Jon-Luc Dupuy

United States: Hold On! SEC Proposes Updates To Custody Rules

SEC Moves To Open Private Markets To Retail Investors

United States: SEC Proposes Modernization Overhaul Of Transfer Agent Rules

SEC Proposes Modernization Overhaul Of Transfer Agent Rules

What A Relief! SEC Staff Extends Co-Investment Orders To Open-End Funds And Allows Delegation To Board Committee

SEC Extends Compliance Period For The Amended Names Rule

Checked Swing—SEC Does Not Adopt "Swing Pricing" Or A "Hard Close" For Now, But Only Provides Liquidity Guidance And Amendments To Forms N-PORT And N-CEN

Form N-PORT And Form N-CEN Reporting; Guidance On Open-End Fund Liquidity Risk

A Deep Dive Into Money Market Fund Liquidity Fees

Out With The Old, In With The New – SEC Scraps Swing Pricing Proposal, Removes Redemption Gates, And Mandates Liquidity Fees For Money Market Funds