Worldwide: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

WMHW Alert: SEC Enforcement Trends In The First Six Months

Shortly after his swearing in as Chairman of the Securities and Exchange Commission ("SEC" or "Commission"), Chairman Paul S. Atkins described in several public statements...

United States Commercial

Walden Macht Haran & Williams LLP

What Happens In Nevada … May Impact Prediction Markets And Sports Gambling Across The U.S.

The sports-prediction market landscape just shifted. Nevada District Court Judge Andrew Gordon's newly released opinion denied Crypto.com's motion for a preliminary injunction against Nevada regulatory oversight for its prediction market product.

United States Media & IT

MP

Manatt, Phelps & Phillips LLP

If It's Broken, Please Fix It: The CFTC Proposes To Resolve Compliance Challenges For Swap Dealers

The Commodity Futures Trading Commission ("CFTC" or "Commission") proposed targeted amendments ("Proposal") to its business conduct and documentation requirements for swap dealers ("SDs") on September 24.

United States Finance

KM

Katten Muchin Rosenman LLP

Texas Stock Exchange (TXSE) Approved As Newest National Securities Exchange

On September 30, 2025, the U.S. Securities and Exchange Commission (SEC) approved the application of the Texas Stock Exchange LLC (TXSE)...

United States Commercial

CO

Cozen O'Connor

Regulating Crypto-linked Exchange-traded Products (Podcast)

United States Technology

AO

A&O Shearman

CFTC Settles First Compliance-Related Charges With Swap Dealers, Futures Commission Merchants, And Intermediaries Under Acting Chairman Pham

United States Finance

SJ

Steptoe LLP

From Enforcement To Empowerment: SEC Chairman Paul Atkins Charts A New Regulatory Approach For Digital Assets

United States Finance

KM

Katten Muchin Rosenman LLP

SEC Approves Texas Stock Exchange Registration, Marking A Milestone For National Exchanges In Texas

United States Commercial

GT

Greenberg Traurig, LLP

Crypto And Commodity-Based ETPs Poised To Boom Following SEC's Approval Of Generic Listing Standards

United States Technology

GP

Goodwin Procter LLP

Texas Stock Exchange Obtains SEC Approval

United States Commercial

FL

Foley & Lardner

CFTC Acting Chairman Pham Outlines A Technology‑Neutral Approach To Digital Assets And Agency Modernization

United States Finance

KM

Katten Muchin Rosenman LLP

Breaking Barriers: SEC-CFTC Host Historic Harmonization Roundtable

United States Finance

KM

Katten Muchin Rosenman LLP

Generic Listing Standards For Crypto And Commodity ETPs: What It Means And What's Next

United States Technology

D

Dechert

Blockchain And Digital Assets: September 2025 Trends

Worldwide Technology

C

Caldwell

District Court Invalidates Patents For Bridge Cheating Detection Software Under § 101

United States IP

JM

Jeffer Mangels Butler & Mitchell LLP

Tariffs, Contracts And The Negotiation Imperative: Why The Old Playbook Won't Work

United States International

J

JAMS

Greenwashing Legislation Trends: Key Takeaways For Businesses

Worldwide Commercial

RG

Ropes & Gray LLP

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

One Size Doesn't Fit All: Customizing Dispute Resolution For Commercial Contracts

United States Litigation

J

JAMS

CFTC Launches Tokenized Collateral And Stablecoins Initiative

On September 23, 2025, the CFTC launched a Tokenized Collateral and Stablecoins Initiative that invites interested stakeholders to submit feedback and suggestions on the use of tokenized...

United States Finance

SJ

Steptoe LLP

Investment Management & Funds Regulatory Update - September 2025

In this issue, we discuss, among other things, the further extension of the compliance date for Form PF amendments, and a recent enforcement action involving alleged violations...

United States Finance

DP

Davis Polk & Wardwell

Trump Says Lisa D. Cook Was Properly Removed From Fed For Misconduct

President Trump correctly removed Lisa D. Cook from the Federal Reserve Board for improperly claiming on mortgage applications that residences in Michigan and Georgia both were her primary residences...

United States Finance

BS

Ballard Spahr LLP

UK Financial Insights From Katten | Issue 26

UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe.

United States Finance

KM

Katten Muchin Rosenman LLP

Bringing Alternative Assets To Retirement Accounts: Four Steps The Administration Should Prioritize

United States Finance

DP

Davis Polk & Wardwell

CFTC Joins Regulatory Push For Tokenized Collateral

United States Finance

D

Dechert

SEC And CFTC Further Extend Compliance Date For Form PF Amendments

United States Finance

MB

Mayer Brown

SEC Open Meeting: Form PF Compliance Date Pushed Again And SEC Housekeeping

United States Finance

D

Dechert

CFTC Withdraws Guidance On Listing Voluntary Carbon Credit Derivatives: What A Difference An Election Makes

United States Finance

B

Bracewell

Setting The (Generic) Standard: SEC Clears The Path For Listing Commodity-Based And Crypto ETPs

United States Technology

KM

Katten Muchin Rosenman LLP

Federal Reserve Rate Cut Prompts Demand For Derivative Hedging Solutions

United States Finance

GT

Greenberg Traurig, LLP

SEC And CFTC Joint Statement Clears Path For Certain Spot Crypto Products

United States Technology

D

Dechert

Private Equity Investment In The Defense Sector: Navigating A Transforming Landscape—podcast

United States Commercial

AO

A&O Shearman

Structure Of Tokenized Commodities And Commodities Regulation

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Federal Reserve Rate Cut Prompts Demand For Derivative Hedging Solutions

The world, as we know it, is experiencing a series of geopolitical and economic pressures, from military and tariff wars to cultural and socioeconomic challenges.

