United States: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Key SAPWG Developments At Spring 2026 National Meeting Of NAIC

The Statutory Accounting Principles (E) Working Group (SAPWG) of the National Association of Insurance Commissioners (NAIC)...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

A Long-Awaited Step: SEC And CFTC Provide Interpretation For Crypto Asset Taxonomy

The interpretive guidance marks the first effort by the SEC (as opposed to prior staff interpretations that were not statements of the Commission itself) to define the types of crypto assets that are securities and those that are not.

United States Technology

JD

Jones Day

Securities And Derivative Litigation: Report

The 2025 securities class action landscape presents a paradox that issuers and their boards should take note of: although overall filing volume declined, the financial magnitude of these cases reached unprecedented levels.

United States Finance

D

Dechert

An EU View On The SEC-CFTC Joint Interpretative Release And MOU On Crypto-assets

The United States' Securities and Exchange Commission (SEC), in coordination with the Commodity Futures Trading Commission (CFTC)...

United States Finance

PL

PwC Legal Germany

Breaking Up Is Hard To Do: Howey And The SEC's Crypto Asset Classification Guidance

United States Technology

CG

Cahill Gordon & Reindel LLP

CFTC Seeks Input On Prediction Markets As Staff Signal Heightened Scrutiny For Sports-Related And Other Event Contracts

United States Finance

LS

Lowenstein Sandler

Second Circuit Limits Pre-Judgment Asset Freezes In Contract Cases

United States Commercial

AP

Arnold & Porter

The SEC Is Not The 'Securities And Everything Commission' Anymore

United States Technology

RD

Riker Danzig LLP

The Clarity Act Advances Slowly, And The SEC And CFTC Anticipate Passage With A New Interpretation: Some Crypto Offerings Facilitated

United States Commercial

PR

Proskauer Rose LLP

SEC And CFTC Issue Guidance On The Applicability Of Federal Securities Laws To Crypto Assets And Blockchain Activities

United States Technology

AG

Akin Gump Strauss Hauer & Feld LLP

NFA Cuts The Red Tape: Non-US Swap Dealers Breathe Easier With Streamlined Cross-Border Amendments

United States Finance

KM

Katten Muchin Rosenman LLP

Singing The Same Tune: SEC And CFTC Announce Oversight Harmony

United States Commercial

AP

Arnold & Porter

SEC Issues Interpretive Framework For Crypto Asset Classification

United States Technology

LS

Lowenstein Sandler

Meritless Lawsuits No Longer Fly Free In Texas

United States Commercial

FL

Foley & Lardner

What Foundations And Other Nonprofits Need To Know About The Foreign Agents Registration Act

United States Government

W

WilmerHale

Monitoring The Hormuz Strait And The Subsequent Trade Volatility

United States International

BG

Braumiller Law Group, PLLC

What Every Multinational Should Know About…Managing The Aftermath Of The Supreme Court's IEEPA Tariff Decision (Part I)

United States International

FL

Foley & Lardner

Congress Proposes Major Overhaul Of WARN: What Employers Need To Know About The Fair Warning Act

United States Employment

PR

Proskauer Rose LLP

Back To School 2025: Title IX Updates And How ADR Can Help Universities Resolve Disputes (Podcast)

United States Litigation

J

JAMS

CFTC Takes Additional Steps Toward Prediction Market Regulation: What You Need To Know

On March 12, 2026, the U.S. Commodity Futures Trading Commission (CFTC) took formal steps toward establishing additional regulations for prediction markets.

United States Finance

CM

Crowell & Moring LLP

CFTC Seeks Public Input On Prediction Markets Regulation

On March 12, 2026, the Commodity Futures Trading Commission (CFTC or Commission) published an Advanced Notice of Proposed Rulemaking (ANPRM)...

United States Finance

W

WilmerHale

SEC Clarifies Status Of Crypto Assets Under Federal Securities Laws, Signals Potential Exemptive And Safe Harbor Framework

On March 17, 2026, the U.S. Securities and Exchange Commission (SEC) issued an interpretive release addressing the application of the federal securities laws to...

United States Technology

GT

Greenberg Traurig, LLP

Play Ball: The CFTC And MLB Strike A Historic Deal To Protect Prediction Markets

In a move that would make even the most seasoned sports fans do a double-take, the Commodity Futures Trading Commission (CFTC or Commission)...

United States Media & IT

KM

Katten Muchin Rosenman LLP

L’explosion des Prediction Markets aux États-Unis : Pourquoi l’Europe ne peut plus traiter ce marché comme une curiosité

United States Commercial

A

AlixPartners

CFTC Regulatory Developments On Prediction Markets And Event Contracts

United States Finance

GT

Greenberg Traurig, LLP

APAC Monthly Private Wealth Legal Developments - February 2026

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

A Place For Every Token And Every Token In Its Place: The SEC “Airdrops” Its New Crypto Taxonomy

United States Technology

KG

K&L Gates LLP

SEC/CFTC Interpretation Names Polkadot (DOT) As A Digital Commodity: Key Takeaways

United States Technology

C

Caldwell

California’s Venture Capital Demographic Reporting Requirements: Suspended

United States Commercial

M

Mintz

The SEC And CFTC Provide Crypto Clarity: Most Crypto Assets Are Not Securities

United States Technology

KM

Katten Muchin Rosenman LLP

CFTC Issues Guidance And Advanced Notice Of Proposed Rulemaking Relating To Prediction Markets

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

UK-Based AIFM Regulatory Hosting SEC Compliance Requirements For Serving US Clients

Worldwide Finance

KM

Katten Muchin Rosenman LLP

Common Ground: The SEC And CFTC Enter Historic Memorandum Of Understanding Aimed At Harmonizing Regulatory Interests

United States Finance

KM

Katten Muchin Rosenman LLP

The SEC And CFTC Provide Crypto Clarity: Most Crypto Assets Are Not Securities

On March 17, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) issued joint guidance, providing comprehensive interpretation...

