Thailand: Securities

Subscribe

Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

Thailand Advances Draft On Funding-Source Oversight For Capital Markets Operators

Thailand’s Securities and Exchange Commission (SEC) has released a detailed draft notification expanding its oversight to cover the funding sources behind major shareholdings in licensed securities...

Thailand Finance

TG

Tilleke & Gibbins

Thai SEC Proposes Expanding Oversight To Cover Funding Sources Of Capital Markets Operators

Following Thailand’s recent expansion of the “major shareholder” definition for securities and digital asset businesses, the Securities and Exchange Commission (SEC)...

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Adds Digital Asset Operators To Institutional Investor Definition

Thailand's Securities and Exchange Commission (SEC) has broadened the definition of institutional investors, expanded the types of qualifying investments...

Thailand Technology

TG

Tilleke & Gibbins

Thailand Expands "Major Shareholder" Definition For Securities And Digital Asset Businesses

Thailand's Ministry of Finance and Securities and Exchange Commission (SEC) have issued regulations broadening the criteria for determining...

Thailand Commercial

TG

Tilleke & Gibbins

Thai SEC Issues New Regulation On Related-Party Transactions

Thailand Commercial

TG

Tilleke & Gibbins

Thai SEC Issues New Regulation On Material Transactions

Thailand Commercial

TG

Tilleke & Gibbins

Thai Depositary Receipts: A Look At The Underlying Offshore Shares Requirement

Thailand Commercial

TG

Tilleke & Gibbins

Precautions For Directors Of IPO Candidates And Listed Companies In Thailand

Thailand Commercial

TG

Tilleke & Gibbins

Corporate Governance Comparative Guide

Thailand Commercial

PP

Pisut & Partners

Thai SEC Eases Rules On Fundraising, But Risks Remain

Thailand Commercial

TG

Tilleke & Gibbins

Thailand To Regulate Offshore Digital Asset Businesses

Thailand Technology

TG

Tilleke & Gibbins

Thailand Legal Basics

Thailand Commercial

TG

Tilleke & Gibbins

Thai SEC Proposes Changes To Takeover Rules

Thailand Commercial

TG

Tilleke & Gibbins

Fintech Insights: Digital Asset Business Regulations In Thailand

Thailand Technology

TG

Tilleke & Gibbins

Synthetic Data In AI Model Training: Legal Challenges And Intellectual Property Risks

TG

Tilleke & Gibbins

Thailand And Malaysia Crack Cross Border Streaming Piracy Case

Thailand Media & IT

R

Rouse

Thailand’s New Labeling Requirements For Traditional And Electric Vehicles

Thailand Consumer

TG

Tilleke & Gibbins

Thai Cabinet Advances Draft Amendments To Liberalize Nine Foreign Business Activities

Thailand Finance

TG

Tilleke & Gibbins

Thailand’s Draft Child Protection Act: Complete Overhaul Of Existing Framework

Thailand Employment

TG

Tilleke & Gibbins

New Thai SEC Guidelines Simplify Market Entry For Foreign Securities Businesses

On September 18, 2024, Thailand's Securities and Exchange Commission (SEC) issued comprehensive guidelines to make it easier for foreign business operators to provide investment services in Thailand.

Thailand Commercial

TG

Tilleke & Gibbins

Thai SEC Clarifies Reporting Requirements For Shares Held By Directors And Executives

On September 27, 2024, the Securities and Exchange Commission of Thailand (SEC) issued a circular clarifying reporting obligations in relation to listed company securities held by the company's directors...

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Issues Notifications On Sustainability-Related Tokens

On June 1, 2024, Thailand's Securities and Exchange Commission (SEC) issued four notifications amending existing regulations to recognize sustainability...

Thailand Technology

TG

Tilleke & Gibbins

Thai Capital Markets Rules Recap For Q1/2024

This is the first in a series of quarterly articles prepared by Tilleke & Gibbins' capital markets practice group in Thailand, with a view to providing periodic updates on material changes...

