Australia: Fund Finance

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Funds Update - 4 September 2026

On 24 August 2026, ASIC released its 2026-2027 Corporate Plan, announcing that it is committed to being easier to deal with for those trying to comply with the law, while being harder to avoid for those causing harm.

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

The Evolving Role Of Fund Financing In Private Credit

The sustained growth of fund financing in private credit is strengthening the relationship between banks and private credit participants as the market continues to scale.

Australia Finance

CC

Corrs Chambers Westgarth

Funds Update - 21 August 2026

On 19 August 2026, the Federal Government announced a package of reforms in response to the Shield and First Guardian collapses, which impacted almost 12,000 people...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Using A Carriage Service To Offend Or Threaten Penalties And Laws In Australia

The introduction of new federal charges under the Criminal Code Act 1995 has criminalised a vast range of online conduct through carriage services like social media, text messaging, and phone calls.

Australia Criminal

CD

Criminal Defence Lawyers Australia

Funds Update - 7 August 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Funds Update - 17 July 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Funds Update - 3 July 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Funds Update - 19 June 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Funds Update - 5 June 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Funds Update - 1 May 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

And the record greenwashing penalty goes to…

Australia Finance

HN

Holley Nethercote

Non-concessional MIT income: is your staple ready for life without relief?

Australia Finance

CC

Corrs Chambers Westgarth

Funds Update - 23 January 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Funds Update - 9 January 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Australian Labour Market For Migrants Insights

Australia Immigration

IL

Interstaff Immigration Agency

Current Visa Processing Times: June 2026

Australia Immigration

IL

Interstaff Immigration Agency

Inside Employment Podcast Series, Episode 7: Employment Class Actions (Video)

Australia Employment

KL

Herbert Smith Freehills Kramer LLP

Current Visa Processing Times: July 2026

Australia Immigration

IL

Interstaff Immigration Agency

Inside IR Podcast Series - Episode 33: Negotiating Skills For A Challenging Enterprise Bargaining Environment – Part 1 (Video)

Australia Employment

KL

Herbert Smith Freehills Kramer LLP

Another 12 Months Extension For FFSP AFSL Exemptions

On 5 December 2025, ASIC announced another 12 months extension to the transitional arrangements for the current FFSP AFSL exemptions (the passporting exemptions and limited connection exemption)...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

ASIC's review of Offshore Service Providers for Australian Financial Services Licensees

The recommendations included in ASIC's reviews of are relevant to all Australian Financial Services Licensees.

Australia Finance

SG

Sophie Grace Pty Ltd

How do the end of year holidays affect your trade reporting?

Learn more about how public or bank holidays may affect your reporting requirements.

Worldwide Finance

TRAction

Virtual Power Purchase Agreements (VPPAs)

A Virtual Power Purchase Agreement (VPPA) is an instrument that closely follows the financial settlement terms of a Contract for Difference (CFD).

Worldwide Finance

TRAction

LEI Status Requirements – Which May Lapse, And Which Require Renewal?

Worldwide Finance

TRAction

No Conflict Rule: A Reminder For AFSL Holders

Australia Finance

K

Kennedys

Professions And Financial Lines Brief - Latest Decisions October 2025

Australia Finance

K

Kennedys

The issues with CFD reporting: Unique client IDs / Duplicate Counterparty 2 Identifiers

Australia Finance

TRAction

ASIC Enforcement Action Relating To Business Loans (Green County Case)

Australia Finance

SG

Sophie Grace Pty Ltd

AML/CTF FAQs for current Reporting Entities

Australia Finance

HN

Holley Nethercote

Wholesale Client Eligibility – Sophisticated Investor and Individual Wealth Tests

Australia Finance

HN

Holley Nethercote

Funds Update - 29 August 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Australia Financial Lines Insurance Symposium Report 2025

Australia Finance

K

Kennedys

Avoiding Trade Reporting Penalties

Worldwide Finance

TRAction

Wholesale Client Eligibility – Sophisticated Investor and Individual Wealth Tests

Sophisticated investors are persons that an AFS licensee has determined to be experienced in using financial services.

Australia Finance

HN

Holley Nethercote

Funds Update - 29 August 2025

On 26 August 2025, ASIC released its Corporate Plan for 2025-26 (the Plan) setting out its strategic direction through to 2029. The Plan sets out the following five strategic priorities...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Australia Financial Lines Insurance Symposium Report 2025

A summary report from our 2025 Australia financial lines symposiums outlining some of the key issues and opportunities impacting financial lines claims and litigation in Australia.

Australia Finance

K

Kennedys

Avoiding Trade Reporting Penalties

Main focus for reporting entities should be on prompt and accurate reporting and notification of errors or issues with their trade reporting to their regulators.

Worldwide Finance

TRAction

Funds Update - 15 August 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Lenders charging over 48% cap

Company attempted to style selling goods as consumer leases when they were credit contracts.

Australia Finance

SG

Sophie Grace Pty Ltd

Are you breaching the anti-hawking provisions?

Prohibition on hawking financial products (and credit products).

Australia Finance

SG

Sophie Grace Pty Ltd

ASIC Issues Warning over Dodgy Cold Calling Operators and Online Baiting Tactics

ASIC has issued periodic reminders and warnings to AFS licensees and Australian Credit Licensees.

Australia Finance

SG

Sophie Grace Pty Ltd

Shenkman Capital Management, Inc. partners with TRAction

Shenkman Capital Management, Inc. has partnered with TRAction for seamless transaction reporting.

Australia Finance

TRAction

ESMA's assessment of the MiFID Trade Reporting Framework

Australia Finance

TRAction

Piper Alderman's Response to ASIC Consultation Paper 381

Australia Finance

PA

Piper Alderman

To name or not to name? ASX revises its approach to continuous disclosure obligations for market sensitive contracts

Australia Finance

PA

Piper Alderman

Do I really need to do Responsible Manager (RM) Training?

Australia Finance

HN

Holley Nethercote

Certified Wholesale – SMSFs and Accountant's Certificates

Australia Finance

HN

Holley Nethercote

Is reporting at ‘position level' allowed for all EMIR Derivatives?

Australia Finance

TRAction

Insurance commissions changes start July 2025

Australia Finance

SG

Sophie Grace Pty Ltd

More Flexible FSG Requirements

Australia Finance

SG

Sophie Grace Pty Ltd

Consent Requirements under Ongoing Fee Arrangements (OFA) simplified from 10 January 2025

Australia Finance

SG

Sophie Grace Pty Ltd

Improving the UK Transaction Reporting Regime – MIFID Framework

Australia Finance

TRAction

What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?

Australia Finance

TRAction

Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences

Australia Finance

SG

Sophie Grace Pty Ltd

Launching a new financial product in 2025? Don't forget to do these things…

Australia Finance

HN

Holley Nethercote

AFS Licensees – Are you Complying with your Financial Obligations?

Australia Finance

SG

Sophie Grace Pty Ltd

Phasing out bank AT1 capital instruments (Capital Notes): a significant development from APRA

Australia Finance

CC

Corrs Chambers Westgarth

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Latest Videos

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It Depends – The "how-to" of death benefits in SMSFs

CG

Cooper Grace Ward

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