United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Licensing Link October 2025

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues related to state licensing...

United States Finance

MB

Mayer Brown

Maryland OFR Issues Guidance On New Medical Debt Collection Laws

On October 14, the Maryland Office of Financial Regulation (OFR) issued regulatory guidance explaining three new state laws governing the collection and reporting of medical debt.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Connecticut Department Of Banking Issues Consent Order For Alleged Unlicensed Small-Loan Activity

On September 24, the Connecticut Department of Banking entered a consent order with a lender that offered advances based on anticipated personal-injury recoveries.

United States Finance

SM

Sheppard Mullin Richter & Hampton

If It's Broken, Please Fix It: The CFTC Proposes To Resolve Compliance Challenges For Swap Dealers

The Commodity Futures Trading Commission ("CFTC" or "Commission") proposed targeted amendments ("Proposal") to its business conduct and documentation requirements for swap dealers ("SDs") on September 24.

United States Finance

KM

Katten Muchin Rosenman LLP

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

FDIC And OCC Issue Proposals On Ending Examination For Reputational Risk And Defining Unsafe And Unsound Practices

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

United States Finance

JL

Jackson Lewis P.C.

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

United States Finance

FL

Foley & Lardner

Digital Infrastructure Takeaways From TMT Finance USA 2025

United States Finance

RG

Ropes & Gray LLP

CFTC Settles First Compliance-Related Charges With Swap Dealers, Futures Commission Merchants, And Intermediaries Under Acting Chairman Pham

United States Finance

SJ

Steptoe LLP

NCUA's Hauptman Vows To Prohibit Regulation Through Enforcement

United States Finance

BS

Ballard Spahr LLP

Fair Use In AI Training: What Is Considered "Transformative?" (Podcast)

United States Technology

LB

Lewis Brisbois Bisgaard & Smith LLP

Greenwashing Legislation Trends: Key Takeaways For Businesses

Worldwide Commercial

RG

Ropes & Gray LLP

California Air Resources Board Publishes Draft SB 261 Guidance

United States Commercial

RG

Ropes & Gray LLP

Speaking Sustainability - Legal & Regulatory Updates | August 2025

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

Basel Endgame: Divergence, Competition And The Next Strategic Moves

The Basel Endgame is the fault line along which global banking competition will shift over the next three years. For the largest lenders, this final chapter of Basel III will decide...

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

As we previously reported, on August 29, the Federal Reserve Board ("FRB") announced the individual capital requirements for all large banks, effective on October 1.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

At the September 2025 meeting of the Financial Stability Oversight Council, FDIC Acting Chairman Travis Hill laid out an ambitious set of reforms designed...

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

Special Qualified Small Business Stock Issues Applicable To Pooled Investment Fund Partnerships

United States Finance

HK

Holland & Knight

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

United States Finance

MV

Moore & Van Allen

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

US FDIC Requests Comment On Industrial Loan Company Framework

United States Finance

MB

Mayer Brown

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Debt Capital Markets

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

Credit checks remain a critical but legally complex hiring tool in the financial services sector, requiring consideration of federal and state laws.

United States Finance

JL

Jackson Lewis P.C.

Basel Endgame: Divergence, Competition And The Next Strategic Moves

The Basel Endgame is the fault line along which global banking competition will shift over the next three years. For the largest lenders, this final chapter of Basel III will decide...

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Regulation A+ Offerings: Mechanics, Market Data, And Capital Raising Best Practices For Startups And Emerging Companies

Raising significant growth capital is one of the greatest hurdles founders encounter after exhausting friends-and-family contributions and early seed funding. Venture capital is often difficult to secure...

United States Commercial

B

Bevilacqua

Why Secured Transactions Are Important

United States Finance

SH

Scarinci Hollenbeck LLC

New California Law On Servicing Of Second Mortgages Causes Confusion Among Lenders And Servicers

United States Finance

SM

Sheppard Mullin Richter & Hampton

OCC Bulletins And Proposed Rules Provide Relief For Community Banks And Preview Potentially Broader Changes

United States Finance

MV

Moore & Van Allen

Don't Cash A "Paid In Full" Check Without Understanding The Legal Implications

United States Finance

SH

Scarinci Hollenbeck LLC

Controversial NYC Debt Collector Rules On Hold Indefinitely, While New Rules Loom

United States Finance

MB

Mayer Brown

Land Banking As A Tool For Pre-Development Financing

United States Finance

AY

A.Y. Strauss

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Charges, Mortgages, Indemnities

Licensing Link October 2025

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues related to state licensing...

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

In a troubling development for the broader subprime auto and asset-backed securities markets, several auto loans tied to Tricolor Auto were found to contain duplicate vehicle identification numbers (VINs)...

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

The U.S. Supreme Court on Oct. 6, 2025, denied a petition for certiorari in U.S. Bank Nat. Assn. v. Fox, No. 24-1178, 2025 WL 2823764, at *1 (U.S. Oct. 6, 2025)...

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Four States Settle With Mortgage Company For Alleged Unlicensed Activity

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Q4 Gauntlet: Navigating Data Blackouts, Tariff Showdowns, And The November Trade Deadline (Ankura Monthly Economic Report)

United States Strategy

AC

Ankura Consulting Group LLC

Do Not Throw Away Your National Bank Charter Just Yet

United States Finance

MV

Moore & Van Allen

New Maryland Law Lets Divorcing Homeowners Keep Their Mortgage-Without Refinancing

United States Family

JG

Joseph, Greenwald & Laake

Why Secured Transactions Are Important

United States Finance

SH

Scarinci Hollenbeck LLC

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Financial Services

Licensing Link October 2025

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues related to state licensing...

United States Finance

MB

Mayer Brown

Maryland OFR Issues Guidance On New Medical Debt Collection Laws

On October 14, the Maryland Office of Financial Regulation (OFR) issued regulatory guidance explaining three new state laws governing the collection and reporting of medical debt.

United States Finance

SM

Sheppard Mullin Richter & Hampton

FinCEN Renews Geographic Targeting Order

On October 9, 2025, the Financial Crimes Enforcement Network ("FinCEN") issued a renewal of its Geographic Targeting Order ("GTOs"), which require U.S. title insurance companies...

United States Government

BS

Ballard Spahr LLP

What Happens In Nevada … May Impact Prediction Markets And Sports Gambling Across The U.S.

United States Media & IT

MP

Manatt, Phelps & Phillips LLP

Connecticut Department Of Banking Issues Consent Order For Alleged Unlicensed Small-Loan Activity

United States Finance

SM

Sheppard Mullin Richter & Hampton

If It's Broken, Please Fix It: The CFTC Proposes To Resolve Compliance Challenges For Swap Dealers

United States Finance

KM

Katten Muchin Rosenman LLP

Worldwide Technology

LS

Lowenstein Sandler

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

DFPI Orders Crypto Kiosk Operator To Cease Operations For Alleged Violations Of Digital Financial Assets Law

United States Technology

SM

Sheppard Mullin Richter & Hampton

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Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

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