United States: Finance and Banking

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Banking Litigation Podcast EP58: Monthly Update – January/February 2026

In this edition of our banking litigation podcast, we consider some recent cases that will be most relevant to in-house lawyers at banks and financial institutions.

United States Finance

KL

Herbert Smith Freehills Kramer LLP

UK Crypto Regulation Moves Forward: Admissions & Disclosures And Market Abuse For Cryptoassets – Key Takeaways From FCA CP25/41

The close of 2025 highlighted the continuing momentum for the digital asset industry, with regulatory developments accelerating rather than slowing. In December, the UK Government and the Financial Conduct Authority (FCA)...

United States Finance

WS

Winston & Strawn LLP

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

Both the Financial Industry Regulatory Authority ("FINRA") and the National Futures Association ("NFA") have implemented rules prohibiting the practice of "frontrunning."

United States Finance

JD

Jones Day

Former New Jersey Attorney General Matt Platkin Launches Law Firm To Continue Fighting For The Public Good

We were honored to host former New Jersey Attorney General Matt Platkin on our live webinar on January 17, 2025 where I conducted a "fireside chat" with him that, because of its popularity...

United States Finance

BS

Ballard Spahr LLP

Baltimore Sues Fintech Company Dave Over ExtraCash Overdraft Product

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

SEC Issues Guidance On Tokenized Securities

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Investment Management Regulatory & Compliance Calendar And Guidebook 2026

United States Finance

WS

Winston & Strawn LLP

IOSCO Reports On Pre-Hedging And Financial Asset Tokenization

United States Finance

W

WilmerHale

OFSI Announces Major Reforms To Enforcement Process Following Consultation

United States Finance

KG

K&L Gates LLP

Federal Court Issues Mixed Decision On Illinois Interchange Fee Law

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

National Credit Union Takes First Step To Implement GENIUS Act

United States Finance

SJ

Steptoe LLP

CFPB Signals Sharp Reduction In Oversight Amid Shift To Virtual Exams

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Low Rates, High Risk: Mortgage Buydowns And A Coming Wave Of AG Enforcement

United States Finance

B

Benesch Friedlander Coplan & Aronoff LLP

Justice Department And State Of Texas Settle Allegations Against Colony Ridge

United States Finance

BS

Ballard Spahr LLP

What Europe's Renewable Energy Struggles Can Teach U.S. Regulators About Dispute System Design

United States Litigation

J

JAMS

401(k) And IRA Contribution Limits For 2026: Retirement Savings, Adjustments For Inflation, And SECURE 2.0 Changes American Taxpayers Must Know About

United States Tax

RS

Rotfleisch & Samulovitch P.C.

Ohio's New E-Verify Workforce Integrity Act: What Construction Employers Need To Know

United States Immigration

Gs

Green and Spiegel

Food Venture Financing News – Weekly Issue No. 264

United States Commercial

DW

Davis Wright Tremaine

Seventh Circuit Roundup: What Recent Decisions Reveal About Pleading, Intent, And Immunity (Podcast)

United States Litigation

BT

Barnes & Thornburg LLP

See more

Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Trends In Ship Finance

The ship finance industry continues to evolve in a manner previewed in years past by regulatory action and evolving lender profiles. This Holland & Knight article explores recent trends in traditional bank lending...

United States Transport

HK

Holland & Knight

NCUA Issues 2026 Supervisory Priorities Letter Emphasizing Safety, Soundness, And Risk-Focused Examinations

On January 14, the NCUA issued a letter outlining its supervisory priorities and examination program updates for 2026. The letter emphasizes risk-focused supervision, continued reliance on defined-scope examinations...

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Prudential Regulation In 2026: Priorities In Capital, Ring-fencing, Recovery And Resolution, And Operational Resilience Requirements

The Basel Committee on Banking Supervision (BCBS) continues to encourage full, timely and consistent adoption and implementation of the Basel standards.

Worldwide Finance

AO

A&O Shearman

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

See more

Debt Capital Markets

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

Both the Financial Industry Regulatory Authority ("FINRA") and the National Futures Association ("NFA") have implemented rules prohibiting the practice of "frontrunning."

United States Finance

JD

Jones Day

2026 FFA Annual Conference Recap

Loeb sent its largest team yet to the 2026 Fund Finance Association's (FFA's) annual conference, and we weren't alone, as the 3000+ attendees set a new record in the conference's 15th edition.

