United Kingdom: Securities

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

Horizon Scan: Improvements To The UK Transaction Reporting Regime?

The FCA is consulting on improvements to the UK transaction reporting regime under UK MiFIR, inviting feedback from market participants by 20 February 2026.

United Kingdom Finance

TS

Travers Smith LLP

Capital Markets – HM Treasury Consults On Legislation To Move To T+1 Settlement Cycle

HM Treasury has published a draft Statutory Instrument (SI) and related policy note to make T+1 (one business day after trade) the standard settlement cycle for securities trades in the UK from 11 October 2027.

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

AIM – LSE Publishes Feedback On Proposed Changes To The AIM Rules

The London Stock Exchange (LSE) has issued a Feedback Statement following its Discussion Paper on the future of AIM published earlier this year (read more on our blog here).

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Corporate Law Update: 22 - 28 November 2025

The Chancellor has announced the Government's 2025 Autumn Budget.

United Kingdom Commercial

M

Macfarlanes LLP

Autumn Budget 2025: SDRT Relief On Share Listings On "UK-regulated Markets"

United Kingdom Tax

BC

Bryan Cave Leighton Paisner

Appleby And Private Capital In The UK

United Kingdom Finance

A

Appleby

Quarterly Listed Company Update – What's New And What's Next?

United Kingdom Commercial

TS

Travers Smith LLP

Capital Markets – Transitional Provisions And Latest FCA Guidance In Primary Market Bulletin 58

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Reducing The Regulatory Burden – EU Commission De-Prioritizes Non-Essential Regulation In Securities And Derivative Markets

United Kingdom Finance

MB

Mayer Brown

FCA Primary Market Bulletin No.58

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

Transatlantic Securitisation Alignment: How 2025 UK And EU Reforms Reshape Compliance For US Structures

Worldwide Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Corporate Law Update: 11 - 17 October 2025

United Kingdom Commercial

M

Macfarlanes LLP

Rethinking European Defence: Executing Transactions Amidst Regulatory Complexity

Worldwide Commercial

M

Macfarlanes LLP

FCA Unveils Streamlined Prospectus Rules To Boost UK Equity Capital Markets

United Kingdom Finance

HL

Hunters

The Space: Mental Health And Wellbeing - Episode Four (Podcast)

United Kingdom Employment

GW

Gowling WLG

EU Digital Omnibus Proposals To Reform Data And AI Laws – The Leaked Version

United Kingdom Privacy

AG

Addleshaw Goddard

Legal Consideration For Hotels: Planning (Video)

United Kingdom Media & IT

GW

Gowling WLG

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

United Kingdom Finance

TS

Travers Smith LLP

Episode 14: Shaking Up The World Of Private Equity (Video)

United Kingdom Commercial

AM

Alvarez & Marsal

APAC Monthly Private Wealth Legal Developments – August 2025

The ASIC has cancelled the MWL Financial Services' licence for operating a 'low cost advice project' from 2021 to receive referrals from telemarketers/lead generators...

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Approves The First PISCES Private Stock Market Operator

The FCA has approved the London Stock Exchange as the first operator of PISCES (Private Intermittent Securities and Capital Exchange System) which is a new type of private stock market.

United Kingdom Commercial

LS

Lewis Silkin

Corporate Law Update: 16 - 29 August 2025

The Financial Conduct Authority (FCA) has officially announced that the London Stock Exchange (the Exchange) has been given approval to operate a platform within the new PISCES sandbox.

United Kingdom Commercial

M

Macfarlanes LLP

Prospectus Regime Changes In The EU And UK—a Debt Capital Markets Update (Podcast)

The EU and UK prospectus regimes govern disclosure requirements for securities offered to the public and/or admitted to trading on a regulated market.

