United States: Compliance

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Article
Inside The Ad Law Tool Kit: Email Marketing
Commercial email marketing presents significant legal challenges under federal and state regulations. Understanding the Federal CAN-SPAM Act's requirements for truthful headers, opt-out mechanisms, and proper identification, alongside state-specific laws like California's Section 17529.5, is essential for organizations seeking to minimize litigation risks while maintaining effective marketing campaigns.
United States Media & IT
GA
Global Advertising Lawyers Alliance (GALA)
Article
CMS Imposes Nationwide Enrollment Moratoria On Hospices And Home Health Agencies What Buyers Sellers And Operators Need To Know
The Centers for Medicare & Medicaid Services has imposed immediate nationwide temporary moratoria blocking new Medicare enrollment for hospices and home health agencies, citing dramatic enrollment increases and fraud concerns. These 6-month moratoria, which can be extended, also prevent re-enrollment of entities undergoing certain ownership changes within 36 months of initial enrollment, potentially impacting pending healthcare transactions.
United States Healthcare
SM
Sheppard, Mullin, Richter & Hampton LLP
Article
Legal Translation An Essential Part Of Legal Operations
Legal translation is evolving from a downstream service into an embedded function within legal operations. As organizations manage higher volumes of multilingual legal documentation across jurisdictions, translation is increasingly intertwined with core legal processes including contracting, compliance, litigation support, and regulatory communication, where consistency, timing, and coordination across teams matter as much as linguistic accuracy.
United States Commercial
Moringside
Article
Rule 15a-6 Of The Securities Exchange Act: A Guide For Foreign Broker-dealers
SEC Rule 15a-6 creates a framework allowing non-U.S. broker-dealers to engage with American institutional investors and conduct certain securities activities without full SEC registration. The rule establishes specific exemptions and requirements, including the use of chaperoning broker-dealers, while balancing market access with regulatory oversight. Understanding these provisions is essential for foreign broker-dealers seeking compliant pathways to U.S. capital markets.
United States Commercial
CL
Carter Ledyard & Milburn
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