United States: Compliance

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

An Offeror's Legal Guide To Commercial Solutions Openings

The U.S. Army has launched a commercial solutions opening (CSO) focused on counter-drone technology in support of Joint Interagency Task Force (JIATF) 401...

United States Government

HK

Holland & Knight

Algorithmic Pricing And AI-Powered Evidence Avoidance: Competition Law Risks And Compliance Strategies

Artificial intelligence (AI) and algorithmic pricing tools are transforming competition law enforcement at an unprecedented pace. What competition authorities once dismissed...

Worldwide Anti-trust

GP

Goodwin Procter LLP

FinCEN And SEC Impose Historic Fine On Broker-Dealer For AML Violations

On March 6, FinCEN announced a historic enforcement action against Canaccord Genuity LLC, a registered broker-dealer, assessing an $80 million civil money penalty for willful violations of the BSA.

United States Finance

B

BakerHostetler

SEC Commissioner Peirce Addresses Industry At SIFMA's Compliance And Legal 2026 Annual Seminar

Securities and Exchange Commission (SEC or Commission) Commissioner Hester Peirce delivered wide-ranging remarks...

United States Finance

KM

Katten Muchin Rosenman LLP

What The White House’s New Executive Order On “Made In America” Means For Brands—and How To Get Ahead Now

United States Media & IT

RJ

Roth Jackson

DOJ Announces First Corporate Enforcement Policy For Criminal Matters

United States Commercial

FL

Foley & Lardner

The Democratic Republic Of The Congo As A Near-Term Strategic Opportunity For U.S. Companies

United States Commercial

FL

Foley & Lardner

Effective Compliance Management Systems: Core Elements For Every Business And Industry

United States Consumer

HK

Holland & Knight

Antiboycott Compliance: Department Of The Treasury Publishes List Of Countries Requiring Cooperation With An International Boycott

Worldwide Commercial

BI

Buchanan Ingersoll & Rooney PC

New York's Two-Track Climate Reporting Regime: From Measurement To Mandatory Disclosure

United States Environment

JD

Jones Day

Injunction On California AADC Partially Vacated—Key Provisions May Take Effect On April 2

United States Privacy

WR

Wiley Rein

Federal Court Vacates FinCEN Residential Real Estate Reporting Rule

United States Real Estate

FL

Foley & Lardner

An Update On NYC DWCP ‘Junk Fee, Subscription Trap’ And Other Initiatives

United States Consumer

BS

Ballard Spahr LLP

SEC Issues Interpretive Framework For Crypto Asset Classification

United States Technology

LS

Lowenstein Sandler

What Every Multinational Should Know About…Managing The Aftermath Of The Supreme Court's IEEPA Tariff Decision (Part I)

United States International

FL

Foley & Lardner

March 2026: Federal Deadlines That Will Reshape The AI Regulatory Landscape

United States Technology

BB

Baker Botts LLP

Congress Proposes Major Overhaul Of WARN: What Employers Need To Know About The Fair Warning Act

United States Employment

PR

Proskauer Rose LLP

Federal Government Continues Anti-Fraud Enforcement In The Sports Industry And Signals Desire To Work Cooperatively With Organizations Under Investigation

United States Criminal

SJ

Steptoe LLP

What Europe's Renewable Energy Struggles Can Teach U.S. Regulators About Dispute System Design

United States Litigation

J

JAMS

DOJ Further Incentivizes Corporate Self-disclosures In First Uniform Policy

On March 10, 2026, the US Department of Justice (DOJ) released its first-ever Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP)...

United States Commercial

SR

McDermott Will & Schulte

APAC Monthly Private Wealth Legal Developments - February 2026

ASIC has released its financial advice update for February 2026, covering the following developments and issues affecting financial advice...

Worldwide Wealth Mgt

KL

Herbert Smith Freehills Kramer LLP

How Your Multinational Business Benefits From OECD's New Tax Relief

The OECD side-by-side package offers U.S.-based multinationals relief from extra global minimum tax rules.

