Walter A. Saurack

Compliance Insights For Broker-Dealers In The Age Of AI

2024 Sees Newly Enacted AAA And JAMS Mass Arbitration Rules

U.S. Supreme Court Rejects Prejudice Requirement For Waiver Of Arbitration Rights

Court Rules Telephonic Annual Meeting Appropriate During COVID-19 Pandemic Under New York Not-for-Profit Corporation Law

Beware Of Pitfalls In Remote FINRA Hearings