Thailand Finance

TG

Tilleke & Gibbins

Company Directors In Thailand: Guidelines And Q&A On Duties And Liability

Thailand Commercial

TG

Tilleke & Gibbins

The Beginning Of The New Market: A Brief Regulatory Comparison Of LiVEx, SET And Mai

Thailand Commercial

NA

Nishimura & Asahi

A Comparison Of M&A Laws: Thailand

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Tightens Qualifications For Payment Service Operators

Thailand Finance

TG

Tilleke & Gibbins

Thailand Approves New Private Placement Rules For Listed Companies

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Sets Security Measure Requirements For Digital Asset Custody

Thailand Technology

TG

Tilleke & Gibbins

Thailand Inviting Public Comments On Proposed Changes To Rules For Securities Issuers And Listed Companies

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Updates Regulatory Framework For Digital Asset Businesses

Thailand Technology

TG

Tilleke & Gibbins

Thailand's SEC Opens Public Hearing Period On ICO Portal Regulations

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Proposes To Regulate Ready-to-Use Utility Tokens

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Inviting Public Comments On Proposed Changes To Rules For Securities Issuers And Listed Companies

Thailand's Securities and Exchange Commission and the Stock Exchange of Thailand (SET) have opened a public hearing period on proposed changes to requirements for...

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Updates Regulatory Framework For Digital Asset Businesses

Thailand's Securities and Exchange Commission (SEC) has announced three new regulatory requirements, which primarily require digital asset business operators to provide investors...

Thailand Technology

TG

Tilleke & Gibbins

Thailand's SEC Opens Public Hearing Period On ICO Portal Regulations

On June 23, 2022, Thailand's Securities and Exchange Commission (SEC) opened a public hearing period on regulatory controls for initial coin offering (ICO) portals that serve as...

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Proposes To Regulate Ready-to-Use Utility Tokens

On May 30, 2022, Thailand's Securities and Exchange Commission (SEC) announced that it would start regulating ready-to-use utility tokens, a type of digital token that had previously been exempted...

Thailand Commercial

TG

Tilleke & Gibbins

Taxation Of Digital Assets - Thailand

Thailand Technology

FS

Formichella & Sritawat Attorneys at Law Co., Ltd.

The SEC's New Weapons In The Fight Against Market Manipulators

Preventing market manipulation is key to maintaining the credibility of capital markets. Insider trading, wash trading, churning, and pumping and dumping are just a few of the types of manipulation regulators...

Thailand Commercial

PL

PriceSanond Ltd

More Amendments To The Civil And Commercial Code Proposed

On 17th October 2017, the Cabinet approved drafts of amendments to the Civil and Commercial Code (the "CCC") ...

Thailand Commercial

PL

LawPlus Ltd

The SEC's New Weapons In The Fight Against Market Manipulators

Preventing market manipulation is key to maintaining the credibility of capital markets. Insider trading, wash trading, churning, and pumping and dumping are just a few of the types of manipulation...

Thailand Commercial

PL

PriceSanond Ltd

Relaxation Of The Minimum Paid-Up Capital Requirements For Securities And Derivatives Operators

In August 2017 the Thai SEC issued a hearing paper on the reduction of minimum paid-up capital requirements for securities and derivatives operators in Thailand.

Thailand Finance

BM

Baker McKenzie

Doing Business In Thailand: 3 Key Things To Follow In 2016

Thailand Commercial

TG

TMF Group BV

See more

Latest Videos

See more

Investor Alert: SEBI Opens Doors To Scalable Co-Investments In AIFs (Podcast)

AP

AK & Partners

Supreme Court Clarifies Section 14(1)(d) Of IBC | CoC's Commercial Wisdom Upheld (Video)

IL

IndiaLaw LLP

Proposed Amendments To Secretarial Compliance Report, Appointment Of Auditors And RPTs (Video)

CP

Corporate Professionals

Explore secured creditor appointments and processes with insights from Lander & Rogers experts.

CP

Cathro & Partners

Validity Of A Notice For Re Assessment Under Income Tax Act, 1961 Against A Struck Off Company (Video)

SL

Shraff Legal Advocates

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More