United States: Wealth & Asset Management

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Wealth management law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as offshore banking, offshore company formation, offshore financial centres, wealth and asset management.

SEC Extends Compliance Date For Short Sale Reporting Rule To 2028

On December 3, 2025, the Securities and Exchange Commission (the "SEC") announced that it was providing a second temporary exemption from compliance with Rule 13f-2, the short sale reporting rule, and related Form SHO and Rule 10c-1a.

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Trump Accounts: Insights From USA Today On New Child Savings Plan

USA Today recently featured insights from Evan Morgan, a principal in the tax advisory group at Kaufman Rossin, regarding the new "Trump Accounts" for children.

United States Wealth Mgt

KR

Kaufman Rossin

Wealth Management Update

The December 2025 Section 7520 rate for use with estate planning techniques such as CRTs, CLTs, QPRTs and GRATs is 4.6%, the same as in November.

United States Wealth Mgt

PR

Proskauer Rose LLP

Unlocking Liquidity: The Growing Appeal Of Private Credit Secondaries

Demand for private credit (lending by non-bank investors) has grown rapidly since the global financial crisis to fill a lending void left by banks and meet investor demand for flexible financing.

United States Finance

D

Dechert

Resilient Infrastructure - Part 2 Beyond Breaking Point

United States Government

KL

Herbert Smith Freehills Kramer LLP

Decoding SFDR 2.0: Navigating The European Commission's Proposed ESG Reforms (Podcast)

United States Wealth Mgt

RG

Ropes & Gray LLP

FCA Multi-Firm Review: Consolidation In Financial Advice And Wealth Management

United States Wealth Mgt

RG

Ropes & Gray LLP

SEC Exam Priorities: Key Topics For Asset Managers

United States Finance

D

Dechert

Reminder: Compliance With Amendments To Regulation S-P Is Required As Of December 3, 2025

United States Wealth Mgt

PR

Proskauer Rose LLP

IRS Issues Revenue Procedure 2025-31 – Safe Harbor For Trusts Staking Digital Assets

United States Wealth Mgt

RG

Ropes & Gray LLP

The One Big Beautiful Bill Act: Key Year-End Tax Changes For Private Wealth Clients

United States Tax

KM

Katten Muchin Rosenman LLP

Select Updates Impacting Family Business Owners

United States Wealth Mgt

KM

Katten Muchin Rosenman LLP

What Is Offshore Asset Protection And How Is It Used?

United States Wealth Mgt

BW

Bohm, Wildish & Madsen

Changes On The Horizon For Recovery And Resolution Planning

United States Finance

MV

Moore & Van Allen

Health Care Mediation Strategies: How To Resolve Complex Provider, Reimbursement, And Compliance Disputes (Podcast)

United States Litigation

J

JAMS

Visa Turbulence: Navigating Your H-1B Future In A Shifting U.S. Landscape (Video)

United States Immigration

Gs

Green and Spiegel

The U.S. Economy: Modest Activity And Intensifying Uncertainty (Ankura Monthly Economic Report November 2025)

United States Strategy

AC

Ankura Consulting Group LLC

FBI's Most Recent Gambling Arrests Suggest Sports-Betting Regulations Are Effective

United States Media & IT

DM

Duane Morris LLP

How I Learned To Love Mediator's Proposals - Why Modern Mediation Sometimes Calls For A Guiding Hand

United States Litigation

J

JAMS

California Market-Based Sourcing Regulations: Effect On Asset Managers

The California Franchise Tax Board has recently finalized new regulations regarding asset management services provided to persons domiciled in California by an asset manager, even if the asset manager has no presence in California.

United States Wealth Mgt

D

Dechert

APAC Monthly Private Wealth Legal Developments – October 2025

The APRA has announced that it will consult on targeted amendments to CPS 230 Operational Risk management by the end of 2025.

Worldwide Commercial

KL

Herbert Smith Freehills Kramer LLP

NYDFS Final Cybersecurity Rules – MFA, Asset Inventory, And Third-Party Risk

However, DFS announced phased compliance deadlines, allowing regulated entities a transitional period to meet these more stringent requirements.

United States Technology

GT

Greenberg Traurig, LLP

Space Business Review October 2025

October 8 – Launch company Stoke Space Technologies, Inc. raised $510m in a Series D investment round led by U.S. Innovative Technology Fund, with participation from Washington Harbour Partners LP...

United States Commercial

ML

Milbank LLP

Long-term Care Planning: 5 Potential Benefits For High-net-worth Families

United States Wealth Mgt

KR

Kaufman Rossin

Wealth Management Update

United States Wealth Mgt

PR

Proskauer Rose LLP

Episode 5: The Shutdown Episode (Podcast)

United States Wealth Mgt

WG

Weil, Gotshal & Manges LLP

EU-U.S. Asset Management Insights, Live From Luxembourg (Podcast)

Worldwide Wealth Mgt

AO

A&O Shearman

Regulatory Compliance In Leveraged ETF Sales Practices

United States Finance

KM

Katten Muchin Rosenman LLP

Non-Financial Misconduct Miniseries: Episode 1 - Navigating the FCA's Regulatory Framework (Podcast)

United States Criminal

RG

Ropes & Gray LLP

Serving As Personal Representative Of An Estate? A Quick Guide To The Estate Administration Process

United States Family

RM

Rich May

Seeing Red Flags In Tricolor: A Colorful Lesson On Collateral Interests

United States Insolvency

CW

Cadwalader, Wickersham & Taft LLP

2025 Emerging Manager Forum

United States Commercial

KG

K&L Gates LLP

Trends In Private Credit Fund Structuring 2025

Worldwide Finance

D

Dechert

Serving As Personal Representative Of An Estate? A Quick Guide To The Estate Administration Process

Serving as Personal Representative of a loved one's estate can seem like a daunting responsibility. The following are some of the most important tasks a Personal Representative...

