United Kingdom: Securities

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

Rethinking European Defence: Executing Transactions Amidst Regulatory Complexity

Whilst ESG compatibility and fund structuring create the foundation for defence investment, as we explored in part 2, successful execution requires mastering...

Worldwide Commercial

M

Macfarlanes LLP

FCA Unveils Streamlined Prospectus Rules To Boost UK Equity Capital Markets

On 15 July 2025, the Financial Conduct Authority (FCA) published Policy Statement PS25/9, formalising the new rules for public offers and admissions...

United Kingdom Finance

HL

Hunters

APAC Monthly Private Wealth Legal Developments – August 2025

The ASIC has cancelled the MWL Financial Services' licence for operating a 'low cost advice project' from 2021 to receive referrals from telemarketers/lead generators...

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Approves The First PISCES Private Stock Market Operator

The FCA has approved the London Stock Exchange as the first operator of PISCES (Private Intermittent Securities and Capital Exchange System) which is a new type of private stock market.

United Kingdom Commercial

LS

Lewis Silkin

Corporate Law Update: 16 - 29 August 2025

United Kingdom Commercial

M

Macfarlanes LLP

Prospectus Regime Changes In The EU And UK—a Debt Capital Markets Update (Podcast)

United Kingdom Finance

AO

A&O Shearman

Sustainability Communications – ESMA Note On ESG Credentials

United Kingdom Finance

WG

Weil, Gotshal & Manges LLP

UK Corporate Briefing August 2025

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

PISCES 101 — The Private Intermittent Securities And Capital Exchange System

United Kingdom Commercial

GP

Goodwin Procter LLP

Revenue Recognition Fraud - And Why It Matters

United Kingdom Commercial

FR

Forensic Risk Alliance

Capital Markets Insight: How To Know When You Need A Temporary CUSIP Number For Reopenings

Worldwide Commercial

MB

Mayer Brown

Commercial Litigation Podcast Series – Episode 32: General Update (Podcast)

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 2: Proposed Definitions Of "Public" And "Private" Securitisations

European Union Finance

JD

Jones Day

FinReg Monthly Update

United Kingdom Finance

PR

Proskauer Rose LLP

UK Space Agency Announces New Unlocking Space For Business Projects

United Kingdom Technology

MC

Marks & Clerk

UK CPS And SFO Issue Updated Corporate Prosecution Guidance: What Corporates Need To Know

United Kingdom Commercial

KG

K&L Gates LLP

UK Immigration Update – Indefinite Leave To Remain ILR After 10 Years Residence

United Kingdom Immigration

TL

Thaxted Legal

UK Government Unveils Ambitious Compute Roadmap To Bolster AI And National Infrastructure

United Kingdom Technology

BB

Baker Botts LLP

Privy Council Abrogates So-called "Shareholder Rule" Under English Law: Companies Can Assert Privilege Against Their Shareholders

The decision will be significant for shareholder litigation, including securities class actions, as it will mean that shareholders generally have no entitlement to production...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Capital Markets Reform In The UK

Since 2021, successive governments and regulators have focused on reform of the UK's capital markets and regulatory framework to strengthen the UK's position as a leading financial centre.

European Union Commercial

DP

Davis Polk & Wardwell

Corporate Law Update: 12 - 18 July 2025

The Financial Conduct Authority (FCA) has published the rules it is putting in place to regulate admissions to trading on public markets, as well as platforms that will facilitate public offers outside...

United Kingdom Commercial

M

Macfarlanes LLP

The FCA Confirms Its Bold Reforms Of The UK Prospectus Regime

a positive deregulation – expected to be leveraged by small and mid-cap companies initially as market practice develops; US securities law requirements...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

FCA Finalises Changes To The UK's Public Offers Of Securities Regime

United Kingdom Commercial

M

Macfarlanes LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

United Kingdom Finance

AO

A&O Shearman

FCA Publishes New UK Prospectus Rules: Potential Impact On Securities Litigation

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Takeover Panel Publishes Consultation On Dual Class Share Structures, IPOs And Share Buybacks And Two New Practice Statements

United Kingdom Commercial

GW

Gowling WLG

The UK Takeover Panel's Guidance On "Stub Equity" In Take-Private Transactions

United Kingdom Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

UK Takeovers: New Panel Guidance On Stub Equity Offers

United Kingdom Commercial

DP

Davis Polk & Wardwell

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

United Kingdom Finance

TS

Travers Smith LLP

UK Tax Round Up

United Kingdom Tax

PR

Proskauer Rose LLP

Watch Out For Hoax Reports To Your Hotline

United Kingdom Commercial

N

NAVEX

Reform Of The GDPR In The UK

United Kingdom Privacy

MB

Mayer Brown

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

On 26 June 2025, the European Securities and Markets Authority ("ESMA") published its Final Report ("the Report") on Technical Advice to the European Commission on the Review of the UCITS Eligible...