United States Finance

GT

Greenberg Traurig, LLP

SEC And CFTC Joint Statement Clears Path For Certain Spot Crypto Products

On September 2, 2025, the staff of the Division of Trading and Markets at the Securities and Exchange Commission and the staff of the Division of Market Oversight and Division of Clearing and Risk at the Commodity Futures Trading Commission issued a joint statement.

United States Technology

D

Dechert

Private Equity Investment In The Defense Sector: Navigating A Transforming Landscape—podcast

The defense sector is seeing a level of interest, investment and focus not seen in generations, with significant implications for private equity investors.

United States Commercial

AO

A&O Shearman

Structure Of Tokenized Commodities And Commodities Regulation

Recent years have seen the emergence of blockchain projects seeking to tokenize an ever-expanding range of assets that are not blockchain-native – the so-called tokenized real world assets...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Financial Markets And Funds Quick Take | Issue 42

United States Finance

KM

Katten Muchin Rosenman LLP

Derivatives 2025 – Global Overview

Derivatives are an integral part of the global financial landscape, with transaction volumes growing dramatically over the years.

United States Finance

KM

Katten Muchin Rosenman LLP

Arnold & Porter Discusses The CLARITY Act

For over a decade, regulators, market participants, and Congress have wrestled with the challenge of regulating crypto assets. This relatively nascent asset class, underpinned by novel technology...

United States Finance

AP

Arnold & Porter

Why Can't We Be Friends? The SEC And CFTC Vow More Cooperation

On September 5, 2025, the Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") released a joint statement (the "Statement") outlining a renewed commitment to regulatory cooperation and harmonization.

United States Finance

JD

Jones Day

Illinois Enacts Its Own Digital Assets Laws

On 18 August 2025, Illinois Governor JB Pritzker signed into law the Digital Assets and Consumer Protection Act (the Act), granting the Illinois Department of Financial and Professional Regulation...

United States Technology

KG

K&L Gates LLP

Defining (Again) The Scope Of "Commodity"

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

SEC And CFTC Staff Clear Path For Spot Crypto Trading On Regulated Exchanges

United States Technology

AO

A&O Shearman

CFTC Issues Advisory To Clarify FBOT Registration Framework For Non-U.S. Crypto Exchanges To Access U.S.-based Participants

United States Finance

JD

Jones Day

Illinois Adopts Regulatory Regime For Digital Assets

United States Finance

MB

Mayer Brown

FCA Approves The LSE To Operate A PISCES Platform

United States Finance

DP

Davis Polk & Wardwell

Setting The Record Straight: CFTC Staff Reaffirm The Commission's FBOT Framework, Providing Clarity To Non-US Exchanges

United States Finance

KM

Katten Muchin Rosenman LLP

Regulatory Monitoring

Worldwide Finance

AO

A&O Shearman

SEC Introduces Capital Markets Data Visualizations Page

United States Commercial

GP

Goodwin Procter LLP

United States Technology

LS

Lowenstein Sandler

SEC Staff Clarifies Stance On Liquid Staking

United States Finance

D

Dechert

CFTC's DMO Issues No-Action Letter Providing Relief From Swap Data Error Correction Notification Requirements

United States Finance

SJ

Steptoe LLP

Clarifying The CLARITY Act: What To Know About The House Crypto Market Structure Bill And Its Path To Law

United States Technology

AP

Arnold & Porter

Reading Version Of The Banking Directive Implementation And Bureaucracy Relief Act (CRD VI Implementation Act)

United States Finance

AO

A&O Shearman

Place Your Bets: US District Courts Are Split On Whether The Commodity Exchange Act Preempts State Gaming Laws With Respect To Sports Event Contracts

United States Finance

KM

Katten Muchin Rosenman LLP

The White House Working Group On Digital Asset Markets Report: What It Means For The Derivatives Industry

United States Technology

KG

K&L Gates LLP

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Latest Videos

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Event Contracts: Financial Innovation Or Gambling Back Door? (Video)

G

Gamma Law

Dan Davis Shares Views On Digital Asset Regulation During House Subcommittee Hearing (Video)

KM

Katten Muchin Rosenman LLP

Mining In Focus: Latin America (Video)

GW

Gowling WLG

Current Issues In Derivatives (Video)

SM

Sheppard Mullin Richter & Hampton

Fall Blockchain Update Two: Kraken Fine (Video)

PC

Pryor Cashman LLP

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