Australia: Financial Services

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
APAC Monthly Private Wealth Legal Developments – May 2026
Explore the latest regulatory developments across Asia-Pacific financial markets, from Australia's scam prevention framework and ASIC's cybersecurity warnings to Hong Kong's stablecoin regime implementation and Singapore's enhanced market conduct controls. This comprehensive update covers critical changes in banking supervision, digital asset regulation, and investor protection measures that are reshaping the region's financial landscape.
Worldwide Finance
KL
Herbert Smith Freehills Kramer LLP
Article
Price Unit Of Measure – What Does It Mean And How To Report It Under ASIC
ASIC transaction reporting requires entities to submit an expanded set of data fields, including Item 49: Price Unit of Measure. This field specifies what unit a reported price refers to, drawn from ISO 20022 standardised codes, and must align with quantity measures to ensure internal consistency. Understanding when to populate this field and selecting the correct unit code are critical to avoiding common reporting errors.
Australia Finance
TRAction
Article
Audit Obligations For Large Entities In Australia: What Matters Now
An Australian company's AUD 168,000 fine for failing to lodge audited financial reports reveals a widespread challenge: businesses often cross into mandatory audit territory through organic growth without realizing it. As revenue, assets, or headcount expand, companies can unintentionally trigger obligations under the Corporations Act, with consequences extending far beyond regulatory penalties to impact financing, transactions, and investor confidence.
Australia Accounting
GGI Global Alliance
Podcast
Essential ESG: Episode 29 – Inside Australia’s New Scams Prevention Framework (Podcast)
Australia's new Scams Prevention Framework introduces a comprehensive 'whole-of-ecosystem' regulatory approach that extends obligations beyond traditional banking to encompass telecommunications and digital platforms. This podcast explores how the reasonable steps obligation, multi-regulator oversight model, and emerging dispute resolution framework will reshape scam prevention across regulated sectors.
Australia Commercial
CC
Corrs Chambers Westgarth
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