United States Finance

LL

Loeb & Loeb LLP

Today's Podcast Episode: Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America

On this episode of the Ballard Spahr Consumer Finance Monitor Podcast, we examine consumer debt and bankruptcy through the lens of Debt's Grip: Risk and Consumer Bankruptcy (University of California Press, 2025)...

United States Finance

BS

Ballard Spahr LLP

Cooperation Agreements 101: A Quick Primer On Material Terms And Trends

United States Insolvency

ABA Business Law Section

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

United States Insolvency

BS

Ballard Spahr LLP

Liability Management Exercises: Bandage Or Bridge To Recovery?

United States Insolvency

AC

Ankura Consulting Group LLC

Finance Teams That Harness AI Will Lead The Next Wave Of Business Collaboration

United States Technology

R

Riveron

SEC And CFTC Announce Joint 'Project Crypto' Initiative At Historic Harmonization Event

United States Finance

KM

Katten Muchin Rosenman LLP

Revitalizing U.S. Capital Markets: The Case For State-Led Reform

United States Commercial

FL

Foley & Lardner

See more

Charges, Mortgages, Indemnities

Low Rates, High Risk: Mortgage Buydowns And A Coming Wave Of AG Enforcement

Large home builders are increasingly offering mortgage buydowns—promotional low interest rates for new homebuyers—to boost sales, but these incentives often mask higher...

United States Finance

B

Benesch Friedlander Coplan & Aronoff LLP

Getting Legal Architecture Right On Luxury Mixed-use

With branded residences on the rise, luxury mixed-use hospitality projects that span from hotels to multiple residence types, golf, food and beverage outlets, and more, are surging.

United States Real Estate

MB

Mayer Brown

CREF Roundup | Week 6, 2026

The CREF Roundup is a periodic digest of noteworthy developments, insights, and commentary in the world of commercial real estate finance (CREF).

United States Real Estate

FB

FBT Gibbons

Mortgage Banking Update - February 5, 2026

United States Finance

BS

Ballard Spahr LLP

HUD Revised Foreclosure Bidding Process For FHA Loans

United States Finance

BS

Ballard Spahr LLP

Inside Year One: Finance Developments Under A New Administration

United States Finance

BS

Ballard Spahr LLP

DFPI Orders Mortgage Lender To Pay $160,000 For Alleged Unlicensed Mortgage Loan Originator Activity

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Supreme Court Hears Arguments Regarding President Trump's Attempt To Remove Lisa Cook From The Fed Board Of Governors

United States Litigation

BS

Ballard Spahr LLP

Can You Convert A Conventional Loan To An FHA Loan After The Contract Is Signed?

United States Real Estate

MA

Minchella & Associates

See more

Financial Services

CFTC And SEC Regulatory Harmonization: Delivering US Financial Leadership In Crypto Markets And Beyond

What Can Market Participants Expect as the CFTC and SEC Continue to Advance Regulatory Harmonization Efforts in the Digital Asset Space?

United States Technology

AM

Alvarez & Marsal

Banking Litigation Podcast EP58: Monthly Update – January/February 2026

In this edition of our banking litigation podcast, we consider some recent cases that will be most relevant to in-house lawyers at banks and financial institutions.

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Trump Tariff Tracker – February 13, 2026

President Trump signed an Executive Order on February 6, 2026, authorizing an additional ad valorem tariff on goods imported into the United States that are products of any country that has been found to be directly...

United States International

BB

Baker Botts LLP

Senate Finance Committee Members Move To Eliminate "First Sale" Principle

United States International

AG

Akin Gump Strauss Hauer & Feld LLP

UK Crypto Regulation Moves Forward: Admissions & Disclosures And Market Abuse For Cryptoassets – Key Takeaways From FCA CP25/41

United States Finance

WS

Winston & Strawn LLP

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

United States Finance

JD

Jones Day

Referral Networks, Market Uncertainty And "Pipeline To Prosperity": A Conversation With TMA Chicago/Midwest Chapter President Sandy Prabhakar (Podcast)

United States Insolvency

KM

Katten Muchin Rosenman LLP

Former New Jersey Attorney General Matt Platkin Launches Law Firm To Continue Fighting For The Public Good

United States Finance

BS

Ballard Spahr LLP

Baltimore Sues Fintech Company Dave Over ExtraCash Overdraft Product

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

See more

Latest Videos

See more

Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More