United States: Fund Management/ REITs

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

SEC Staff Announces Reversal Of Policy Limiting Retail Access To Registered Funds Of Funds

On August 15, 2025, the staff of the SEC's Division of Investment Management (the "Staff") published a new Accounting and Disclosure Information ("ADI") regarding registered closed-end funds of private funds ("CE-FOPFs").

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Global Survey Of ESG Regulations For Asset Managers

Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements.

Worldwide Finance

KG

K&L Gates LLP

Navigating Private Equity Exit Challenges: How A Rapid Portfolio Exit Readiness Execution Plan Can Boost Valuations

The private equity (PE) landscape in 2025 is fraught with challenges that have significantly slowed exit activities, which has been further compounded by market volatility, high interest rates, regulatory pressures and geopolitical tensions.

United States Finance

AM

Alvarez & Marsal

SEC Rule 206(4)-8: Enforcement Standard May Shift In The Atkins Era

The Securities and Exchange Commission's recent leadership changes may signal a recalibration in the enforcement of Advisers Act Rule 206(4)-8, a cornerstone of the SEC's oversight of investment advisers to pooled investment vehicles.

United States Finance

AP

Anderson P.C.

President Trump Signs Executive Order Directing Review Of Alleged "Debanking"

United States Finance

SJ

Steptoe LLP

Executive Order Directs Regulators To Expand Access To Alternative Assets In 401(k) Plans

United States Employment

GG

Groom Law Group

FCA Publishes Its Findings On TCFD Climate Reporting Following A Multi-Firm Review

United States Finance

JD

Jones Day

Derivatives And Securities Dealers' Pre-Hedging Of Client Trades Faces Potential New Rules

United States Finance

B

Bracewell

Alternatives: A New Type Of Diversification For High-net-worth Investor Portfolios

United States Finance

KR

Kaufman Rossin

LP-led Fund Secondaries – What You Need To Know

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Sustainability Under The Microscope: ESMA's Reality Check

United States Finance

PR

Proskauer Rose LLP

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

Visionary Perspectives: The Future Of Private Credit

United States Wealth Mgt

D

Dechert

Capital Solutions: Five Surprising Takeaways

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Arbitration Essentials: How To Initiate And Navigate An International Arbitration, Part 2: Hearings

United States Litigation

J

JAMS

New Montana State Income And Property Taxes For 2025 & 2026

United States Tax

PB

Parsons Behle & Latimer

Summary - Tax Provisions In The One Big Beautiful Bill

United States Tax

HE

Hall Estill

Analysis Of The 2025 Federal Tax Changes Under The "One Big Beautiful Bill" Legislation

B

BakerHostetler

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

On July 14, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (Federal Reserve) and Federal Deposit Insurance Corporation...

United States Finance

GP

Goodwin Procter LLP

Joint Ventures For Public REITs: Opportunities And Challenges

Joint venture structures continue to be an important tool for public real estate investment trusts (REITs), particularly in market environments where traditional capital-raising strategies may...

United States Finance

GP

Goodwin Procter LLP

European Central Bank Plans To Fine Banks For Failures To Address Climate Change

It has been publicly reported that the European Central Bank is planning to impose financial penalties (albeit modest ones) on certain banks that have failed to adequately prepare for climate change.

United States Finance

M

Mintz

Further Reform For UK Private Fund Managers: The Government's Road Map For Growth In Financial Services

In our previous alert "Reforming the UK Regime for Private Fund Managers: FCA and HMT Papers Point the Way," we discussed the proposals of the Financial Conduct Authority (FCA)...

United States Finance

GP

Goodwin Procter LLP

Bank Secrecy Act Postponed For Investment Advisers And Exempt Reporting Advisers

United States Government

LS

Lowenstein Sandler

FINRA Finalizes SLATE Rule 6540: The Definitive Guide To Securities Lending Transparency Requirements (Effective 2026)

United States Finance

AP

Anderson P.C.

Dissolving Your Business: Essential Legal Steps To Protect Your Interests

United States Finance

SH

Scarinci Hollenbeck LLC

The Tax Joys Of Opportunity Zones

United States Tax

GG

Greenberg Glusker Fields Claman & Machtinger

Jonathan Gould Confirmed As Comptroller Of The Currency

United States Finance

BS

Ballard Spahr LLP

The One Big Beautiful Bill Becomes Law: Key Real Estate Tax Changes

United States Tax

JD

Jones Day

New And Emerging Manager Guide 2025 - The Fund Raising Process In Eight Stages

United States Finance

PR

Proskauer Rose LLP

Multi-Entity Fund Complexes And The Investment Company Act: Look-Through Rules, Integration Doctrine And Related Considerations

United States Finance

LS

Lowenstein Sandler

2024 Benchmark Survey Of Financial Services Transactions Between US Financial Services Providers And Foreign Persons (Form BE-180) – Due July 31, 2025

United States Finance

SR

Schulte Roth & Zabel LLP

2025 Compliance Reminder: BE-180 Survey Of Cross-Border Financial Services Transactions

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

New And Emerging Manager Guide 2025 - The Fund Raising Process In Eight Stages

Private capital fundraising remains a complex journey for any sponsor, especially for first-time fund managers.

