Article
21 Apr 2026
Kalshi Makes Its Case For Federal Court As Ninth Circuit Hearing Tees Up Potential Supreme Court Review
AUTHORS CONTENT
Article
16 Apr 2026
Chairman Selig Goes To Capitol Hill: Key Takeaways On Prediction Markets, Crypto And Enforcement
Article
15 Apr 2026
Fewer Actions, Sharper Focus: SEC Enforcement Declines In Fiscal Year 2025 As Priorities Shift
Article
08 Apr 2026
SEC Hits Pause On Cboe's New Disruptive Trading Rule
Article
07 Apr 2026
A New Era: New CFTC Enforcement Director Outlines Updated Priorities And Cooperation Policy
Article
30 Mar 2026
SEC Commissioner Peirce Addresses Industry At SIFMA's Compliance And Legal 2026 Annual Seminar
Article
26 Mar 2026
FINRA President And CEO Robert Cook Provides Update On ‘FINRA Forward’ At The SIFMA Compliance & Legal 2026 Annual Conference
Article
25 Mar 2026
SEC Chairman Atkins Outlines Vision And Priorities At SIFMA Compliance And Legal 2026 Annual Conference
Article
20 Mar 2026
Tilting At Windmills: Defending Overconcentration Claims In Today's Index-Driven Equity Markets
Article
20 Mar 2026
Common Ground: The SEC And CFTC Enter Historic Memorandum Of Understanding Aimed At Harmonizing Regulatory Interests
Article
10 Mar 2026
Reimagining Securities Arbitration: FINRA Launches Broad Review Of Arbitration Rules And Requests Comment On Modernization Initiative
Article
10 Mar 2026
FINRA Unveils Changes To Enforcement Program To Increase Transparency And Efficiency
Article
06 Mar 2026
SEC Enforcement Gets A Refresh: Updates To Enforcement Manual Focus On Transparency And Fairness
Article
05 Mar 2026
Know The Outcome? Don't Trade: CFTC Puts Prediction Markets On Notice
Article
08 Dec 2025
All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better
Article
24 Sep 2025
Reaching The Finish Line: The CFTC Concludes Its Enforcement Sprint By Offering Lower Fines For Self-Reporting And Cooperation
Article
13 Mar 2025
CFTC Acting Chairman Pham Announces Effort To Quickly Resolve Recordkeeping And Reporting Investigations And Pledges Additional Guidance On Self-Reporting And Cooperation
Article
11 Mar 2025
Clearer Skies Ahead: CFTC Enforcement Division's New Advisory Opens Doors For Self-Reporting And Increased Cooperation
Article
05 Feb 2025
Will History Repeat Itself? Peering Into The Past To Predict The Next Four Years Of CFTC Enforcement Actions