Worldwide: Listing Rules & Flotation

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UK Listing Regime – FCA’s Latest Guidance On UK Listing And Transparency Rules

The Financial Conduct Authority (FCA) has published its latest Primary Market Bulletin (PMB 64) which discusses total voting rights (TVR) disclosures and significant transaction announcements

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Corporate Update – Our Latest Half-yearly Briefing On Developments In UK Corporate Law And Regulation

This half-yearly briefing consolidates major developments in UK corporate law and regulation from January to June 2026, covering company law, contract law, M&A, listing regime...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Listing Regime – FCA Consultation On UK Listing Rules For Closed-ended Investment Funds

The Financial Conduct Authority (FCA) has published a consultation paper (CP26/21) on the UK Listing Rules (UKLRs) for listed closed-ended investment funds in UKLR 11.

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 27 June - 3 July

The Financial Conduct Authority is consulting on significant changes to UK Listing Rules for closed-ended investment funds, proposing new requirements around board independence, substantial shareholder influence, and investment manager fee structures. These modifications aim to strengthen governance protections for investment trusts, particularly when appointing new investment managers or making material changes to investment strategies.

United Kingdom Finance

M

Macfarlanes LLP

Shaping The Future Of AIM: Proposed Rule Changes For AIM Companies

United Kingdom Commercial

GW

Gowling WLG

The Benefits Of Guernsey And Jersey Companies For UK And US Listings

Worldwide Finance

W

Walkers

Corporate Law Update: 30 May - 5 June

United Kingdom Commercial

M

Macfarlanes LLP

New (And Improved) AIM Rules Proposed

United Kingdom Commercial

TS

Travers Smith LLP

Listing Regime – Miscellaneous Amendments To The UKLRs Including In Relation To Further Share Issues

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Quarterly Listed Company Update – What's New And What's Next?

United Kingdom Commercial

TS

Travers Smith LLP

Listing Regime – Change To Notification Requirements On A Share Buyback

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Listing Regime – Company Fined For Breaches Of Listing Rules

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 28 February - 6 March

United Kingdom Commercial

M

Macfarlanes LLP

Listing Regime – FCA Issues Clarification On Issuing Further Shares Under The New Prospectus Regime

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Carpmaels in Conversation: Ep. 41 – IP challenges in the age of social media (Podcast)

United Kingdom IP

CR

Carpmaels & Ransford LLP

Closing The Protection Gap – Financing Resilience Via Insurance Innovation (Podcast)

United Kingdom Insurance

G

Guernsey Finance

Beware Subscription Businesses: What Ofcom’s £28 Million Penalty Means For CMA Enforcement Of The New Subscription Rules

United Kingdom Consumer

LS

Lewis Silkin

Captives, Data And Emerging Risks: Rethinking Insurance (Podcast)

United Kingdom Insurance

G

Guernsey Finance

Union Rights On The Rise: Headline Issues (Podcast)

United Kingdom Employment

AO

A&O Shearman

Listing Regime – FCA's New Enforcement Watch Newsletter

The FCA has published the first edition of a new newsletter, Enforcement Watch 1, which covers insights and themes from its enforcement work.

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Fines Former Finance Directors Of Carillion Plc

The FCA has fined two former finance directors for their involvement in misleading statements being issued by Carillion plc.

United Kingdom Finance

LS

Lewis Silkin

Listing Regime – Two Executive Directors Drop Appeal Against FCA Fines For Breaches Of Listing Rules And MAR

The FCA has published final notices in respect of its enforcement action against two former finance directors of Carillion plc for breaches of the Listing Rules and UK Market Abuse Regulations (MAR).

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Capital Markets And Listing Regime – FCA Consultation On Listing Application Process And Other Minor Changes

The Financial Conduct Authority (FCA) has published its Quarterly Consultation Paper 50 (CP 25/35), which includes proposals that aim...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Listing Private Equity Acquisition Debt On The International Stock Exchange (TISE)

Jersey Commercial

A

Appleby

FCA Primary Market Bulletin No.58

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

The UK Prospectus Regime Is Changing: An Overview Of The UK Public Offers And Admissions To Trading Regulations (POATR)

United Kingdom Finance

MB

Mayer Brown

Listing Regime – LSE 2026 Dividend Procedure Timetable Published

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

The FCA's New Prospectus Rules: A Bold Reset For UK Capital Markets

United Kingdom Finance

WT

Winston Taylor

Corporate Law Update: 6 - 12 September 2025

United Kingdom Commercial

M

Macfarlanes LLP

The International Stock Exchange – 'QIBM' Debt Listings

CO

Carey Olsen

Listing Regime – Latest FCA Guidance In Primary Market Bulletins 56 And 57

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Quarterly Listed Company Update – What's New And What's Next?

