United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Current Trends In Banking Litigation: Risks, Red Flags, And Practical Takeaways

One of our responsibilities as outside counsel to community banks is to be aware of trends and risks faced by such banks as well as opportunities presented to them.

United States Finance

JW

Jones Walker

Agencies' Capital Proposals Seek To Reduce Regulatory Burden And Extend Capital Relief To The Banking Industry At Large

On March 19, 2026, the Board of Governors of the Federal Reserve System (Federal Reserve), the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency...

United States Finance

AP

Arnold & Porter

Bipartisan Group Of Senators Re-introduces Banker 'Clawback' Legislation

A bipartisan group of senators, led by Senate Banking, Housing and Urban Affairs ranking Democrat Sen. Elizabeth Warren of Massachusetts...

United States Finance

BS

Ballard Spahr LLP

Introducing Our New 6-part Podcast Mini-series: Debt Sales 101

We are excited to announce the launch of a new six-part podcast mini-series focused on one of the most important and often misunderstood areas of consumer financial services: debt sales.

United States Finance

BS

Ballard Spahr LLP

Key SAPWG Developments At Spring 2026 National Meeting Of NAIC

United States Finance

KL

Herbert Smith Freehills Kramer LLP

What Do Regulatory Changes Mean For Interest-free Lending? Find Out In Our Retail Review Podcast!

United States Finance

WB

Womble Bond Dickinson

Florida OFR Resolves Alleged Money Transmitter Licensing Violations

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

FinCEN And SEC Impose Historic Fine On Broker-Dealer For AML Violations

United States Finance

B

BakerHostetler

US Fund Sponsors Relying On Rule 506(c): Mind The Impact On EEA Fund Marketing Rules – New York Office Snippet

United States Finance

LL

Loyens & Loeff

Financial Services Review: State Of The States - March 2026

United States Finance

MB

Mayer Brown

FTC Warns Auto Dealership Groups On Vehicle Price Advertising

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

South Dakota Enacts Licensing Framework For Virtual Currency Kiosks

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

US Inflation Figures Could Stoke USD Volatility Today

United States Finance

IG

IR Global

Coming Soon: A Must-Listen Conversation With A Key New York Regulator

United States Finance

BS

Ballard Spahr LLP

What Europe's Renewable Energy Struggles Can Teach U.S. Regulators About Dispute System Design

United States Litigation

J

JAMS

Sanctions Update: March 9, 2026

Worldwide International

SJ

Steptoe LLP

401(k) And IRA Contribution Limits For 2026: Retirement Savings, Adjustments For Inflation, And SECURE 2.0 Changes American Taxpayers Must Know About

United States Tax

RS

Rotfleisch & Samulovitch P.C.

Littler Lounge: Just Cause For A Chat About Corrective Actions (Podcast)

United States Employment

LM

Littler Mendelson

Federal Government Continues Anti-Fraud Enforcement In The Sports Industry And Signals Desire To Work Cooperatively With Organizations Under Investigation

United States Criminal

SJ

Steptoe LLP

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Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Agencies' Capital Proposals Seek To Reduce Regulatory Burden And Extend Capital Relief To The Banking Industry At Large

On March 19, 2026, the Board of Governors of the Federal Reserve System (Federal Reserve), the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency...

United States Finance

AP

Arnold & Porter

AIFMD2 Implementation: Key Questions For Private Fund Managers

The journey to implementation of the revised EU's Alternative Investment Fund Managers Directive 2011/61/EU (AIFMD)...

European Union Finance

GP

Goodwin Procter LLP

OCC Issues Proposed Rules To Implement The GENIUS Act

On February 25, 2026, the Office of the Comptroller of the Currency (OCC) issued a Notice of Proposed Rulemaking to implement provisions of the Guiding and Establishing National Innovation for U.S. Stablecoins (GENIUS) Act related to the issuance of payment stablecoins and certain related activities by entities subject to the OCC’s jurisdiction (the Proposal)

United States Finance

AO

A&O Shearman

FinTech Global FS Regulatory Round-up - W/e 13 March 2026

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

The GENIUS Act Arrives And The OCC Is Set To Act

United States Finance

DS

Dinsmore & Shohl

L’explosion des Prediction Markets aux États-Unis : Pourquoi l’Europe ne peut plus traiter ce marché comme une curiosité

United States Commercial

A

AlixPartners

Max Maisonrouge Contributes To The Bretton Woods Committee's Paper On Tokenized Assets

Worldwide Technology

KM

Katten Muchin Rosenman LLP

Executive Order Seeks To Promote Mortgage Lending By Community And Smaller Banks Through Easing Regulatory Requirements

United States Finance

BS

Ballard Spahr LLP

Implementing The GENIUS Act: The OCC Proposes Comprehensive Rulemaking Governing Payment Stablecoins Issuance

United States Finance

AP

Arnold & Porter

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Debt Capital Markets

Introducing Our New 6-part Podcast Mini-series: Debt Sales 101

We are excited to announce the launch of a new six-part podcast mini-series focused on one of the most important and often misunderstood areas of consumer financial services: debt sales.

