC") is increasing its focus on private markets, adopting a similar approach to other international regulators.

Australia Finance

JD

Jones Day

ESMA's assessment of the MiFID Trade Reporting Framework

The consultation from October 2024 discusses the revisions proposed to the existing technical standards.

Australia Finance

TRAction

Piper Alderman's Response to ASIC Consultation Paper 381

ASIC's proposed updates to its guidance on digital assets, including the interpretation of the Corporations Act 2001.

Australia Finance

PA

Piper Alderman

To name or not to name? ASX revises its approach to continuous disclosure obligations for market sensitive contracts

Australia Finance

PA

Piper Alderman

Updated Guidance on Financial Services Guides – Website Disclosure Information

Australia Finance

SG

Sophie Grace Pty Ltd

Do I really need to do Responsible Manager (RM) Training?

Australia Finance

HN

Holley Nethercote

Certified Wholesale – SMSFs and Accountant's Certificates

Australia Finance

HN

Holley Nethercote

More Flexible FSG Requirements

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

Australia Finance

TRAction

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

Australia Finance

SG

Sophie Grace Pty Ltd

How Foreign Financial Services Providers can Provide Services to Australian Clients

Australia Finance

SG

Sophie Grace Pty Ltd

Launching a new financial product in 2025? Don't forget to do these things…

Australia Finance

HN

Holley Nethercote

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

The 'make' and 'take' concepts which focus on the actual making and receiving of payments in a leg of a transaction.

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

AFS Licensees have requirements to notify ASIC when the contents in a PDS are changed.

Australia Finance

SG

Sophie Grace Pty Ltd

How Foreign Financial Services Providers can Provide Services to Australian Clients

ASIC provides licensing relief and exemptions for FFSPs who wish to provide services to clients in Australia.

Australia Finance

SG

Sophie Grace Pty Ltd

Launching a new financial product in 2025? Don't forget to do these things…

Launching a new product today is trickier than it's ever been.

Australia Finance

HN

Holley Nethercote

AFS Licensees – Are you Complying with your Financial Obligations?

Australia Finance

SG

Sophie Grace Pty Ltd

What is the Corporate Collective Investment Vehicle (CCIV) regime?

A CCIV is a type of company limited by shares that operates as a collective investment vehicle.

Australia Finance

SG

Sophie Grace Pty Ltd

ASIC secures victory in greenwashing case against Vanguard

Businesses can expect to see an increase in greenwashing regulatory investigations.

Australia Finance

PA

Piper Alderman

Debunking superannuation insurance myths - some common misconceptions

Superannuation insurance is vital to financial planning in Australia, providing peace of mind and future financial security.

Australia Insurance

CO

Carroll & O'Dea

SMSFs with CGW – Episode 1: Proposed tax on super

The first episode of SMSFs with CGW discusses the proposed tax on super balances over $3 million, the Div 296 Tax.

CG

Cooper Grace Ward

Use of performance figures in marketing materials – ASIC takes action

Australia Finance

SG

Sophie Grace Pty Ltd

Funds Update – 16 February 2024

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

It Depends – Do I need to update my superannuation fund trust deed?

Australia Finance

CG

Cooper Grace Ward

Top 10 superannuation trustee priorities for 2024

Australia Finance

PA

Piper Alderman

The Commissioner tightens compliance against SMSF Trustees, what are you doing wrong?

Australia Finance

CG

Coleman Greig Lawyers

It Depends – Am I affected by the 2023 superannuation changes?

CG

Cooper Grace Ward

It Depends – Can my SMSF make loans?

Australia Finance

CG

Cooper Grace Ward

National Reconstruction Fund Investment Mandate Now Released

Australia Finance

HS

Herbert Smith Freehills Kramer LLP

The impact of proposed changes to NALE rules for eligible superannuation funds

Australia Finance

CG

Coleman Greig Lawyers

A tap on the shoulder: Prudential Standard CPS 900 – Resolution Planning

Australia Finance

HR

Holding Redlich

在澳大利亚营商的挑战

Australia Government

TG

TMF Group BV

Managed investment scheme review – read our submission

Australia Finance

MC

McMahon Clarke

Stop! It's members' time: Amendments to SPS 515 Strategic Planning and Member Outcomes

Australia Finance

PA

Piper Alderman

Underwriters, are you ready for the new rules governing private funds advisors?

Australia Finance

K

Kennedys

ASIC's new financial requirements—one big change for wholesale fund managers

Australia Finance

MC

McMahon Clarke

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Latest Videos

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It Depends – Can self-managed superannuation funds borrow?

CG

Cooper Grace Ward

It Depends: What documents do I need to pay a pension from my SMSF?

CG

Cooper Grace Ward

It Depends – Can I access my super?

CG

Cooper Grace Ward

It Depends – Trustee member rules for SMSFs

CG

Cooper Grace Ward

It depends – What happens to a SMSF when a member loses capacity?

CG

Cooper Grace Ward

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