Annie Chen

Leverage ratio breaches by CFD providers – ASIC oversees compensations to retail clients in the derivatives market

Use of performance figures in marketing materials – ASIC takes action

Navigating the new transitional arrangements for financial advisers: The Experienced Provider Pathway

Short term credit facilities and continuing credit contracts – complying with product intervention orders

Westpac's alleged breach and the severe consequences if proven: ASIC's legal battle over unaddressed customer hardship notices.