United States Finance

BS

Ballard Spahr LLP

AIFMD2 Implementation: Key Questions For Private Fund Managers

The journey to implementation of the revised EU's Alternative Investment Fund Managers Directive 2011/61/EU (AIFMD)...

European Union Finance

GP

Goodwin Procter LLP

IPO 101: Where To Begin When An Exit Is On The Horizon (Video)

For many private companies that are preparing for an IPO, the conversation often begins with valuation targets and capital strategy, but inside the finance organization...

United States Commercial

R

Riveron

The Latest Liability Management Technology: Structurally Senior Minority-Owned Joint Venture Financings

United States Strategy

PR

Proskauer Rose LLP

Meritless Lawsuits No Longer Fly Free In Texas

United States Commercial

FL

Foley & Lardner

FINRA Proposes Amendments To Communications Rule To Permit Use Of Projections

United States Strategy

MB

Mayer Brown

CFTC Issues Guidance And Advanced Notice Of Proposed Rulemaking Relating To Prediction Markets

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

UK-Based AIFM Regulatory Hosting SEC Compliance Requirements For Serving US Clients

Worldwide Finance

KM

Katten Muchin Rosenman LLP

Private Market Talks: Navigating Market Complexity With Churchill’s Jason Strife (Podcast)

United States Finance

PR

Proskauer Rose LLP

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Charges, Mortgages, Indemnities

Agencies' Capital Proposals Seek To Reduce Regulatory Burden And Extend Capital Relief To The Banking Industry At Large

On March 19, 2026, the Board of Governors of the Federal Reserve System (Federal Reserve), the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency...

United States Finance

AP

Arnold & Porter

Executive Order Directs Agencies To Revisit Mortgage Rules

On March 13, President Trump signed an executive order directing federal financial regulators to consider a broad set of changes intended to reduce...

United States Consumer

SM

Sheppard, Mullin, Richter & Hampton LLP

Key SAPWG Developments At Spring 2026 National Meeting Of NAIC

The Statutory Accounting Principles (E) Working Group (SAPWG) of the National Association of Insurance Commissioners (NAIC)...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Senator Hawley Investigating FICO Credit Score Pricing Practices And Urging FTC To Investigate As Well

United States Finance

BS

Ballard Spahr LLP

FTC Seeks Comment On Potential Rule To Address Unfair Or Deceptive Rental Housing Fee Practices

United States Finance

GT

Greenberg Traurig, LLP

Massachusetts Settlement Targets Mortgage-Backed "Homeowner Benefit” Agreements

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

APAC Monthly Private Wealth Legal Developments - February 2026

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

Mortgage Banking Update - March 19, 2026

United States Finance

BS

Ballard Spahr LLP

Mortgage Pre-Approval Letter Misrepresentations May Trigger Chapter 93A Claims

United States Finance

GT

Greenberg Traurig, LLP

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Financial Services

Current Trends In Banking Litigation: Risks, Red Flags, And Practical Takeaways

One of our responsibilities as outside counsel to community banks is to be aware of trends and risks faced by such banks as well as opportunities presented to them.

United States Finance

JW

Jones Walker

Agencies' Capital Proposals Seek To Reduce Regulatory Burden And Extend Capital Relief To The Banking Industry At Large

On March 19, 2026, the Board of Governors of the Federal Reserve System (Federal Reserve), the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency...

United States Finance

AP

Arnold & Porter

Executive Order Directs Agencies To Revisit Mortgage Rules

On March 13, President Trump signed an executive order directing federal financial regulators to consider a broad set of changes intended to reduce...

United States Consumer

SM

Sheppard, Mullin, Richter & Hampton LLP

New York Senate Passes Bill To Cap Retail Installment Charges At 16%

United States Consumer

SM

Sheppard, Mullin, Richter & Hampton LLP

Bipartisan Group Of Senators Re-introduces Banker 'Clawback' Legislation

United States Finance

BS

Ballard Spahr LLP

SEC Staff Issues Corporate Finance Interpretation (Formerly CD&I) Providing ATM Program Flexibility To S-3 Issuers Facing Baby Shelf Transition

United States Commercial

M

Mintz

Introducing Our New 6-part Podcast Mini-series: Debt Sales 101

United States Finance

BS

Ballard Spahr LLP

Key SAPWG Developments At Spring 2026 National Meeting Of NAIC

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Florida OFR Resolves Alleged Money Transmitter Licensing Violations

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

See more

Latest Videos

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Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

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