United States Tax

MG

MGO CPA LLP

DOJ Doubles Down And Commits To Department‑Wide Corporate Enforcement Policy

The Department of Justice (DOJ or the Department) has adopted its first‑ever Department‑wide Corporate Enforcement and Voluntary Self‑Disclosure Policy...

United States Criminal

B

BakerHostetler

Strategic Environmental Compliance Audits: Key Benefits And Practical Considerations

United States Environment

B

Bracewell

CA’s Cap-and-Invest Changes Test Business Contract Readiness

United States Commercial

FB

FBT Gibbons

Sanctions Update: March 16, 2026

United States International

SJ

Steptoe LLP

UK-Based AIFM Regulatory Hosting SEC Compliance Requirements For Serving US Clients

Worldwide Finance

KM

Katten Muchin Rosenman LLP

Episode S6:E7 | Tokenization And Crypto—What’s Happening Now? | Compliance In Context (Podcast)

United States Technology

CH

Calfee Halter & Griswold

What Companies Need To Know About DOJ's New Corporate Criminal Enforcement Framework

United States Criminal

BT

Barnes & Thornburg LLP

Observations On The CFIUS Known Investor Program

Worldwide Government

KL

Herbert Smith Freehills Kramer LLP

Department Of Justice Releases Nationwide Corporate Enforcement Policy

United States Commercial

BS

Ballard Spahr LLP

The Expanding Role Of The Board Of Directors In Compliance

United States Commercial

N

NAVEX

Letters Of Credit: A Strategic Tool For Community And Regional Banks

United States International

FB

FBT Gibbons

Observations On The CFIUS Known Investor Program

US Treasury Department's public consultation may eventually lead to a streamlined CFIUS review process for certain foreign investors, but the program's scope and ultimate benefits...

Worldwide Government

KL

Herbert Smith Freehills Kramer LLP

Department Of Justice Releases Nationwide Corporate Enforcement Policy

The U.S. Department of Justice (DOJ) just updated its Corporate Enforcement and Voluntary Self‑Disclosure Policy (CEP), which lays out how the DOJ evaluates corporate misconduct...

United States Commercial

BS

Ballard Spahr LLP

The Expanding Role Of The Board Of Directors In Compliance

Robust oversight of the compliance program by a company's board of directors makes a meaningful – and often critical – difference.

United States Commercial

N

NAVEX

Letters Of Credit: A Strategic Tool For Community And Regional Banks

For community and regional banks, letters of credit remain one of the most valuable and often underappreciated tools for supporting local businesses engaged in domestic and international trade.

United States International

FB

FBT Gibbons

DOJ's New Corporate Enforcement & Voluntary Self-Disclosure Policy: Implications For Government Contractors

United States Government

BA

Bradley Arant Boult Cummings LLP

Reminder: Federal Communications Commission – March Through April 1st Filings

Carriers and providers of interstate and international telecommunications that seek to revise their February 2, 2026, Form 499-Q filing must do so within 45 days of the Form 499-Q...

United States Media & IT

KD

Kelley Drye & Warren LLP

AI For Government: 7 Days For Contractor Comments On GSA Proposed Contract Clause For AI Systems

On March 6, 2026, the General Services Administration (GSA) issued a significant proposed contract clause, GSAR 552.239-7001, Basic Safeguarding of Artificial Intelligence Systems ("Clause")...

United States Technology

CM

Crowell & Moring LLP

EPR Reports May Increase Risk Of Class Actions

In May 2026, seven states (California, Colorado, Maine, Maryland, Minnesota, Oregon and Washington) will require covered businesses to submit Extended Producer responsibility (EPR) Reports. Many other states are now evaluating whether they should follow suit.

United States Litigation

KM

Katten Muchin Rosenman LLP

SEC Revises Enforcement Manual For The First Time Since 2017

On February 24, the US Securities and Exchange Commission’s (SEC) Division of Enforcement published a revised Enforcement Manual, replacing the version that had been in effect since November 2017.

