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within Intellectual Property, Food, Drugs, Healthcare, Life Sciences and Transport topic(s)
The MSRB will implement a new examination requirement
on November 12, 2019 for principals of municipal advisors.
The MSRB stated that municipal advisor principals must pass the
Series 54 examination in order to qualify to engage in the
management, direction or supervision of municipal advisory
activities. The MSRB is providing a one-year grace period until
November 12, 2020, to facilitate the transition to the new
examination requirement. During this time, individuals qualified by
the Series 50 examination can continue to engage in supervisory
activities.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
