European Union: Compliance

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Article
Can A Forex Broker Give Trading Advice Under An Execution-Only Agreement?
When a Forex or CFD broker's written agreement states "execution-only" service, but account managers regularly recommend specific trades, position sizes, and additional deposits, does the contractual label reflect reality? This analysis examines the critical distinction between genuine execution-only services and situations where firms may be providing investment advice without proper regulatory safeguards, and why the actual communications between broker and client can matter more than the written terms.
Cyprus Finance
CP
Christos Paraskevas LLC
Article
Sanctions Monitoring Board Issues Guidance Document On Sanctions Compliance Requirements
Malta's Sanctions Monitoring Board has issued comprehensive compliance guidelines establishing a legally binding framework for sanctions implementation. The new requirements mandate enterprise-wide risk assessments, enhanced customer due diligence extending beyond traditional beneficial ownership analysis, and robust screening protocols to identify and prevent sanctions breaches.
Malta Commercial
GA
Ganado Advocates
Article
CRD VI And Cross-Border Lending: What Third-Country Credit Institutions Need To Know
The European Union's Sixth Capital Requirements Directive introduces a groundbreaking EU-wide framework requiring third-country credit institutions to establish authorised branches when providing core banking services within the EU. This new regime, effective January 2027, replaces the previous patchwork of national rules with harmonised supervisory standards, though several exemptions and transitional protections apply to existing arrangements.
Malta Finance
CP
Camilleri Preziosi Advocates
Video
Cyprus VAT Explained (2026): Registration, Reverse Charge, VIES & OSS, By A Cyprus Lawyer (Video)
Cyprus VAT compliance presents significant challenges for international businesses operating through Cyprus entities, particularly those without local customers who mistakenly assume they have no VAT obligations. This comprehensive guide examines registration requirements, reverse charge mechanisms, VIES reporting, and the One Stop Shop system to help founders, freelancers, and finance managers navigate the complexities that frequently result in costly compliance failures.
Cyprus Tax
Philippou Law Firm
Article
Central Bank Of Ireland Review Of Delegation By Fund Management Companies
The Central Bank of Ireland has completed its review of delegation practices across fund management companies, examining how the sector's dramatic growth to €5.6 trillion in assets has impacted oversight and governance frameworks. With 9,000 authorized funds now supported by 121 FMCs, the regulator has identified both effective practices and areas requiring enhancement across five critical operational domains. FMCs must now benchmark their policies against these supervisory expectations and implement
Ireland Wealth Mgt
D
Dechert
Article
Offshore Update: General Scheme Of Marine Protected Areas Legislation Published
The Irish Government has published the General Scheme of the Maritime Area Planning (Marine Protected Areas) (Amendment) Bill 2026, which would integrate marine protected area designation into Ireland's existing maritime spatial planning framework. This legislative proposal aims to protect 30% of Irish waters by 2030 while establishing new compliance obligations for public bodies and consultation mechanisms for stakeholders with maritime interests.
Ireland Environment
AC
Arthur Cox
Article
Harmonised Regulatory Reporting Framework Ready For Introduction In 2027
The Malta Financial Services Authority and the Financial Intelligence Analysis Unit are introducing a Harmonised Regulatory Reporting Framework to eliminate overlapping data requests and reduce operational burdens for financial services companies. The new framework will standardise domestic regulatory returns and create a unified ecosystem to minimise data errors, with mandatory implementation set for January 2027.
Malta Finance
FM
Finance Malta
Article
Development Of Digital Legislation In Europe: Focus On Cybersecurity
The European Union has introduced three major cybersecurity frameworks—NIS2, DORA, and the CRA—that significantly expand regulatory obligations across critical sectors and financial entities. These overlapping directives create a complex compliance landscape for organizations operating in the Benelux region, requiring careful navigation of technical requirements, incident reporting duties, and supply-chain security measures.
European Union Media & IT
LL
Loyens & Loeff
Article
Konsultation – Rundschreiben Der Bafin Zu Den Änderungen Im KAGB In Folge Des FRiG
Die Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) hat einen Konsultationsentwurf zu den umfassenden Änderungen im Kapitalanlagegesetzbuch durch das Fondsrisikobegrenzungsgesetz veröffentlicht. Welche neuen Anforderungen gelten für Geschäftsleiter von Kapitalverwaltungsgesellschaften, und wie wirken sich die Regelungen zu MiFID-Dienstleistungen auf bestehende Erlaubnisse aus? Der Entwurf gewährt in vielen Bereichen Bestandsschutz für bereits etablierte Strukturen.
Germany Finance
PL
PwC Legal Germany
Article
ESG Als Refinanzierungsvoraussetzung: Rechtliche Konsequenzen Für Sanierung Und Unternehmensfinanzierung
Sustainability criteria have evolved from voluntary commitments to critical factors in corporate financing. Companies seeking refinancing during crisis must now not only address operational and financial challenges but also credibly demonstrate ESG transformation, navigating potential deal-breakers, restructuring concept requirements, and greenwashing liability risks.
Germany Insolvency
PL
PwC Legal Germany
Article
EuGH-Urteil Zur Zinsbasis Bei Verbraucherkrediten – Was EU-Kreditgeber Jetzt Beachten Sollten
Der Europäische Gerichtshof hat entschieden, dass Sollzinssätze bei Verbraucherkrediten nur auf den tatsächlich bereitgestellten Kreditbetrag angewendet werden dürfen – nicht auf mitfinanzierte Kreditkosten wie Versicherungsprämien oder Gebühren. Diese Klarstellung hat weitreichende Folgen für Kreditgeber in der gesamten EU, die ihre Produktgestaltung, Preislogik und Kundenunterlagen entsprechend anpassen müssen. Besonders betroffen sind Banken und Anbieter von
Germany Finance
PL
PwC Legal Germany
Article
Das 20. und 21. Sanktionspaket der EU gegen Russland: Eine neue Compliance-Architektur für Finanzdienstleistungsunternehmen
The Council of the European Union has adopted its 20th and 21st sanctions packages against Russia, marking a fundamental shift in EU sanctions policy. Rather than simply expanding lists of designated persons, these measures systematically target the financial infrastructure—payment channels, banking relationships, crypto-asset ecosystems, correspondent banking, trade finance, and maritime logistics—that enables Russia's war economy.
Worldwide International
PL
PwC Legal Germany
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