Effective Date Set For NFA Amendments To Filing Requirements For SDs Using Capital Models

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The effective date coincides with the effective date for new Section 18 of NFA's Financial Requirements.

United States Finance and Banking

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Amendments to filing requirements in new Section 18 of its Financial Requirements related to filings by swap dealers using models to compute net capital under CFTC Rule 23.105(k) will go into effect on October 6, 2021. The effective date coincides with the effective date for new Section 18 of NFA's Financial Requirements.

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NFA Notice I-21-29: Effective date for amendment to Financial Requirements Section 18

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Effective Date Set For NFA Amendments To Filing Requirements For SDs Using Capital Models

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Finance and Banking

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United States