United States Criminal

AF

ArentFox Schiff

Treasury’s FinCEN Whistleblower Portal Presents Business Risks

United States Commercial

SJ

Steptoe LLP

False Claims Act Enforcement: Record-Breaking Year Signals Continued Attention To Cybersecurity

Worldwide Technology

MB

Mayer Brown

How Supply Chain Mapping Strengthens Supply Chain Integrity

United States International

FL

Foley & Lardner

DOJ's Department-Wide Corporate Enforcement Policy

United States Commercial

ST

Simpson Thacher & Bartlett

Senate Democrats Introduce FCPA Reinforcement Act

United States Criminal

AF

ArentFox Schiff

SEC Grants Section 16(a) Exemption For Directors And Officers Of Foreign Private Issuers Organized In Certain Jurisdictions

United States Commercial

JD

Jones Day

2026 Proposed Amendments To The Federal Sentencing Guidelines—Key Changes For Economic Crimes

United States Criminal

B

Benesch Friedlander Coplan & Aronoff LLP

Shareholder Proposal Litigation Increases Following The SEC's Revised Rule 14a-8 Process

United States Commercial

JD

Jones Day

SEC Investor Advisory Committee To Meet On March 12

United States Commercial

GP

Goodwin Procter LLP

SEC Approves Conditional Exemptive Order For Beneficial Ownership Reporting By Certain FPI Directors And Officers

United States Commercial

GP

Goodwin Procter LLP

The Oracle Audit Playbook Exposed

United States Commercial

TG

Tactical Law Group LLP

Developing Key Performance Indicators For Human Rights Programs In The Technology Sector

United States Commercial

SJ

Steptoe LLP

California Textile EPR—Next Steps For Brands And Retailers Before July 1

United States Commercial

JD

Jones Day

Ensuring Compliance In Uncertain Times (Podcast)

United States Commercial

B

Bracewell

SEC Adopts Implementing Amendments For Section 16(a) Reporting By Directors And Officers Of Foreign Private Issuers

United States Commercial

BT

Barnes & Thornburg LLP

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Highlighted Content

Mexico's 2026 Tax Regularization Program

United States Tax

BG

Braumiller Law Group, PLLC

New Value Manifest/Manifestacion De Valor – Via VUCEM

United States Commercial

BG

Braumiller Law Group, PLLC

DHS Audit Of CBP's Centers Of Excellence And Expertise Yields Evidence Of Mismanagement

United States International

BG

Braumiller Law Group, PLLC

OFAC Enforcement Trends – Lack Of Due Diligence In Mergers And Acquisitions

United States International

BG

Braumiller Law Group, PLLC

Complying With BIS's Advanced Computing And Semiconductor Manufacturing Rules – Knowledge, Due Diligence, And Technology Thresholds

United States Commercial

BG

Braumiller Law Group, PLLC

Primer On Forced Labor Enforcement For U.S. Importers

United States International

BG

Braumiller Law Group, PLLC

Forced Labor Due Diligence – Supply Chain Tracing Requirements To Comply With UFLPA, Withhold Release Orders, And More

United States Commercial

BG

Braumiller Law Group, PLLC

Antiboycott Compliance For U.S. Companies

United States Commercial

BG

Braumiller Law Group, PLLC

New Importer, Old Baggage - Successor Liability For Antidumping & Countervailing Duties

United States International

BG

Braumiller Law Group, PLLC

Customs And Border Protection's Recent FAQs On Forced Labor Enforcement Demonstrates The Growing Need For Forced Labor Compliance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

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Cultural Flashpoints Vidcast: Conversations That Matter (Video)

SS

Seyfarth Shaw LLP

Culture & Compliance Chronicles: Inside The Wirecard Scandal—Whistleblowing, Retaliation & Reform With Pav Gill (Podcast)

RG

Ropes & Gray LLP

Navigating Innovation And Litigation Risk In Private Equity And Venture Capital (Video)

AP

Arnold & Porter

S6:E3 | The Impact Of Mentorship In Compliance | Compliance In Context (Podcast)

CH

Calfee Halter & Griswold

Engaging With Vendors For Faith-Based Orgs — Clarity, Compliance, And Stewardship (Video)

MB

Michael Best

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