United Kingdom Commercial

TS

Travers Smith LLP

A Timely Reminder – Chapter 5 Disclosure Requirements For Investor Presentations

United Kingdom Energy

KL

Herbert Smith Freehills Kramer LLP

The International Stock Exchange – 'QIBM' Debt Listings

This note includes information relating to the listing of debt securities on the Official List of The International Stock Exchange ("TISE").

CO

Carey Olsen

Listing Regime – Latest FCA Guidance In Primary Market Bulletins 56 And 57

The Financial Conduct Authority (FCA) has published Primary Market Bulletin 56 (PMB 56) highlighting notification obligations for PDMRs and listed companies, and Primary Market Bulletin...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Quarterly Listed Company Update – What's New And What's Next?

If you would like to discuss any of these developments in further detail, please feel free to get in touch with any of the contacts listed at the end of this note.

United Kingdom Commercial

TS

Travers Smith LLP

A Timely Reminder – Chapter 5 Disclosure Requirements For Investor Presentations

ASX's most recent compliance update (July 2025) reminds ASX-listed companies of the key issues to be aware of when preparing investor presentations...

United Kingdom Energy

KL

Herbert Smith Freehills Kramer LLP

Corporate Finance Soundbite: Mergerspresso - Episode 15: Moving On Up… (Podcast)

United Kingdom Finance

AG

Addleshaw Goddard

TISE Launches Specialist Companies Equity Listing Rules

These new rules are designed for Specialist Companies, including SPV holding companies and closely held REITs, and aim to attract privately held structures...

A

Appleby

The Benefits Of Guernsey And Jersey Companies For UK And US Listings

Guernsey and Jersey companies are a popular choice for listing on UK and US stock exchanges...

Worldwide Commercial

W

Walkers

Quarterly Listed Company Update: What's New And What's Next?

The October 2024 quarterly update highlights key developments for listed companies, including updates to the Investment Association's Principles of Remuneration, FCA technical notes on UK Listing Rules...

United Kingdom Commercial

TS

Travers Smith LLP

The FCA Publishes New Listing Rules

The FCA's capital market reforms aim to attract listings, foster innovation, and support long-term growth through simplified regulations, a disclosure-based approach, and a Digital Securities Sandbox for emerging tech.

United Kingdom Finance

JL

Johnson Law Group

The New UK Listing Rules – Key Changes For Housing Association Bond Issuers

United Kingdom Finance

D

Devonshires

Investment Management Update - August 2024

European Union Finance

M

Macfarlanes LLP

FCA Publishes Final Rules To Overhaul The UK Listing Regime To Boost Growth And Innovation

United Kingdom Commercial

DL

Druces LLP

Another Step On The ECM Reform Path: FCA Consultation On The New Prospectus Rules

United Kingdom Commercial

TS

Travers Smith LLP

Public Offer Platforms (POPs) – Will They Solve The Problem?

United Kingdom Finance

NR

Norton Rose Fulbright Hong Kong

The New UK Listing Rules - The Most Significant Change To The UK's Listing Regime In 40 Years

United Kingdom Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Quarterly Listed Company Update - What Is New And What To Do Next?

United Kingdom Commercial

TS

Travers Smith LLP

New UK Listing Rules To Come Into Effect On 29 July 2024

United Kingdom Finance

DS

DMH Stallard

Regime Change – Final UK Listing Rules Published

United Kingdom Commercial

MC

Memery Crystal

Guernsey Corporate And Finance Update Q2 2024

Guernsey Commercial

CO

Carey Olsen

Guernsey Poised To Benefit From New LSE Rules To Boost Growth And Innovation

Guernsey Finance

CO

Carey Olsen

FCA Reforms UK Listing Rules

United Kingdom Commercial

WT

Winston Taylor

Historic New Listing Rules Adopted For The UK

United Kingdom Commercial

GP

Goodwin Procter LLP

Observing Diversity And Inclusion Disclosure Requirements For Listed Companies

United Kingdom Commercial

MC

Memery Crystal

UK Listing Rules Reform: Seeking To Boost Competitiveness

United Kingdom Commercial

PR

Proskauer Rose LLP

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