United Kingdom Finance

TS

Travers Smith LLP

UK Tax Round Up

Welcome to the June edition of our UK Tax Round Up, which discusses HMRC's response to its consultation on the new UK carried interest regime to be introduced next year...

United Kingdom Tax

PR

Proskauer Rose LLP

Watch Out For Hoax Reports To Your Hotline

We've recently been made aware of an increase in anonymous hoax emails and online reports posted to multiple companies through their internal reporting systems.

United Kingdom Commercial

N

NAVEX

Reform Of The GDPR In The UK

On 19 June 2025 the Data (Use and Access) Act (the "DUA Act") received Royal Assent and became law in the UK, having been passed by the UK Parliament on 11 June 2025.

United Kingdom Privacy

MB

Mayer Brown

PISCES – A New Source Of Liquidity In The UK For Unlisted Companies

United Kingdom Finance

DP

Davis Polk & Wardwell

The London Stock Exchange's Discussion Paper On The Future Of AIM

On 7 April 2025, the London Stock Exchange (LSE) published a "Discussion Paper: Shaping the Future of AIM." The paper looks at the future of the Alternative Investment Market (AIM) and its role...

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Reforming Stamp Taxes On Shares Moves Forward

The UK has taken another step forward with its plans to modernise stamp taxes on shares (effectively replacing Stamp Duty and Stamp Duty Reserve Tax (SDRT) with a new tax).

United Kingdom Commercial

M

Macfarlanes LLP

Monthly Regulatory Newsletter – April 2025

Our April 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place last month in the UK, the EU and the US.

United Kingdom Finance

RQ

RQC Group

Corporate Law Update: 26 April - 2 May 2025

HM Revenue and Customs (HMRC) has confirmed that it intends to proceed with introducing a new single tax on securities transactions, which will replace the two existing UK taxes on share transfers: stamp duty reserve...

United Kingdom Commercial

M

Macfarlanes LLP

Raising The Bar: SEC Evaluating An Increase In Minimum AUM Threshold For Investment Adviser Registration

United Kingdom Commercial

PR

Proskauer Rose LLP

The Gowling WLG AIM Handbook

United Kingdom Commercial

GW

Gowling WLG

Standard Chartered Securities Litigation: Renewed Hope For Passive Investors

United Kingdom Litigation

TS

Travers Smith LLP

Monthly Regulatory Newsletter – March 2025

Worldwide Finance

RQ

RQC Group

UK Corporate Briefing April 2025

Worldwide Commercial

BC

Bryan Cave Leighton Paisner

Listing On Aquis Stock Exchange

United Kingdom Finance

LS

Laytons

Boardroom To Breach: 5 Cyber Threats That Will Define Your Leadership In Times Of Disruption

United Kingdom Technology

A

AlixPartners

The SEC's Division Of Investment Management: FAQ Update

United Kingdom Commercial

RQ

RQC Group

5 Cybersecurity Questions For Grocery CEOs To Ask Today

United Kingdom Technology

A

AlixPartners

Travers Smith's Sustainability Insights: Will Trump 2.0 Kill Off The Brussels Effect?

Worldwide Commercial

TS

Travers Smith LLP

The UK Moves Closer To T+1 Settlement

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

SEC Grants Temporary Exemption For Rule 13f-2 Compliance And Form SHO Filings

United Kingdom Compliance

RQ

RQC Group

T+1 Settlement Update: Commission Proposes Change To CSDR

European Union Finance

AC

Arthur Cox

Simplified Disclosure Regime For Low Denomination Bond Issuances

United Kingdom Commercial

D

Devonshires

Monthly Regulatory Newsletter – January 2025

Worldwide Finance

RQ

RQC Group

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