United Kingdom Finance

AO

A&O Shearman

Sustainability Communications – ESMA Note On ESG Credentials

United Kingdom Finance

WG

Weil, Gotshal & Manges LLP

UK Corporate Briefing August 2025

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

PISCES 101 — The Private Intermittent Securities And Capital Exchange System

United Kingdom Commercial

GP

Goodwin Procter LLP

Revenue Recognition Fraud - And Why It Matters

United Kingdom Commercial

FR

Forensic Risk Alliance

Capital Markets Insight: How To Know When You Need A Temporary CUSIP Number For Reopenings

Worldwide Commercial

MB

Mayer Brown

Commercial Litigation Podcast Series – Episode 32: General Update (Podcast)

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 2: Proposed Definitions Of "Public" And "Private" Securitisations

European Union Finance

JD

Jones Day

Privy Council Abrogates So-called "Shareholder Rule" Under English Law: Companies Can Assert Privilege Against Their Shareholders

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Capital Markets Reform In The UK

European Union Commercial

DP

Davis Polk & Wardwell

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

The Financial List has allowed the claim of certain ultimate beneficial owners (UBOs) of loan notes to continue against the issuer of the notes, where the UBOs are seeking a declaration...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 2: Proposed Definitions Of "Public" And "Private" Securitisations

On 17 June 2025, the European Commission (the "Commission") published its proposed measures to revive the securitisation framework in the European Union ("EU"), with a view to making it simpler...

European Union Finance

JD

Jones Day

Privy Council Abrogates So-called "Shareholder Rule" Under English Law: Companies Can Assert Privilege Against Their Shareholders

The decision will be significant for shareholder litigation, including securities class actions, as it will mean that shareholders generally have no entitlement to production...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Capital Markets Reform In The UK

Since 2021, successive governments and regulators have focused on reform of the UK's capital markets and regulatory framework to strengthen the UK's position as a leading financial centre.

European Union Commercial

DP

Davis Polk & Wardwell

Corporate Law Update: 12 - 18 July 2025

United Kingdom Commercial

M

Macfarlanes LLP

Takeover Panel Publishes Consultation On Dual Class Share Structures, IPOs And Share Buybacks And Two New Practice Statements

The Takeover Panel has recently published a consultation paper (PCP 2025/1) on dual class share structures, initial public offerings (IPOs) and share buybacks and two new practice statements...

United Kingdom Commercial

GW

Gowling WLG

The UK Takeover Panel's Guidance On "Stub Equity" In Take-Private Transactions

On 3 July 2025, the UK Takeover Panel (Panel) published a new Practice Statement 36 (PS 36), which provides formal guidance on how the Panel will interpret and apply the Takeover Code...

United Kingdom Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

UK Takeovers: New Panel Guidance On Stub Equity Offers

The Takeover Panel has published a new Practice Statement on unlisted share alternatives, commonly referred to as "stub equity" offers. This update summarises the key points from the statement for bidders and their advisers.

United Kingdom Commercial

DP

Davis Polk & Wardwell

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

On 26 June 2025, the European Securities and Markets Authority ("ESMA") published its Final Report ("the Report") on Technical Advice to the European Commission on the Review of the UCITS Eligible...

United Kingdom Finance

TS

Travers Smith LLP

UK Tax Round Up

United Kingdom Tax

PR

Proskauer Rose LLP

Watch Out For Hoax Reports To Your Hotline

United Kingdom Commercial

N

NAVEX

Reform Of The GDPR In The UK

United Kingdom Privacy

MB

Mayer Brown

PISCES – A New Source Of Liquidity In The UK For Unlisted Companies

United Kingdom Finance

DP

Davis Polk & Wardwell

Corporate Law Update: 7 - 13 June 2025

United Kingdom Commercial

M

Macfarlanes LLP

PISCES – Key Questions Answered

United Kingdom Commercial

TS

Travers Smith LLP

UK Employee Share Plans: 6th Of July HMRC Reporting Deadline

United Kingdom Employment

GP

Goodwin Procter LLP

UK Corporate Briefing June 2025

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

The London Stock Exchange's Discussion Paper On The Future Of AIM

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Reforming Stamp Taxes On Shares Moves Forward

United Kingdom Commercial

M

Macfarlanes LLP

Monthly Regulatory Newsletter – April 2025

United Kingdom Finance

RQ

RQC Group

Corporate Law Update: 26 April - 2 May 2025

United Kingdom Commercial

M

Macfarlanes LLP

Raising The Bar: SEC Evaluating An Increase In Minimum AUM Threshold For Investment Adviser Registration

United Kingdom Commercial

PR

Proskauer Rose LLP

The Gowling WLG AIM Handbook

United Kingdom Commercial

GW

Gowling WLG

Standard Chartered Securities Litigation: Renewed Hope For Passive Investors

United Kingdom Litigation

TS

Travers Smith LLP

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