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within Intellectual Property, International Law, Litigation and Mediation & Arbitration topic(s)
The SEC adopted an interim final rule modifying the
timing for submissions by SEC-registered investment companies of
reports on
Form N-PORT. Form N-PORT is a new form for certain registered
investment companies to report to the SEC and the public
information as to their portfolio holdings in a structured data
format.
The interim final rule will also amend
Form N-LIQUID to provide a "voluntary explanatory notes
section," allowing registrants to provide additional
information related to their filings.
The interim final rule will become effective upon its
publication in the Federal Register. The Form N-PORT compliance
dates remain unchanged: (i) April 1, 2019, for large fund groups,
and (ii) April 1, 2020, for smaller fund groups.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