United States Family

RM

Rich May

Seeing Red Flags In Tricolor: A Colorful Lesson On Collateral Interests

The recent bankruptcy filing of Tricolor Auto Acceptance, LLC ("Tricolor") highlights collateral-related risks for lenders, providing an opportunity for banks and whole loan purchasers...

United States Insolvency

CW

Cadwalader, Wickersham & Taft LLP

2025 Emerging Manager Forum

This year's forum brought together leaders from GCM Grosvenor, Churchill Asset Management, Blueprint Capital Advisors, MPowered Capital, Grafine Partners, and Terramont Infrastructure...

United States Commercial

KG

K&L Gates LLP

Trends In Private Credit Fund Structuring 2025

The Alternative Credit Council and Dechert LLP are pleased to share the findings of our latest research exploring current fund structuring...

Worldwide Finance

D

Dechert

FCA Review Of UK Wealth Management M&A

United States Commercial

RG

Ropes & Gray LLP

How Much To Say And When: A Growing Contradiction For Trustees And Advisors In United States Nextgen Trust Planning

Wealth, in a multitude of forms, values, whether articulated or not, and the power that accompanies wealth have passed, more or less successfully...

United States Wealth Mgt

GG

Greenberg Glusker Fields Claman & Machtinger

California's Digital Asset Regulation Gets Closer To Final

Under California's new Digital Financial Assets Law, or DFAL, all entities engaging in "digital financial asset business activity" in the state must be licensed—or have a pending application—by July 1, 2026.

United States Technology

JB

Jenner & Block

Delaware Law Provides Asset Protection Structure

A Magistrate's Report in the Delaware Court of Chancery recently held that a judgment creditor of an individual could not reach the assets the individual had contributed...

United States Wealth Mgt

GG

Greenberg Glusker Fields Claman & Machtinger

Avoid Generalizations In Working With NextGens

The questions of when, how, and to what extent to engage younger generations in a family's succession process cross nearly all sectors of private client advisory work, both within the US and internationally.

United States Wealth Mgt

GG

Greenberg Glusker Fields Claman & Machtinger

The Future Of Wealth: How Digital Assets, Taxation And Technology Are Rewriting The Rules Of Money

United States Technology

BI

Buchanan Ingersoll & Rooney PC

Wealth Management Update

United States Wealth Mgt

PR

Proskauer Rose LLP

Endowment Tax Changes: Secondaries Market Implications In 2025 And Beyond

United States Wealth Mgt

RG

Ropes & Gray LLP

REMINDER: Regulation S-P Amendments – Upcoming Dec. 3, 2025 Compliance Date

United States Commercial

SR

McDermott Will & Schulte

SEC Issues Notice Of Intent To Grant ETF Share Class Relief

United States Commercial

RG

Ropes & Gray LLP

Meeting The AI Moment In Asset Management: An Agenda For Industry Lawyers

United States Wealth Mgt

RG

Ropes & Gray LLP

California's Franchise Tax Board Adopts Final Regulations For Market-Based Sourcing

United States Tax

PR

Proskauer Rose LLP

Building The Future In Howard County With Jennifer Jones (Podcast)

United States Family

OK

Offit Kurman

Pryor Cashman Representing Spring Mountain Capital In Asset Acquisition By Stifel

United States Wealth Mgt

PC

Pryor Cashman LLP

College Financial Planning With Jack Wang (Video)

United States Family

OK

Offit Kurman

High Net Worth Individuals And Families In Arizona

United States Family

IG

IR Global

Piloting Compassion In Caregiving With Jonathan Knaul (Video)

United States Family

OK

Offit Kurman

FCA Publishes Its Findings On TCFD Climate Reporting Following A Multi-Firm Review

United States Finance

JD

Jones Day

Democratizing Access To Alternative Assets For 401(K) Investors

United States Employment

AG

Akin Gump Strauss Hauer & Feld LLP

US$12.2 Trillion Opportunity–Executive Order Paves The Way For Easier 401(k) Plan Access To Alternative Investments

United States Finance

KG

K&L Gates LLP

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Latest Videos

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College Financial Planning With Jack Wang (Video)

OK

Offit Kurman

Shielding Your Wealth: Can An LLC Protect Your Personal Assets? (Video)

G.A.M. Law Office

Baker Botts Hosts Interview Of John Arnold On Bloomberg Wealth With David Rubenstein (Video)

BB

Baker Botts LLP

Important Considerations Between Estate Planning & Asset Protection (Video)

BF

Buckley Fine Law

Ten Minute Interview: How To Mitigate Trustee Liability (Video)

FL

Foley & Lardner

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