United States Finance

PR

Proskauer Rose LLP

Multi-Entity Fund Complexes And The Investment Company Act: Look-Through Rules, Integration Doctrine And Related Considerations

A significant portion of private funds rely on the exemptions from registration under either Section 3(c)(1) or Section 3(c)(7) (Registration Exemptions) of the Investment Company Act of 1940 (Investment Company Act). Section 3(c)(1) exempts issuers whose outstanding securities are beneficially owned by 100 or fewer persons (100 Person Limit).

United States Finance

LS

Lowenstein Sandler

2024 Benchmark Survey Of Financial Services Transactions Between US Financial Services Providers And Foreign Persons (Form BE-180) – Due July 31, 2025

The US Department of Commerce's Bureau of Economic Analysis (the "BEA") collects information on international trade in services and direct investment.

United States Finance

SR

Schulte Roth & Zabel LLP

2025 Compliance Reminder: BE-180 Survey Of Cross-Border Financial Services Transactions

U.S. persons who provided or received more than $3 million of financial services, such as investment advisory services, fund management or brokerage services,1 to or from non-U.S. persons, such as Cayman master funds, during 2024 must file a Form BE-180 report with the Bureau of Economic Analysis.

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Weil Private Funds Regulatory Review

United States Commercial

WG

Weil, Gotshal & Manges LLP

Form D Filings & Regulation D Exemptions: A Guide For Fund Managers

Raising capital through a private offering can be a powerful growth lever—but only if it's done within the bounds of federal and state securities laws.

United States Finance

FL

Fridman Law Firm

State vs. Federal Fund Formation Regulations: What Startups Should Know

Startups and funds that plan to raise capital through private funds or investment vehicles quickly realize they're navigating two overlapping legal frameworks: state-level entity laws and federal securities regulations.

United States Finance

FL

Fridman Law Firm

Global Trends In Private Markets: Spotlight On The Middle East 2025

The global private markets landscape is undergoing a profound transformation, marked by rapid growth, heightened competition, and a wave of innovation...

Worldwide Finance

AO

A&O Shearman

Senate Passes Revised Budget Bill

On July 1, 2025, the Senate narrowly passed an amended FY 2025 budget bill that incorporates most of the House tax proposals, which we previously summarized here, but differs in various aspects.

United States Tax

CW

Cadwalader, Wickersham & Taft LLP

Regulatory Monitoring

United States Finance

AO

A&O Shearman

ESMA Report On The Integration Of Sustainability Risks And Disclosures Under SFDR

United States Finance

JD

Jones Day

Landmark FinCEN Orders Prohibit Fund Transfers Involving Three Mexican Financial Institutions Based On Illicit Opioid Trafficking Concerns

United States Finance

ML

Milbank LLP

Alumni Reflections: Capitalizing On Connections With Kerry Shriver And Meredith Moran

United States Finance

PR

Proskauer Rose LLP

Shareholder Activism In The REIT Sector: An Evolving Landscape

United States Finance

GP

Goodwin Procter LLP

Federal Reserve Board Removes Reputational Risk From Examination Ratings

United States Finance

SM

Sheppard Mullin Richter & Hampton

OCC Enters Consent Orders Against New York-Based Bank

United States Finance

SM

Sheppard Mullin Richter & Hampton

Financial Markets And Funds Quick Take | Issue 39

United States Finance

KM

Katten Muchin Rosenman LLP

Why Don't More 401(k) Plans Have Lifetime Income Options?

United States Finance

CB

Cohen & Buckmann

Alternative Investments And 401(k) Plans: How Fiduciaries Can Navigate ERISA's Waters

United States Finance

CB

Cohen & Buckmann

OFAC Imposes Largest-Ever Penalty On Nonbank Financial Institution For Egregious And Sustained Sanctions Violations—a $216M Warning To U.S. Fund Managers: Know Your Investors

Worldwide International

LS

Lowenstein Sandler

Financing Your Private Debt Platform

United States Finance

D

Dechert

Emerging Manager Minute (Video)

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

SEC And CFTC Extend Compliance Date For Amendments To Form PF

United States Finance

D

Dechert

SEC Extends Compliance Date For Form PF Amendments To October 1, 2025

United States Commercial

FH

Foley Hoag LLP

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Featured Speaker: State Of The Real Estate Capital Markets, REIT, Private And IPO Market (Video)

GP

Goodwin Procter LLP

'Fund Finance Friday: Industry Conversations' — LIBOR Before Labor Day (2022 Edition) (Video)

CW

Cadwalader, Wickersham & Taft LLP

Cannabis Investor Considerations For Private Fund Managers (Video)

FH

Foley Hoag LLP

The AXA Decision and Excessive Fee Litigation: Takeaways for the Investment Management Community

RG

Ropes & Gray LLP

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