United States Technology

KM

Katten Muchin Rosenman LLP

CFTC Issues Guidance And Advanced Notice Of Proposed Rulemaking Relating To Prediction Markets

The Commodity Futures Trading Commission (CFTC) recently took two significant steps towards its regulation of prediction markets.

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

UK-Based AIFM Regulatory Hosting SEC Compliance Requirements For Serving US Clients

This overview provides an assessment and practical guidance for a UK-based Alternative Investment Fund Manager (AIFM) hosting company that services US clients.

Worldwide Finance

KM

Katten Muchin Rosenman LLP

Common Ground: The SEC And CFTC Enter Historic Memorandum Of Understanding Aimed At Harmonizing Regulatory Interests

Regulatory silos are coming down. In what marks the third joint announcement by the two primary US financial regulatory agencies in less than three months, the Securities and Exchange Commission...

United States Finance

KM

Katten Muchin Rosenman LLP

SEC And CFTC Enter Historic Memorandum Of Understanding, Launch Joint Harmonization Initiative

United States Commercial

JB

Jenner & Block

CFTC And SEC Strengthen Regulatory Coordination Through Memorandum Of Understanding

On March 11, the SEC and the CFTC (the Agencies) announced a new MOU designed to strengthen coordination between the Agencies on regulatory matters involving overlapping jurisdictions.

United States Finance

LS

Lowenstein Sandler

FinReg Monthly Update

The UK Financial Conduct Authority's ("FCA") consultation paper (CP25/36)...

Worldwide Finance

PR

Proskauer Rose LLP

Shadow Banking And Private Credit: What It Is, Why It's Used, And Why It's In The News

You have probably seen "shadow banking" and "private credit" splashed across recent financial headlines. While they may sound like buzzwords...

United States Finance

FB

FBT Gibbons

Federal Bank Regulators Clarify Capital Treatment Of Tokenized Securities

The OCC, Federal Reserve, and FDIC jointly issued an FAQ that establishes how tokenized securities are treated under the existing U.S. capital framework.

United States Technology

WS

Winston & Strawn LLP

SEC Initiates Review Of ESG Fund Names Rule

United States Commercial

HK

Holland & Knight

New York Proposes New Regulations For Buy-Now-Pay-Later Loans

United States Finance

GP

Goodwin Procter LLP

Carl Kennedy Breaks Down The Future Of Prediction Markets

United States Finance

KM

Katten Muchin Rosenman LLP

Energy And Commodity Trading: A Comparison Of Conduct And Compliance Across The EU, UK And US

Worldwide Energy

B

Bracewell

Decoding CFTC's Emerging Framework For Leveraged Retail Spot Crypto Trading In The United States

Worldwide Finance

TLP Advisors

Regulatory Monitoring: EU Version

European Union Finance

AO

A&O Shearman

FINRA Unveils Changes To Enforcement Program To Increase Transparency And Efficiency

United States Finance

KM

Katten Muchin Rosenman LLP

UK Financial Insights From Katten | Issue 30

United States Finance

KM

Katten Muchin Rosenman LLP

Dele-Great!: CFTC Staff Allows CPO Delegation Structures To Remain Intact

United States Finance

KG

K&L Gates LLP

SEC Enforcement Gets A Refresh: Updates To Enforcement Manual Focus On Transparency And Fairness

United States Finance

KM

Katten Muchin Rosenman LLP

Know The Outcome? Don't Trade: CFTC Puts Prediction Markets On Notice

United States Finance

KM

Katten Muchin Rosenman LLP

Carl Kennedy Weighs In On CFTC's Bold Defense Of Prediction Markets

United States Finance

KM

Katten Muchin Rosenman LLP

CFTC Files Amicus Brief Urging Exclusive Federal Jurisdiction Of Event Contracts

United States Finance

W

WilmerHale

Prediction Markets At A Crossroads: The Continued Jurisdictional Battle Over Event Contracts

United States Finance

HK

Holland & Knight

Who Could Have Guessed? Multiple Sponsors File For Prediction Market Based ETFs

United States Finance

KG

K&L Gates LLP

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Latest Videos

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The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

Event Contracts: Financial Innovation Or Gambling Back Door? (Video)

G

Gamma Law

Dan Davis Shares Views On Digital Asset Regulation During House Subcommittee Hearing (Video)

KM

Katten Muchin Rosenman LLP

Mining In Focus: Latin America (Video)

GW

Gowling WLG

Current Issues In Derivatives (Video)

SM

Sheppard, Mullin, Richter & Hampton LLP

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